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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________
FORM 8-K
_________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 1, 2023
______________________
State Street Corporation
(Exact name of registrant as specified in its charter)
____________________
Massachusetts001-0751104-2456637
(State or Other Jurisdiction of Incorporation)(Commission File Number)(IRS Employer Identification Number)
One Congress Street
BostonMassachusetts02114
(Address of principal executive offices, and Zip Code)
Registrant’s telephone number, including area code:
(617)
786-3000
________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common stock, $1 par value per shareSTTNew York Stock Exchange
Depositary Shares, each representing a 1/4,000th ownership interest in a share of STT.PRDNew York Stock Exchange
Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D, without par value per share
Depositary Shares, each representing a 1/4,000th ownership interest in a share of STT.PRGNew York Stock Exchange
Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series G, without par value per share
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨


Item 7.01.    Regulation FD Disclosure.
On November 1, 2023, State Street Corporation (“State Street”) notified the holders of its $500,000,000 aggregate principal amount of 3.776% Fixed-to-Floating Rate Senior Notes due 2024 (the “Notes”) that it will redeem all of the Notes on December 3, 2023 (the “Redemption Date”). The Notes will be redeemed at a redemption price equal to 100% of the principal amount of the Notes to be redeemed, plus accrued and unpaid interest thereon to, but excluding, the Redemption Date (the “Redemption Amount”). Since the Redemption Date is not a business day, the Redemption Amount will be paid on the next succeeding business day, with the same force and effect as if made on the Redemption Date. On and after the Redemption Date, interest will cease to accrue on the Notes.
State Street intends to fund the aggregate redemption price using cash on hand.
The information in Item 7.01 of this Current Report on Form 8-K shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.



SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

STATE STREET CORPORATION
By:/s/ Elizabeth M. Schaefer
Name:Elizabeth M. Schaefer
Title:Senior Vice President and Deputy Controller
Date:November 1, 2023


v3.23.3
Cover page Entities
Nov. 01, 2023
Cover [Abstract]  
Entity Emerging Growth Company false
Amendment Flag false
Entity Registrant Name State Street Corp
City Area Code (617)
Entity Central Index Key 0000093751
Document Type 8-K
Entity Incorporation, State or Country Code MA
Document Period End Date Nov. 01, 2023
Soliciting Material false
Written Communications false
Entity File Number 001-07511
Entity Tax Identification Number 04-2456637
Entity Address, City or Town Boston
Pre-commencement Tender Offer false
Entity Address, State or Province MA
Local Phone Number 786-3000
Entity Address, Postal Zip Code 02114
Pre-commencement Issuer Tender Offer false
Entity Address, Address Line One One Congress Street
v3.23.3
Cover page Entity listing
Nov. 01, 2023
Series G Preferred Stock, Depository Share [Member]  
Class of Stock [Line Items]  
Title of 12(b) Security Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series G, without par value per share
Trading Symbol STT.PRG
Security Exchange Name NYSE
Series D Preferred Stock, Depository Share [Member]  
Class of Stock [Line Items]  
Title of 12(b) Security Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D, without par value per share
Trading Symbol STT.PRD
Security Exchange Name NYSE
Common Stock [Member]  
Class of Stock [Line Items]  
Title of 12(b) Security Common stock, $1 par value per share
Trading Symbol STT
Security Exchange Name NYSE
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