Statement of Changes in Beneficial Ownership (4)
June 20 2023 - 4:55PM
Edgar (US Regulatory)
FORM 4
☐
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Becklund Irene |
2. Issuer Name and Ticker or Trading Symbol
Hims & Hers Health, Inc.
[
HIMS
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) PAO |
(Last)
(First)
(Middle)
2269 CHESTNUT STREET, #523 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/15/2023 |
(Street)
SAN FRANCISCO, CA 94123 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
(City)
(State)
(Zip)
|
Rule 10b5-1(c) Transaction Indication
☒
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to
satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Common Stock | 6/15/2023 | | M | | 19908 | A | (1) | 19908 | D | |
Class A Common Stock | 6/15/2023 | | F | | 6454 (2) | D | $8.80 | 13454 | D | |
Class A Common Stock | 6/16/2023 | | M(3) | | 566 | A | $1.75 | 14020 | D | |
Class A Common Stock | 6/16/2023 | | S(3) | | 566 | D | $8.95 | 13454 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit | (1) | 6/15/2023 | | M | | | 4065 | (4) | (4) | Class A Common Stock | 4065 | $0 | 60990 | D | |
Restricted Stock Unit | (1) | 6/15/2023 | | M | | | 2291 | (5) | (5) | Class A Common Stock | 2291 | $0 | 27492 | D | |
Restricted Stock Unit | $0 (1) | 6/15/2023 | | M | | | 4019 | (6) | (6) | Class A Common Stock | 4019 | $0 | 44212 | D | |
Restricted Stock Unit | (1) | 6/15/2023 | | M | | | 1871 | (6) | (6) | Class A Common Stock | 1871 | $0 | 20584 | D | |
Restricted Stock Unit | (1) | 6/15/2023 | | M | | | 2687 | (7) | (7) | Class A Common Stock | 2687 | $0 | 18814 | D | |
Restricted Stock Unit | (1) | 6/15/2023 | | M | | | 4247 | (7) | (7) | Class A Common Stock | 4247 | $0 | 29727 | D | |
Restricted Stock Unit | $0 (1) | 6/15/2023 | | M | | | 2 | (7) | (7) | Class A Common Stock | 2 | $0 | 20 | D | |
Restricted Stock Unit | (1) | 6/15/2023 | | M | | | 8 | (7) | (7) | Class A Common Stock | 8 | $0 | 58 | D | |
Restricted Stock Unit | $0 (1) | 6/15/2023 | | M | | | 415 | (7) | (7) | Class A Common Stock | 415 | $0 | 2908 | D | |
Restricted Stock Unit | (1) | 6/15/2023 | | M | | | 138 | (7) | (7) | Class A Common Stock | 138 | $0 | 970 | D | |
Restricted Stock Unit | (1) | 6/15/2023 | | M | | | 4 | (8) | (8) | Class A Common Stock | 4 | $0 | 0 | D | |
Restricted Stock Unit | (1) | 6/15/2023 | | M | | | 161 | (8) | (8) | Class A Common Stock | 161 | $0 | 0 | D | |
Stock Option (right to buy) | $1.75 | 6/16/2023 | | M | | | 566 | (9) | 7/8/2029 | Class A Common Stock | 566 | $0 | 0 | D | |
Explanation of Responses: |
(1) | The Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. |
(2) | The shares of Class A Common Stock were withheld by the issuer to cover tax withholding obligations in connection with the reported vesting and settlement of RSUs. |
(3) | The stock option exercises and related sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 11, 2022 by the Reporting Person. |
(4) | The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), with the first such vesting date on June 15, 2023. |
(5) | The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on each Company Quarterly Vesting Date occurring on or after September 15, 2022. |
(6) | The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on each Company Quarterly Vesting Date occurring on or after June 15, 2022. |
(7) | The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on each Company Quarterly Vesting Date occurring on or after June 15, 2021. |
(8) | The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with 25% of the RSUs vesting on June 15, 2021, and the remaining 75% vesting in substantially equal quarterly installments over the following 3 years, on each Company Quarterly Vesting Date occurring thereafter. |
(9) | The option award is subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with 25% of the shares subject to the option award vesting on June 3, 2021 and the remaining 75% vesting in substantially equal monthly installments thereafter. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Becklund Irene 2269 CHESTNUT STREET, #523 SAN FRANCISCO, CA 94123 |
|
| PAO |
|
Signatures
|
/s/ Alexandra Cotter Wilkins, Attorney-in-Fact | | 6/20/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Oaktree Acquisition (NYSE:OAC)
Historical Stock Chart
From Nov 2024 to Dec 2024
Oaktree Acquisition (NYSE:OAC)
Historical Stock Chart
From Dec 2023 to Dec 2024