Statement of Changes in Beneficial Ownership (4)
November 21 2022 - 04:44PM
Edgar (US Regulatory)
FORM 4
[X] Check this box if no longer subject to
Section 16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * Cohen
Daniel Evan |
2. Issuer Name and Ticker or Trading
Symbol PlayAGS, Inc. [ AGS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) __X__
Other (specify below)
See Remarks |
(Last)
(First)
(Middle)
9 W. 57TH STREET, 43RD FLOOR |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/17/2022
|
(Street)
NEW YORK, NY 10019
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
Remarks:
Daniel Evan Cohen is associated with Apollo Management, L.P.
("Apollo Management") and its affiliated investment managers,
including Apollo Management VIII, LLC ("Management VIII"). This
report does not include any securities of PlayAGS, Inc. (the
"Issuer") that may be beneficially owned or held of record by
Apollo Management, Management VIII, any of the other Apollo
investment managers or investment advisors affiliated with Apollo
Management, or any entity directly or indirectly managed by Apollo
Management or any of their respective affiliates. Mr. Cohen
disclaims beneficial ownership of all such securities and this
report shall not be deemed an admission that Mr. Cohen is the
beneficial owner of, or has any pecuniary interest in, such
securities for purposes of Section 16 of the Securities Exchange
Act of 1934, as amended, or for any other purpose. // Mr. Cohen
resigned as a director of the Issuer effective November 17, 2022.
As a result, Mr. Cohen is no longer subject to Section 16 in
connection with his transactions in the equity securities of the
Issuer and therefore will no longer report any such transactions on
Form 4 or Form 5 |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Cohen Daniel Evan
9 W. 57TH STREET
43RD FLOOR
NEW YORK, NY 10019 |
X |
|
|
See Remarks |
Signatures
|
/s/ Daniel Evan Cohen |
|
11/21/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
PlayAGS (NYSE:AGS)
Historical Stock Chart
From Feb 2023 to Mar 2023
PlayAGS (NYSE:AGS)
Historical Stock Chart
From Mar 2022 to Mar 2023