Statement of Changes in Beneficial Ownership (4)
April 05 2017 - 3:42PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SCHNEIDER SCOTT V
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2. Issuer Name
and
Ticker or Trading Symbol
SAUL CENTERS INC
[
BFS
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Sr. Vice President-CFO
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(Last)
(First)
(Middle)
7501 WISCONSIN AVENUE, 15TH FLOOR
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3. Date of Earliest Transaction
(MM/DD/YYYY)
4/4/2017
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(Street)
BETHESDA, MD 20814
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Shares
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567.96
(1)
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I
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Daughter
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Common Shares
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554.68
(2)
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I
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Daughter-2
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Common Shares
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8675.82
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I
(3)
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401K
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Series C Preferred Stock
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4500
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D
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Common Shares
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4/4/2017
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M
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2560
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A
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$41.82
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11958.34
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D
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Common Shares
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4/4/2017
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M
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3000
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A
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$44.42
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14958.34
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D
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Common Shares
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4/4/2017
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S
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5560
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D
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$62.26
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9398.34
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option
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$41.82
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4/4/2017
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M
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2560
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5/13/2011
(4)
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5/13/2021
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Common Stock
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2560.0
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$41.82
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0
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D
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Employee Stock Option
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$44.42
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4/4/2017
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M
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3000
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5/10/2013
(4)
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5/10/2023
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Common Stock
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3000.0
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$44.42
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17000
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D
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Employee Stock Option
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$47.03
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5/9/2014
(4)
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5/9/2024
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Common Stock
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20000.0
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20000
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D
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Employee Stock Option
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$51.07
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5/8/2015
(4)
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5/8/2025
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Common Stock
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20000.0
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20000
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D
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Employee Stock Option
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$57.74
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5/6/2016
(4)
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5/6/2026
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Common Stock
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20000.0
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20000
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D
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Explanation of Responses:
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(1)
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Balance increased by January 31, 2017 Dividend Reinvestment Plan award of 4.645 shares.
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(2)
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Balance increased by January 31, 2017 Dividend Reinvestment Plan award of 4.537 shares.
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(3)
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Effective April 1, 2009, shares formerly held by the B.F. Saul Company Employees' Profit Sharing Reinvestment Trust were distributed to the individual 401(k) plan accounts of participants. The number of shares reported represents the reporting person's beneficial ownership interest in the Saul Centers stock fund of the 401(k) plan.
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(4)
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The options vest 25% per year over four years from the date of grant.
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Remarks:
The reporting person no longer has a reportable beneficial interest in 1,004.442 shares of common stock held by 2 sons and included in the reporting person's prior ownership reports.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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SCHNEIDER SCOTT V
7501 WISCONSIN AVENUE
15TH FLOOR
BETHESDA, MD 20814
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Sr. Vice President-CFO
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Signatures
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Scott V. Schneider
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4/5/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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