|
|
|
|
|
|
|
|
Portfolio of Investments (Unaudited)
|
|
|
|
|
|
Nuveen Quality Income Municipal Fund, Inc. (NQU)
|
|
|
|
|
|
July 31, 2013
|
|
|
|
|
|
Principal
|
|
|
Optional Call
|
|
|
Amount (000)
|
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
|
Municipal Bonds – 162.8% (100.0% of Total Investments)
|
|
|
|
|
|
|
|
|
|
|
|
Alaska – 3.0% (1.8% of Total Investments)
|
|
|
|
$ 6,110
|
|
Alaska Housing Finance Corporation, General Housing Purpose Bonds, Series 2005A, 5.000%,
|
12/14 at 100.00
|
AA+
|
$ 6,347,374
|
|
|
12/01/27 – FGIC Insured (UB)
|
|
|
|
3,605
|
|
Anchorage, Alaska, General Obligation Bonds, General Purpose, Refunding Series 2012D,
|
No Opt. Call
|
AA+
|
3,778,761
|
|
|
5.000%, 8/01/14
|
|
|
|
|
|
Northern Tobacco Securitization Corporation, Alaska, Tobacco Settlement Asset-Backed Bonds,
|
|
|
|
|
|
Series 2006A:
|
|
|
|
3,930
|
|
5.000%, 6/01/32
|
6/14 at 100.00
|
B+
|
3,145,533
|
13,835
|
|
5.000%, 6/01/46
|
6/14 at 100.00
|
B+
|
10,142,023
|
27,480
|
|
Total Alaska
|
|
|
23,413,691
|
|
|
Arizona – 2.2% (1.4% of Total Investments)
|
|
|
|
3,475
|
|
Arizona Health Facilities Authority, Revenue Bonds, Blood Systems Inc., Series 2004, 4.750%, 4/01/25
|
4/14 at 100.00
|
A
|
3,497,727
|
1,190
|
|
Maricopa County Industrial Development Authority, Arizona, Health Facility Revenue Bonds,
|
7/17 at 100.00
|
A
|
1,227,925
|
|
|
Catholic Healthcare West, Series 2007A, 5.250%, 7/01/32
|
|
|
|
630
|
|
Mesa, Arizona, Utility System Revenue Refunding Bonds, Series 2002, 5.250%, 7/01/17 – FGIC
|
No Opt. Call
|
Aa2 (4)
|
731,153
|
|
|
Insured (ETM)
|
|
|
|
370
|
|
Mesa, Arizona, Utility System Revenue Refunding Bonds, Series 2002, 5.250%, 7/01/17 –
|
No Opt. Call
|
Aa2
|
425,026
|
|
|
FGIC Insured
|
|
|
|
7,780
|
|
Phoenix Civic Improvement Corporation, Arizona, Junior Lien Airport Revenue Bonds, Series
|
7/20 at 100.00
|
A+
|
7,833,915
|
|
|
2010A, 5.000%, 7/01/40
|
|
|
|
2,350
|
|
Phoenix Civic Improvement Corporation, Arizona, Senior Lien Airport Revenue Bonds, Series
|
7/18 at 100.00
|
AA–
|
2,434,342
|
|
|
2008A, 5.000%, 7/01/33
|
|
|
|
1,000
|
|
Pima County Industrial Development Authority, Arizona, Revenue Bonds, Tucson Electric Power
|
10/20 at 100.00
|
Baa2
|
968,990
|
|
|
Company, Series 2010A, 5.250%, 10/01/40
|
|
|
|
16,795
|
|
Total Arizona
|
|
|
17,119,078
|
|
|
Arkansas – 1.1% (0.6% of Total Investments)
|
|
|
|
|
|
Arkansas Development Finance Authority, Tobacco Settlement Revenue Bonds, Arkansas Cancer
|
|
|
|
|
|
Research Center Project, Series 2006:
|
|
|
|
2,500
|
|
0.000%, 7/01/36 – AMBAC Insured
|
No Opt. Call
|
Aa2
|
742,225
|
20,125
|
|
0.000%, 7/01/46 – AMBAC Insured
|
No Opt. Call
|
Aa2
|
3,221,610
|
4,000
|
|
University of Arkansas, Fayetteville, Revenue Bonds, Medical Sciences Campus, Series 2004B,
|
11/14 at 100.00
|
Aa2 (4)
|
4,238,080
|
|
|
5.000%, 11/01/34 (Pre-refunded 11/01/14) – NPFG Insured
|
|
|
|
26,625
|
|
Total Arkansas
|
|
|
8,201,915
|
|
|
California – 21.7% (13.3% of Total Investments)
|
|
|
|
12,500
|
|
Anaheim Public Finance Authority, California, Subordinate Lease Revenue Bonds, Public
|
No Opt. Call
|
AA–
|
3,316,125
|
|
|
Improvement Project, Series 1997C, 0.000%, 9/01/35 – AGM Insured
|
|
|
|
5,000
|
|
Bay Area Toll Authority, California, Revenue Bonds, San Francisco Bay Area Toll Bridge, Series
|
4/23 at 100.00
|
A+
|
5,084,050
|
|
|
2013S-4, 5.000%, 4/01/38 (WI/DD, Settling 8/06/13)
|
|
|
|
3,275
|
|
California County Tobacco Securitization Agency, Tobacco Settlement Asset-Backed Bonds, Los
|
12/18 at 100.00
|
B+
|
2,933,254
|
|
|
Angeles County Securitization Corporation, Series 2006A, 5.450%, 6/01/28
|
|
|
|
890
|
|
California Health Facilities Financing Authority, Revenue Bonds, Saint Joseph Health System,
|
7/23 at 100.00
|
AA–
|
890,650
|
|
|
Series 2013A, 5.000%, 7/01/37
|
|
|
|
2,335
|
|
California Municipal Finance Authority, Revenue Bonds, Eisenhower Medical Center, Series
|
7/20 at 100.00
|
Baa2
|
2,365,402
|
|
|
2010A, 5.750%, 7/01/40
|
|
|
|
7,445
|
|
California State, General Obligation Bonds, Series 2003, 5.250%, 2/01/28
|
8/14 at 100.00
|
A1
|
7,471,876
|
25,000
|
|
California State, General Obligation Bonds, Series 2005, 4.750%, 3/01/35 – NPFG Insured
|
3/16 at 100.00
|
A1
|
25,634,234
|
16,000
|
|
California State, General Obligation Bonds, Various Purpose Series 2007, 5.000%, 6/01/37
|
6/17 at 100.00
|
A1
|
16,340,000
|
|
|
California State, General Obligation Bonds, Various Purpose Series 2010:
|
|
|
|
3,500
|
|
5.250%, 3/01/30
|
3/20 at 100.00
|
A1
|
3,696,980
|
10,000
|
|
5.500%, 11/01/35
|
11/20 at 100.00
|
A1
|
10,727,100
|
1,360
|
|
California Statewide Community Development Authority, Revenue Bonds, Daughters of Charity
|
7/15 at 100.00
|
BBB–
|
1,370,649
|
|
|
Health System, Series 2005A, 5.250%, 7/01/30
|
|
|
|
3,600
|
|
California Statewide Community Development Authority, Revenue Bonds, St. Joseph Health System,
|
7/18 at 100.00
|
AA–
|
3,893,904
|
|
|
Series 2007A, 5.750%, 7/01/47 – FGIC Insured
|
|
|
|
2,710
|
|
Chula Vista Elementary School District, San Diego County, California, Certificates of
|
9/14 at 100.00
|
A
|
2,638,348
|
|
|
Participation, Series 2004, 5.000%, 9/01/29 – NPFG Insured
|
|
|
|
3,400
|
|
Coachella Valley Unified School District, Riverside County, California, General Obligation
|
No Opt. Call
|
AA–
|
1,060,664
|
|
|
Bonds, Election 2005 Series 2010C, 0.000%, 8/01/33 – AGM Insured
|
|
|
|
8,500
|
|
Foothill/Eastern Transportation Corridor Agency, California, Toll Road Revenue Bonds, Series
|
1/14 at 100.00
|
A
|
8,362,470
|
|
|
1995A, 5.000%, 1/01/35 – NPFG Insured
|
|
|
|
1,000
|
|
Foothill/Eastern Transportation Corridor Agency, California, Toll Road Revenue Refunding
|
1/14 at 101.00
|
A
|
1,012,800
|
|
|
Bonds, Series 1999, 5.875%, 1/15/27 – NPFG Insured
|
|
|
|
|
|
Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed
|
|
|
|
|
|
Bonds, Series 2007A-1:
|
|
|
|
4,075
|
|
4.500%, 6/01/27
|
6/17 at 100.00
|
B
|
3,702,015
|
10,630
|
|
5.000%, 6/01/33
|
6/17 at 100.00
|
B
|
8,661,749
|
1,500
|
|
5.125%, 6/01/47
|
6/17 at 100.00
|
B
|
1,071,135
|
2,000
|
|
Los Angeles Department of Water and Power, California, Power System Revenue Bonds, Series
|
7/15 at 100.00
|
AA–
|
2,165,660
|
|
|
2005A-2, 5.000%, 7/01/22 – AGM Insured
|
|
|
|
5,155
|
|
Los Angeles Unified School District, California, General Obligation Bonds, Series 2006F,
|
7/16 at 100.00
|
Aa2
|
5,477,084
|
|
|
5.000%, 7/01/30 – FGIC Insured
|
|
|
|
5,000
|
|
Los Angeles Unified School District, Los Angeles County, California, General Obligation Bonds,
|
7/17 at 100.00
|
Aa2
|
5,101,100
|
|
|
Series 2007A, 4.500%, 1/01/28 – NPFG Insured
|
|
|
|
1,855
|
|
Mount San Antonio Community College District, Los Angeles County, California, General
|
8/35 at 100.00
|
AA
|
816,293
|
|
|
Obligation Bonds, Election of 2008, Series 2013A, 0.000%, 8/01/43 (WI/DD, Settling 8/01/13)
|
|
|
|
3,300
|
|
M-S-R Energy Authority, California, Gas Revenue Bonds, Citigroup Prepay Contracts, Series
|
No Opt. Call
|
A
|
3,813,447
|
|
|
2009B, 6.500%, 11/01/39
|
|
|
|
3,290
|
|
Murrieta Valley Unified School District Public Financing Authority, California, Special Tax
|
9/16 at 100.00
|
AA–
|
3,460,126
|
|
|
Revenue Bonds, Series 2006A, 5.125%, 9/01/26 – AGM Insured
|
|
|
|
2,500
|
|
Palm Springs Unified School District, Riverside County, California, General Obligation Bonds,
|
8/14 at 102.00
|
AA–
|
2,622,250
|
|
|
Series 2006A, 5.000%, 8/01/31 – AGM Insured
|
|
|
|
5,000
|
|
Palomar Pomerado Health Care District, California, Certificates of Participation, Series 2010,
|
11/20 at 100.00
|
Baa3
|
5,154,850
|
|
|
6.000%, 11/01/30
|
|
|
|
3,700
|
|
Palomar Pomerado Health, California, General Obligation Bonds, Election of 2004, Series 2007A,
|
No Opt. Call
|
A+
|
2,060,271
|
|
|
0.000%, 8/01/25 – NPFG Insured
|
|
|
|
9,145
|
|
Pittsburg Redevelopment Agency, California, Tax Allocation Bonds, Los Medanos Community
|
No Opt. Call
|
A
|
3,361,336
|
|
|
Development Project, Series 1999, 0.000%, 8/01/30 – AMBAC Insured
|
|
|
|
2,500
|
|
Redding, California, Electric System Revenue Certificates of Participation, Series 2005,
|
6/15 at 100.00
|
A
|
2,510,900
|
|
|
5.000%, 6/01/30 – FGIC Insured
|
|
|
|
1,830
|
|
San Diego Public Facilities Financing Authority, California, Water Utility Revenue Bonds,
|
8/19 at 100.00
|
Aa2
|
2,382,569
|
|
|
Tender Option Bond Trust 3504, 20.213%, 2/01/33 (IF)
|
|
|
|
|
|
San Joaquin Hills Transportation Corridor Agency, Orange County, California, Toll Road Revenue
|
|
|
|
|
|
Refunding Bonds, Series 1997A:
|
|
|
|
7,210
|
|
0.000%, 1/15/23 – NPFG Insured
|
No Opt. Call
|
A
|
4,257,289
|
30,000
|
|
0.000%, 1/15/35 – NPFG Insured
|
No Opt. Call
|
A
|
7,764,300
|
3,000
|
|
San Mateo County Community College District, California, General Obligation Bonds, Series
|
No Opt. Call
|
Aaa
|
1,349,820
|
|
|
2006C, 0.000%, 9/01/30 – NPFG Insured
|
|
|
|
4,495
|
|
Stockton-East Water District, California, Certificates of Participation, Refunding Series
|
10/13 at 100.00
|
A
|
1,735,520
|
|
|
2002B, 0.000%, 4/01/28 – FGIC Insured
|
|
|
|
|
|
Tobacco Securitization Authority of Northern California, Tobacco Settlement Asset-Backed
|
|
|
|
|
|
Bonds, Series 2005A-1:
|
|
|
|
1,270
|
|
4.750%, 6/01/23
|
6/15 at 100.00
|
B+
|
1,161,212
|
1,500
|
|
5.500%, 6/01/45
|
6/15 at 100.00
|
B–
|
1,181,400
|
1,985
|
|
Tobacco Securitization Authority of Southern California, Tobacco Settlement Asset-Backed
|
6/14 at 100.00
|
BBB
|
1,915,168
|
|
|
Bonds, San Diego County Tobacco Asset Securitization Corporation, Senior Series 2001A,
|
|
|
|
|
|
4.750%, 6/01/25
|
|
|
|
217,455
|
|
Total California
|
|
|
168,524,000
|
|
|
Colorado – 7.0% (4.3% of Total Investments)
|
|
|
|
3,000
|
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Catholic Health Initiatives,
|
2/21 at 100.00
|
AA–
|
2,986,680
|
|
|
Series 2011A, 5.000%, 2/01/41
|
|
|
|
1,000
|
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Poudre Valley Health System,
|
9/18 at 102.00
|
AA–
|
1,020,090
|
|
|
Series 2005C, 5.250%, 3/01/40 – AGM Insured
|
|
|
|
11,830
|
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Sisters of Charity of
|
1/20 at 100.00
|
AA
|
11,795,102
|
|
|
Leavenworth Health Services Corporation, Series 2010A, 5.000%, 1/01/40
|
|
|
|
1,500
|
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Valley View Hospital
|
5/17 at 100.00
|
BBB+
|
1,459,725
|
|
|
Association, Series 2007, 5.250%, 5/15/42
|
|
|
|
3,225
|
|
Denver City and County, Colorado, Airport System Revenue Bonds, Subordinate Lien Series 2013B,
|
11/23 at 100.00
|
A
|
3,190,009
|
|
|
5.000%, 11/15/43
|
|
|
|
11,700
|
|
E-470 Public Highway Authority, Colorado, Senior Revenue Bonds, Capital Appreciation Series
|
No Opt. Call
|
BBB
|
2,243,943
|
|
|
2010A, 0.000%, 9/01/41
|
|
|
|
6,525
|
|
E-470 Public Highway Authority, Colorado, Senior Revenue Bonds, Series 1997B, 0.000%, 9/01/26 –
|
No Opt. Call
|
A
|
3,312,221
|
|
|
NPFG Insured
|
|
|
|
43,000
|
|
E-470 Public Highway Authority, Colorado, Senior Revenue Bonds, Series 2000B, 0.000%, 9/01/33 –
|
No Opt. Call
|
A
|
13,349,350
|
|
|
NPFG Insured
|
|
|
|
|
|
E-470 Public Highway Authority, Colorado, Toll Revenue Bonds, Series 2004A:
|
|
|
|
1,000
|
|
0.000%, 9/01/28 – NPFG Insured
|
No Opt. Call
|
A
|
439,850
|
7,000
|
|
0.000%, 9/01/34 – NPFG Insured
|
No Opt. Call
|
A
|
2,033,500
|
1,180
|
|
Regional Transportation District, Colorado, Certificates of Participation, Series 2010A, 5.375%, 6/01/31
|
6/20 at 100.00
|
Aa3
|
1,240,440
|
|
|
Regional Transportation District, Colorado, Denver Transit Partners Eagle P3 Project Private
|
|
|
|
|
|
Activity Bonds, Series 2010:
|
|
|
|
6,500
|
|
6.500%, 1/15/30
|
7/20 at 100.00
|
Baa3
|
7,244,250
|
3,750
|
|
6.000%, 1/15/41
|
7/20 at 100.00
|
Baa3
|
4,024,725
|
101,210
|
|
Total Colorado
|
|
|
54,339,885
|
|
|
Florida – 2.7% (1.7% of Total Investments)
|
|
|
|
1,645
|
|
Alachua County Health Facilities Authority, Florida, Revenue Bonds, Shands Teaching Hospital
|
No Opt. Call
|
A
|
1,764,312
|
|
|
and Clinics Inc., Series 1996A, 6.250%, 12/01/16 – NPFG Insured
|
|
|
|
2,185
|
|
Hillsborough County Aviation Authority, Florida, Revenue Bonds, Tampa International Airport,
|
No Opt. Call
|
A+
|
2,199,880
|
|
|
Series 2003D, 5.250%, 10/01/23 – NPFG Insured (Alternative Minimum Tax)
|
|
|
|
5,650
|
|
Jacksonville, Florida, Better Jacksonville Sales Tax Revenue Bonds, Series 2003, 5.000%,
|
10/13 at 100.00
|
A1 (4)
|
5,694,522
|
|
|
10/01/27 (Pre-refunded 10/01/13) – NPFG Insured
|
|
|
|
2,500
|
|
Miami-Dade County, Florida, Aviation Revenue Bonds, Miami International Airport, Series
|
10/20 at 100.00
|
A
|
2,561,000
|
|
|
2010A-1, 5.375%, 10/01/41
|
|
|
|
2,500
|
|
Miami-Dade County, Florida, Aviation Revenue Bonds, Miami International Airport, Series 2010B,
|
10/20 at 100.00
|
A
|
2,513,275
|
|
|
5.000%, 10/01/30
|
|
|
|
4,625
|
|
Miami-Dade County, Florida, General Obligation Bonds, Parks Program, Series 2005, 4.300%,
|
11/15 at 100.00
|
Aa2
|
4,536,339
|
|
|
11/01/30 – NPFG Insured
|
|
|
|
2,000
|
|
Port Saint Lucie, Florida, Special Assessment Revenue Bonds, Southwest Annexation District 1B,
|
7/17 at 100.00
|
A
|
2,010,500
|
|
|
Series 2007, 5.000%, 7/01/33 – NPFG Insured
|
|
|
|
21,105
|
|
Total Florida
|
|
|
21,279,828
|
|
|
Georgia – 3.9% (2.4% of Total Investments)
|
|
|
|
5,675
|
|
Chatham County Hospital Authority, Savannah, Georgia, Hospital Revenue Bonds, Memorial Health
|
1/14 at 100.00
|
Baa3 (4)
|
5,798,375
|
|
|
University Medical Center Inc., Series 2004A, 5.500%, 1/01/34 (Pre-refunded 1/01/14)
|
|
|
|
4,000
|
|
Cobb County Kennestone Hospital Authority, Georgia, Revenue Anticipation Refunding
|
4/23 at 100.00
|
AA–
|
4,251,880
|
|
|
Certificates, Series 2012, 5.000%, 4/01/28
|
|
|
|
1,250
|
|
DeKalb County Hospital Authority, Georgia, Anticipation Certificates Revenue Bonds, DeKalb
|
9/20 at 100.00
|
BBB
|
1,308,175
|
|
|
Medical Center, Inc. Project, Series 2010, 6.000%, 9/01/30
|
|
|
|
2,500
|
|
Franklin County Industrial Building Authority, Georgia, Revenue Bonds, Ty Cobb Regional
|
12/20 at 100.00
|
N/R
|
2,637,475
|
|
|
Medical Center Project, Series 2010, 7.625%, 12/01/30
|
|
|
|
|
|
Gainesville and Hall County Hospital Authority, Georgia, Revenue Anticipation Certificates,
|
|
|
|
|
|
Northeast Georgia Health Services Inc., Series 2010B:
|
|
|
|
5,000
|
|
5.250%, 2/15/37
|
2/20 at 100.00
|
AA–
|
5,102,400
|
4,050
|
|
5.125%, 2/15/40
|
2/20 at 100.00
|
AA–
|
4,057,695
|
2,000
|
|
Georgia State, General Obligation Bonds, Series 2008B, 5.000%, 7/01/14
|
No Opt. Call
|
AAA
|
2,088,720
|
5,000
|
|
Medical Center Hospital Authority, Georgia, Revenue Anticipation Certificates, Columbus
|
8/18 at 100.00
|
AA–
|
5,377,350
|
|
|
Regional Healthcare System, Inc. Project, Series 2008, 6.500%, 8/01/38 – AGC Insured
|
|
|
|
29,475
|
|
Total Georgia
|
|
|
30,622,070
|
|
|
Illinois – 17.5% (10.7% of Total Investments)
|
|
|
|
1,470
|
|
Chicago Board of Education, Cook County, Illinois, General Obligation Bonds, Dedicated
|
12/21 at 100.00
|
A+
|
1,428,678
|
|
|
Revenues Series 2011A, 5.000%, 12/01/41
|
|
|
|
|
|
Chicago Board of Education, Illinois, Unlimited Tax General Obligation Bonds, Dedicated Tax
|
|
|
|
|
|
Revenues, Series 1998B-1:
|
|
|
|
9,400
|
|
0.000%, 12/01/14 – FGIC Insured
|
No Opt. Call
|
A+
|
9,243,960
|
4,400
|
|
0.000%, 12/01/15 – FGIC Insured
|
No Opt. Call
|
A+
|
4,206,268
|
1,100
|
|
Chicago Transit Authority, Illinois, Sales Tax Receipts Revenue Bonds, Series 2011, 5.250%, 12/01/40
|
12/21 at 100.00
|
AA
|
1,122,990
|
|
|
Chicago, Illinois, General Obligation Bonds, City Colleges, Series 1999:
|
|
|
|
32,670
|
|
0.000%, 1/01/32 – FGIC Insured
|
No Opt. Call
|
AA–
|
12,092,474
|
12,360
|
|
0.000%, 1/01/37 – FGIC Insured
|
No Opt. Call
|
AA–
|
3,314,705
|
190
|
|
Chicago, Illinois, General Obligation Bonds, Series 2002A, 5.000%, 1/01/18 – AMBAC Insured
|
1/14 at 100.00
|
AA–
|
190,578
|
7,750
|
|
Chicago, Illinois, General Obligation Bonds, Series 2004A, 5.000%, 1/01/34 – AGM Insured
|
1/14 at 100.00
|
AA–
|
7,575,160
|
13,400
|
|
Chicago, Illinois, Revenue Bonds, Midway Airport, Series 1998A, 5.125%, 1/01/35 – NPFG Insured
|
1/14 at 100.00
|
A
|
13,101,180
|
|
|
(Alternative Minimum Tax)
|
|
|
|
2,000
|
|
Chicago, Illinois, Third Lien General Airport Revenue Bonds, O’Hare International Airport,
|
1/14 at 100.00
|
AA–
|
2,002,320
|
|
|
Series 2003C-2, 5.250%, 1/01/30 – AGM Insured (Alternative Minimum Tax)
|
|
|
|
3,500
|
|
Cook County Township High School District 225 Northfield, Illinois, General Obligation Bonds,
|
12/16 at 72.44
|
AAA
|
2,245,635
|
|
|
Series 2007B, 0.000%, 12/01/23
|
|
|
|
1,050
|
|
Illinois Finance Authority, General Obligation Debt Certificates, Local Government Program –
|
12/14 at 100.00
|
A2 (4)
|
1,116,612
|
|
|
Kankakee County, Series 2005B, 5.000%, 12/01/20 (Pre-refunded 12/01/14) – AMBAC Insured
|
|
|
|
15,000
|
|
Illinois Finance Authority, Illinois, Northwestern University, Revenue Bonds, Series 2006,
|
12/15 at 100.00
|
AAA
|
15,622,050
|
|
|
5.000%, 12/01/42 (UB)
|
|
|
|
2,000
|
|
Illinois Finance Authority, Revenue Bonds, Children’s Memorial Hospital, Series 2008A, 5.250%,
|
8/18 at 100.00
|
AA–
|
2,001,440
|
|
|
8/15/47 – AGC Insured (UB)
|
|
|
|
1,050
|
|
Illinois Finance Authority, Revenue Bonds, Edward Health Services Corporation, Series 2008A,
|
2/18 at 100.00
|
A+
|
1,067,756
|
|
|
5.500%, 2/01/40 – AMBAC Insured
|
|
|
|
2,500
|
|
Illinois Finance Authority, Revenue Bonds, Elmhurst Memorial Healthcare, Series 2008A,
|
1/18 at 100.00
|
Baa2
|
2,619,575
|
|
|
5.625%, 1/01/37
|
|
|
|
4,300
|
|
Illinois Finance Authority, Revenue Bonds, Memorial Health System, Series 2009, 5.500%, 4/01/34
|
4/19 at 100.00
|
A+
|
4,431,365
|
5,000
|
|
Illinois Finance Authority, Revenue Bonds, Northwestern Memorial Hospital, Series 2004A,
|
8/14 at 100.00
|
N/R (4)
|
5,272,200
|
|
|
5.500%, 8/15/43 (Pre-refunded 8/15/14)
|
|
|
|
2,500
|
|
Illinois Finance Authority, Revenue Bonds, Provena Health, Series 2009A, 7.750%, 8/15/34
|
8/19 at 100.00
|
BBB+
|
3,038,725
|
5,725
|
|
Illinois Finance Authority, Revenue Bonds, Silver Cross Hospital and Medical Centers, Series
|
8/19 at 100.00
|
BBB+
|
6,208,362
|
|
|
2009, 7.000%, 8/15/44
|
|
|
|
4,500
|
|
Illinois Finance Authority, Revenue Bonds, The University of Chicago Medical Center, Series
|
2/21 at 100.00
|
AA–
|
4,668,390
|
|
|
2011C, 5.500%, 8/15/41 (UB) (5)
|
|
|
|
4,095
|
|
Illinois Finance Authority, Student Housing Revenue Bonds, Educational Advancement Fund Inc.,
|
5/17 at 100.00
|
BBB+
|
4,097,416
|
|
|
Refunding Series 2007A, 5.250%, 5/01/34
|
|
|
|
5,025
|
|
Illinois Health Facilities Authority, Revenue Refunding Bonds, Elmhurst Memorial Healthcare,
|
1/14 at 100.00
|
Baa2
|
5,037,914
|
|
|
Series 2002, 5.625%, 1/01/28
|
|
|
|
5,000
|
|
Illinois Toll Highway Authority, Toll Highway Revenue Bonds, Senior Lien Series 2013A,
|
1/23 at 100.00
|
AA–
|
5,086,200
|
|
|
5.000%, 1/01/35
|
|
|
|
2,335
|
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
6/20 at 100.00
|
AAA
|
2,288,627
|
|
|
Project, Refunding Series 2010B-2, 5.000%, 6/15/50
|
|
|
|
8,750
|
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
No Opt. Call
|
AAA
|
4,125,450
|
|
|
Project, Series 1994B, 0.000%, 6/15/28 – NPFG Insured
|
|
|
|
855
|
|
Montgomery, Illinois, Lakewood Creek Project Special Assessment Bonds, Series 2007, 4.700%,
|
3/16 at 100.00
|
N/R
|
754,221
|
|
|
3/01/30 – RAAI Insured
|
|
|
|
4,005
|
|
Will County Community Unit School District 201U, Crete-Monee, Will County, Illinois, General
|
No Opt. Call
|
A+
|
3,885,251
|
|
|
Obligation Bonds, Capital Appreciation Series 2004, 0.000%, 11/01/15 – FGIC Insured
|
|
|
|
12,780
|
|
Will County School District 122, New Lenox, Illinois, General Obligation Bonds, Capital
|
No Opt. Call
|
Aa3
|
7,895,612
|
|
|
Appreciation School Series 2004D, 0.000%, 11/01/24 – AGM Insured
|
|
|
|
174,710
|
|
Total Illinois
|
|
|
135,741,114
|
|
|
Indiana – 2.9% (1.8% of Total Investments)
|
|
|
|
2,600
|
|
Crown Point Multi-School Building Corporation, Indiana, First Mortgage Bonds, Crown Point
|
No Opt. Call
|
A
|
1,691,690
|
|
|
Community School Corporation, Series 2000, 0.000%, 1/15/24 – NPFG Insured
|
|
|
|
4,100
|
|
Indiana Finance Authority, Private Activity Bonds, Ohio River Bridges East End Crossing
|
7/23 at 100.00
|
BBB
|
3,650,107
|
|
|
Project, Series 2013A, 5.000%, 7/01/48 (Alternative Minimum Tax)
|
|
|
|
2,750
|
|
Indiana Finance Authority, Wastewater Utility Revenue Bonds, CWA Authority Project, Series
|
10/21 at 100.00
|
AA–
|
2,757,123
|
|
|
2011B, 5.000%, 10/01/41
|
|
|
|
2,000
|
|
Indiana Health Facility Financing Authority, Hospital Revenue Bonds, Deaconess Hospital Inc.,
|
3/14 at 100.00
|
A+ (4)
|
2,060,480
|
|
|
Series 2004A, 5.375%, 3/01/34 (Pre-refunded 3/01/14) – AMBAC Insured
|
|
|
|
2,400
|
|
Indiana Health Facility Financing Authority, Revenue Bonds, Community Hospitals of Indiana,
|
5/15 at 100.00
|
A (4)
|
2,593,728
|
|
|
Series 2005A, 5.000%, 5/01/35 (Pre-refunded 5/01/15) – AMBAC Insured
|
|
|
|
2,500
|
|
Indiana Municipal Power Agency, Power Supply Revenue Bonds, Series 2007A, 5.000%, 1/01/42 –
|
1/17 at 100.00
|
A+
|
2,505,325
|
|
|
NPFG Insured
|
|
|
|
10,000
|
|
Indianapolis Local Public Improvement Bond Bank, Indiana, Series 1999E, 0.000%, 2/01/26 –
|
No Opt. Call
|
AA
|
6,128,900
|
|
|
AMBAC Insured
|
|
|
|
1,215
|
|
Muncie School Building Corporation, Indiana, First Mortgage Bonds, Series 2005, 5.250%,
|
No Opt. Call
|
AA+
|
1,241,657
|
|
|
1/10/14 – NPFG Insured
|
|
|
|
27,565
|
|
Total Indiana
|
|
|
22,629,010
|
|
|
Iowa – 2.6% (1.6% of Total Investments)
|
|
|
|
11,570
|
|
Iowa Finance Authority, Iowa, Midwestern Disaster Area Revenue Bonds, Iowa Fertilizer Company
|
No Opt. Call
|
BB–
|
11,341,840
|
|
|
Project, Series 2013, 5.000%, 12/01/19
|
|
|
|
|
|
Iowa Tobacco Settlement Authority, Asset Backed Settlement Revenue Bonds, Series 2005C:
|
|
|
|
4,000
|
|
5.375%, 6/01/38
|
6/15 at 100.00
|
B+
|
3,271,400
|
7,000
|
|
5.625%, 6/01/46
|
6/15 at 100.00
|
B+
|
5,752,600
|
22,570
|
|
Total Iowa
|
|
|
20,365,840
|
|
|
Kansas – 0.7% (0.4% of Total Investments)
|
|
|
|
1,750
|
|
Wamego, Kansas, Pollution Control Revenue Bonds, Kansas Gas and Electric Company, Series 2004,
|
6/14 at 100.00
|
A
|
1,761,078
|
|
|
5.300%, 6/01/31 – NPFG Insured
|
|
|
|
1,500
|
|
Wyandotte County Unified School District 500, Kansas, General Obligation Bonds, Series 2003,
|
9/13 at 102.00
|
Aa2 (4)
|
1,535,985
|
|
|
5.000%, 9/01/17 (Pre-refunded 9/01/13) – AGM Insured
|
|
|
|
3,055
|
|
Wyandotte County-Kansas City Unified Government, Kansas, Sales Tax Special Obligation Capital
|
No Opt. Call
|
BBB+
|
1,974,691
|
|
|
Appreciation Revenue Bonds Redevelopment Project Area B – Major Multi-Sport Athletic Complex
|
|
|
|
|
|
Project, Subordinate Lien Series 2010B, 0.000%, 6/01/21
|
|
|
|
6,305
|
|
Total Kansas
|
|
|
5,271,754
|
|
|
Kentucky – 1.0% (0.6% of Total Investments)
|
|
|
|
6,015
|
|
Kentucky Economic Development Finance Authority, Hospital Facilities Revenue Bonds, Owensboro
|
6/20 at 100.00
|
BBB+
|
6,375,840
|
|
|
Medical Health System, Series 2010B, 6.375%, 3/01/40
|
|
|
|
1,000
|
|
Kentucky Economic Development Finance Authority, Louisville Arena Project Revenue Bonds,
|
6/18 at 100.00
|
AA–
|
1,033,720
|
|
|
Louisville Arena Authority, Inc., Series 2008-A1, 6.000%, 12/01/33 – AGC Insured
|
|
|
|
7,015
|
|
Total Kentucky
|
|
|
7,409,560
|
|
|
Louisiana – 2.6% (1.6% of Total Investments)
|
|
|
|
10,000
|
|
Louisiana Public Facilities Authority, Hospital Revenue Bonds, Franciscan Missionaries of Our
|
No Opt. Call
|
AA–
|
11,332,600
|
|
|
Lady Health System, Series 1998A, 5.750%, 7/01/25 – AGM Insured (UB)
|
|
|
|
9,000
|
|
Louisiana Public Facilities Authority, Revenue Bonds, Ochsner Clinic Foundation Project,
|
5/17 at 100.00
|
Baa1
|
9,151,290
|
|
|
Series 2007A, 5.500%, 5/15/47
|
|
|
|
19,000
|
|
Total Louisiana
|
|
|
20,483,890
|
|
|
Maine – 0.1% (0.1% of Total Investments)
|
|
|
|
1,050
|
|
Maine Health and Higher Educational Facilities Authority, Revenue Bonds, MaineGeneral Medical
|
7/21 at 100.00
|
Baa3
|
1,163,432
|
|
|
Center, Series 2011, 6.750%, 7/01/41
|
|
|
|
|
|
Maryland – 0.7% (0.5% of Total Investments)
|
|
|
|
2,500
|
|
Maryland Health and Higher Educational Facilities Authority, Revenue Bonds, Adventist
|
1/22 at 100.00
|
Baa2
|
2,785,225
|
|
|
Healthcare, Series 2011A, 6.000%, 1/01/26
|
|
|
|
3,000
|
|
Maryland Health and Higher Educational Facilities Authority, Revenue Bonds, University of
|
7/22 at 100.00
|
A2
|
2,942,790
|
|
|
Maryland Medical System Issue, Series 2013A, 5.000%, 7/01/43
|
|
|
|
5,500
|
|
Total Maryland
|
|
|
5,728,015
|
|
|
Massachusetts – 3.3% (2.0% of Total Investments)
|
|
|
|
3,125
|
|
Massachusetts Department of Transportation, Metropolitan Highway System Revenue Bonds, Senior
|
1/20 at 100.00
|
A+
|
3,209,375
|
|
|
Lien Series 2010B, 5.000%, 1/01/37
|
|
|
|
500
|
|
Massachusetts Health and Educational Facilities Authority, Revenue Bonds, CareGroup Inc.,
|
7/18 at 100.00
|
A–
|
498,580
|
|
|
Series 2008E-1 &2, 5.125%, 7/01/38
|
|
|
|
7,405
|
|
Massachusetts Health and Educational Facilities Authority, Revenue Bonds, Massachusetts
|
No Opt. Call
|
AAA
|
8,852,381
|
|
|
Institute of Technology, Series 2002K, 5.500%, 7/01/32 (UB)
|
|
|
|
2,300
|
|
Massachusetts Health and Educational Facilities Authority, Revenue Refunding Bonds, Suffolk
|
7/19 at 100.00
|
BBB
|
2,357,730
|
|
|
University Issue, Series 2009A, 5.750%, 7/01/39
|
|
|
|
4,560
|
|
Massachusetts School Building Authority, Dedicated Sales Tax Revenue Bonds, Senior Series
|
5/23 at 100.00
|
AA+
|
4,749,605
|
|
|
2013A, 5.000%, 5/15/43
|
|
|
|
160
|
|
Massachusetts School Building Authority, Dedicated Sales Tax Revenue Bonds, Series 2005A,
|
8/15 at 100.00
|
AA+
|
167,774
|
|
|
5.000%, 8/15/30
|
|
|
|
|
|
Massachusetts School Building Authority, Dedicated Sales Tax Revenue Bonds, Series 2005A:
|
|
|
|
515
|
|
5.000%, 8/15/30 (Pre-refunded 8/15/15) – AGM Insured
|
8/15 at 100.00
|
Aa2 (4)
|
562,344
|
3,325
|
|
5.000%, 8/15/30 (Pre-refunded 8/15/15)
|
8/15 at 100.00
|
Aa2 (4)
|
3,630,667
|
425
|
|
Massachusetts Water Pollution Abatement Trust, Revenue Bonds, MWRA Loan Program,
|
8/13 at 100.00
|
AAA
|
426,432
|
|
|
Subordinate Series 1999A, 5.750%, 8/01/29
|
|
|
|
1,125
|
|
Massachusetts, Special Obligation Refunding Notes, Federal Highway Grant Anticipation Note
|
No Opt. Call
|
AAA
|
1,145,273
|
|
|
Program, Series 2003A, 5.000%, 12/15/13 – AGM Insured
|
|
|
|
23,440
|
|
Total Massachusetts
|
|
|
25,600,161
|
|
|
Michigan – 6.8% (4.2% of Total Investments)
|
|
|
|
1,975
|
|
Detroit Water and Sewerage Department, Michigan, Sewage Disposal System Revenue Bonds,
|
7/22 at 100.00
|
BBB+
|
1,792,747
|
|
|
Refunding Senior Lien Series 2012A, 5.000%, 7/01/32
|
|
|
|
3,785
|
|
Detroit, Michigan, Second Lien Sewerage Disposal System Revenue Bonds, Series 2005A, 5.000%,
|
7/15 at 100.00
|
A
|
3,438,029
|
|
|
7/01/35 – NPFG Insured
|
|
|
|
2,000
|
|
Detroit, Michigan, Sewage Disposal System Revenue Bonds, Second Lien Series 2006A, 5.500%,
|
7/18 at 100.00
|
AA+
|
2,003,980
|
|
|
7/01/36 – BHAC Insured
|
|
|
|
1,500
|
|
Detroit, Michigan, Sewer Disposal System Revenue Bonds, Second Lien, Series 2001E, 5.750%,
|
7/18 at 100.00
|
AA+
|
1,510,425
|
|
|
7/01/31 – BHAC Insured
|
|
|
|
3,920
|
|
Detroit, Michigan, Water Supply System Senior Lien Revenue Refunding Bonds, Series 2003D,
|
7/16 at 100.00
|
A
|
3,594,875
|
|
|
5.000%, 7/01/28 – NPFG Insured
|
|
|
|
2,150
|
|
Detroit, Michigan, Water Supply System Senior Lien Revenue Refunding Bonds, Series 2004B,
|
7/16 at 100.00
|
A
|
2,140,024
|
|
|
5.000%, 7/01/19 – NPFG Insured
|
|
|
|
2,000
|
|
Kalamazoo Hospital Finance Authority, Michigan, Hospital Revenue Refunding Bonds, Bronson
|
5/20 at 100.00
|
A2
|
2,047,400
|
|
|
Methodist Hospital, Series 2010, 5.250%, 5/15/36 – AGM Insured
|
|
|
|
|
|
Michigan State Building Authority, Revenue Bonds, Facilities Program, Series 2005II:
|
|
|
|
7,975
|
|
5.000%, 10/15/25 – AMBAC Insured
|
10/15 at 100.00
|
Aa3
|
8,480,296
|
10,470
|
|
5.000%, 10/15/26 – AMBAC Insured
|
10/15 at 100.00
|
Aa3
|
10,723,479
|
3,350
|
|
Michigan State Building Authority, Revenue Refunding Bonds, Facilities Program, Series 2003I,
|
10/13 at 100.00
|
AA– (4)
|
3,385,041
|
|
|
5.250%, 10/15/14 (Pre-refunded 10/15/13) – AGM Insured
|
|
|
|
5,500
|
|
Michigan State Hospital Finance Authority, Hospital Revenue Bonds, Henry Ford Health System,
|
11/19 at 100.00
|
A
|
5,684,580
|
|
|
Refunding Series 2009, 5.625%, 11/15/29
|
|
|
|
1,800
|
|
Michigan State, General Obligation Refunding Bonds, Series 2001, 5.500%, 12/01/13 – NPFG Insured
|
No Opt. Call
|
Aa2
|
1,831,680
|
3,050
|
|
Michigan Tobacco Settlement Finance Authority, Tobacco Settlement Asset-Backed Revenue Bonds,
|
6/18 at 100.00
|
BB–
|
2,947,764
|
|
|
Series 2008A, 6.875%, 6/01/42
|
|
|
|
1,150
|
|
Royal Oak Hospital Finance Authority, Michigan, Hospital Revenue Bonds, William Beaumont
|
9/18 at 100.00
|
A1
|
1,390,189
|
|
|
Hospital, Refunding Series 2009V, 8.250%, 9/01/39
|
|
|
|
1,950
|
|
Wayne County Airport Authority, Michigan, Revenue Bonds, Detroit Metropolitan Wayne County
|
12/15 at 100.00
|
A
|
1,873,229
|
|
|
Airport, Series 2005, 5.000%, 12/01/34 – NPFG Insured (Alternative Minimum Tax)
|
|
|
|
52,575
|
|
Total Michigan
|
|
|
52,843,738
|
|
|
Minnesota – 1.2% (0.7% of Total Investments)
|
|
|
|
3,655
|
|
Dakota and Washington Counties Housing and Redevelopment Authority, Minnesota, GNMA
|
No Opt. Call
|
Aaa
|
4,886,041
|
|
|
Mortgage-Backed Securities Program Single Family Residential Mortgage Revenue Bonds, Series
|
|
|
|
|
|
1988, 8.450%, 9/01/19 (Alternative Minimum Tax) (ETM)
|
|
|
|
4,250
|
|
Maple Grove, Minnesota, Health Care Facilities Revenue Bonds, Maple Grove Hospital
|
5/17 at 100.00
|
Baa1
|
4,195,685
|
|
|
Corporation, Series 2007, 5.250%, 5/01/37
|
|
|
|
7,905
|
|
Total Minnesota
|
|
|
9,081,726
|
|
|
Mississippi – 0.3% (0.2% of Total Investments)
|
|
|
|
1,875
|
|
Mississippi Hospital Equipment and Facilities Authority, Revenue Bonds, Baptist Memorial
|
9/14 at 100.00
|
AA–
|
1,953,900
|
|
|
Healthcare, Series 2004B-1, 5.000%, 9/01/24 (UB)
|
|
|
|
|
|
Missouri – 4.0% (2.5% of Total Investments)
|
|
|
|
890
|
|
Bi-State Development Agency of the Missouri-Illinois Metropolitan District, Combined Lien Mass
|
10/18 at 100.00
|
AA+
|
941,771
|
|
|
Transit Sales Tax Appropriation Refunding Bonds, Series 2013A, 5.000%, 10/01/28 (WI/DD,
|
|
|
|
|
|
Settling 8/01/13)
|
|
|
|
|
|
Bi-State Development Agency of the Missouri-Illinois Metropolitan District, Mass Transit Sales
|
|
|
|
|
|
Tax Appropriation Bonds, Metrolink Cross County Extension Project, Series 2002B:
|
|
|
|
4,295
|
|
5.250%, 10/01/16 (Pre-refunded 10/01/13) – AGM Insured
|
10/13 at 100.00
|
AA– (4)
|
4,331,078
|
2,400
|
|
5.000%, 10/01/23 (Pre-refunded 10/01/13) – AGM Insured
|
10/13 at 100.00
|
AA– (4)
|
2,419,152
|
15,000
|
|
Kansas City Municipal Assistance Corporation, Missouri, Leasehold Revenue Bonds, Series
|
No Opt. Call
|
AA–
|
7,371,300
|
|
|
2004B-1, 0.000%, 4/15/28 – AMBAC Insured
|
|
|
|
8,315
|
|
Missouri State Health and Educational Facilities Authority, Health Facilities Revenue Bonds,
|
11/23 at 100.00
|
A2
|
7,975,582
|
|
|
CoxHealth, Series 2013A, 5.000%, 11/15/48
|
|
|
|
2,370
|
|
Saint Louis, Missouri, Parking Revenue Bonds, Series 2006A, 4.500%, 12/15/24 – NPFG Insured
|
12/16 at 100.00
|
A
|
2,419,178
|
15,350
|
|
Springfield Public Building Corporation, Missouri, Lease Revenue Bonds, Jordan Valley Park
|
No Opt. Call
|
N/R
|
6,018,582
|
|
|
Projects, Series 2000A, 0.000%, 6/01/30 – AMBAC Insured
|
|
|
|
48,620
|
|
Total Missouri
|
|
|
31,476,643
|
|
|
Nevada – 3.1% (1.9% of Total Investments)
|
|
|
|
3,905
|
|
Clark County, Nevada, Airport Revenue Bonds, Refunding Subordinate Lien Series 2004A-1,
|
7/14 at 100.00
|
A+
|
4,070,611
|
|
|
5.500%, 7/01/17 – FGIC Insured (Alternative Minimum Tax)
|
|
|
|
14,515
|
|
Clark County, Nevada, Passenger Facility Charge Revenue Bonds, Las Vegas-McCarran
|
1/20 at 100.00
|
A+
|
14,992,834
|
|
|
International Airport, Series 2010A, 5.250%, 7/01/42
|
|
|
|
2,280
|
|
North Las Vegas, Nevada, General Obligation Bonds, Wastewater Reclamation System Series 2006,
|
10/16 at 100.00
|
A
|
2,316,685
|
|
|
5.000%, 10/01/25 – NPFG Insured
|
|
|
|
2,500
|
|
Reno, Nevada, Health Facilities Revenue Bonds, Catholic Healthcare West, Series 2007A, Trust
|
7/17 at 100.00
|
AA+
|
2,733,700
|
|
|
2634, 18.774%, 7/01/31 – BHAC Insured (IF) (5)
|
|
|
|
23,200
|
|
Total Nevada
|
|
|
24,113,830
|
|
|
New Hampshire – 0.7% (0.4% of Total Investments)
|
|
|
|
5,000
|
|
New Hampshire Business Finance Authority, Revenue Bonds, Elliot Hospital Obligated Group
|
10/19 at 100.00
|
Baa1
|
5,212,800
|
|
|
Issue, Series 2009A, 6.125%, 10/01/39
|
|
|
|
|
|
New Jersey – 3.5% (2.1% of Total Investments)
|
|
|
|
600
|
|
New Jersey Health Care Facilities Financing Authority, New Jersey, Revenue Bonds, Saint Peters
|
7/21 at 100.00
|
BB+
|
633,984
|
|
|
University Hospital, Refunding Series 2011, 6.000%, 7/01/26
|
|
|
|
1,500
|
|
New Jersey Health Care Facilities Financing Authority, New Jersey, Revenue Bonds, Saint Peters
|
7/18 at 100.00
|
BB+
|
1,520,715
|
|
|
University Hospital, Series 2007, 5.750%, 7/01/37
|
|
|
|
10,000
|
|
New Jersey Health Care Facilities Financing Authority, Revenue Bonds, Saint Barnabas Health
|
1/17 at 37.38
|
BBB+
|
2,733,800
|
|
|
Care System, Refunding Series 2006B, 0.000%, 7/01/36
|
|
|
|
|
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Series 2006C:
|
|
|
|
20,000
|
|
0.000%, 12/15/33 – AGM Insured
|
No Opt. Call
|
AA–
|
6,428,000
|
20,000
|
|
0.000%, 12/15/35 – AMBAC Insured
|
No Opt. Call
|
A+
|
5,517,400
|
20,000
|
|
0.000%, 12/15/36 – AMBAC Insured
|
No Opt. Call
|
A+
|
5,161,600
|
1,135
|
|
Rutgers State University, New Jersey, Revenue Bonds, Refunding Series 2013L, 5.000%, 5/01/43
|
5/23 at 100.00
|
AA–
|
1,172,069
|
5,000
|
|
Tobacco Settlement Financing Corporation, New Jersey, Tobacco Settlement Asset-Backed Bonds,
|
6/17 at 100.00
|
B2
|
3,649,350
|
|
|
Series 2007-1A, 4.750%, 6/01/34
|
|
|
|
78,235
|
|
Total New Jersey
|
|
|
26,816,918
|
|
|
New Mexico – 0.4% (0.3% of Total Investments)
|
|
|
|
3,200
|
|
Santa Fe Public School District, Santa Fe County, New Mexico, General Obligation Bonds, Series
|
No Opt. Call
|
Aa1
|
3,200,000
|
|
|
2012, 2.000%, 8/01/13
|
|
|
|
|
|
New York – 13.0% (8.0% of Total Investments)
|
|
|
|
2,250
|
|
Dormitory Authority of the State of New York, Insured Revenue Bonds, Mount Sinai School of
|
No Opt. Call
|
A
|
2,426,153
|
|
|
Medicine, Series 1994A, 5.150%, 7/01/24 – NPFG Insured
|
|
|
|
5,005
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Non State Supported Debt, Vassar
|
7/17 at 100.00
|
Aa2
|
5,046,542
|
|
|
College, Series 2007, 5.000%, 7/01/46
|
|
|
|
2,400
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Senior Fiscal 2012 Series
|
2/21 at 100.00
|
A
|
2,425,896
|
|
|
2011A, 5.250%, 2/15/47
|
|
|
|
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Series 2006A:
|
|
|
|
2,000
|
|
5.000%, 2/15/47 – FGIC Insured
|
2/17 at 100.00
|
A
|
1,990,780
|
1,320
|
|
4.500%, 2/15/47 – NPFG Insured
|
2/17 at 100.00
|
A
|
1,197,042
|
7,500
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2004A,
|
9/14 at 100.00
|
AA+
|
7,679,250
|
|
|
5.000%, 9/01/34 – BHAC Insured
|
|
|
|
9,540
|
|
Long Island Power Authority, New York, Electric System Revenue Bonds, Refunding Series 2010A,
|
No Opt. Call
|
A
|
9,852,817
|
|
|
5.000%, 5/01/14
|
|
|
|
13,600
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2006B,
|
11/16 at 100.00
|
AA–
|
13,512,416
|
|
|
4.500%, 11/15/32 – AGM Insured (UB)
|
|
|
|
875
|
|
New York City Industrial Development Agency, New York, American Airlines-JFK International
|
No Opt. Call
|
N/R
|
910,919
|
|
|
Airport Special Facility Revenue Bonds, Series 2005, 7.500%, 8/01/16 (Alternative Minimum Tax)
|
|
|
|
5,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue
|
6/14 at 100.00
|
AAA
|
5,081,050
|
|
|
Bonds, Fiscal Series 2005A, 5.000%, 6/15/39
|
|
|
|
3,545
|
|
New York City Municipal Water Finance Authority, Water and Sewer System Second General
|
6/22 at 100.00
|
AA+
|
3,079,081
|
|
|
Resolution Revenue Bonds, Fiscal Series 2012EE, 4.000%, 6/15/45
|
|
|
|
10,000
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Subordinate
|
5/23 at 100.00
|
AAA
|
10,446,700
|
|
|
Fiscal 2013 Series I, 5.000%, 5/01/38
|
|
|
|
3,955
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Revenue Bonds,
|
No Opt. Call
|
AAA
|
4,003,053
|
|
|
Refunding Subordinate Lien Series 2010D, 5.000%, 11/01/13
|
|
|
|
2,710
|
|
New York City Trust for Cultural Resources, New York, Revenue Bonds, American Museum of
|
7/14 at 100.00
|
AA
|
2,701,409
|
|
|
Natural History, Series 2004A, 5.000%, 7/01/44 – NPFG Insured
|
|
|
|
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 2002G:
|
|
|
|
20
|
|
5.000%, 8/01/17
|
8/13 at 100.00
|
AA
|
20,069
|
150
|
|
5.750%, 8/01/18
|
8/13 at 100.00
|
AA
|
151,644
|
1,000
|
|
New York State Thruway Authority, General Revenue Bonds, Series 2005F, 5.000%, 1/01/17 –
|
1/15 at 100.00
|
A+
|
1,061,600
|
|
|
AMBAC Insured
|
|
|
|
6,805
|
|
New York State Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed and
|
12/13 at 100.00
|
AA–
|
6,825,347
|
|
|
State Contingency Contract-Backed Bonds, Series 2003A-1, 5.250%, 6/01/22 – AMBAC Insured
|
|
|
|
|
|
Port Authority of New York and New Jersey, Special Project Bonds, JFK International Air
|
|
|
|
|
|
Terminal LLC Project, Eighth Series 2010:
|
|
|
|
8,550
|
|
5.500%, 12/01/31
|
12/20 at 100.00
|
BBB
|
9,244,773
|
2,755
|
|
6.000%, 12/01/36
|
12/20 at 100.00
|
BBB
|
3,065,020
|
2,470
|
|
Port Authority of New York and New Jersey, Special Project Bonds, JFK International Air
|
No Opt. Call
|
A
|
2,615,532
|
|
|
Terminal LLC, Sixth Series 1997, 6.250%, 12/01/15 – NPFG Insured (Alternative Minimum Tax)
|
|
|
|
7,000
|
|
Tobacco Settlement Financing Corporation, New York, Asset-Backed Revenue Bonds, State
|
No Opt. Call
|
AA–
|
8,016,190
|
|
|
Contingency Contract Secured, Series 2011B, 5.000%, 6/01/18
|
|
|
|
98,450
|
|
Total New York
|
|
|
101,353,283
|
|
|
North Carolina – 3.0% (1.8% of Total Investments)
|
|
|
|
3,000
|
|
Charlotte-Mecklenberg Hospital Authority, North Carolina, Health Care Revenue Bonds, DBA
|
1/18 at 100.00
|
AA–
|
2,957,970
|
|
|
Carolinas HealthCare System, Series 2008A, 5.000%, 1/15/47
|
|
|
|
9,790
|
|
North Carolina Capital Facilities Financing Agency, Revenue Bonds, Duke University, Series
|
10/15 at 100.00
|
AA+
|
9,883,103
|
|
|
2005A, 5.000%, 10/01/41
|
|
|
|
5,000
|
|
North Carolina Medical Care Commission, Health Care Facilities Revenue Refunding Bonds,
|
10/22 at 100.00
|
AA–
|
5,328,900
|
|
|
WakeMed, Series 2012A, 5.000%, 10/01/27
|
|
|
|
4,000
|
|
North Carolina Medical Care Commission, Health System Revenue Bonds, Mission St. Joseph’s
|
10/17 at 100.00
|
AA–
|
3,827,320
|
|
|
Health System, Series 2007, 4.500%, 10/01/31 (UB)
|
|
|
|
1,170
|
|
North Carolina Medical Care Commission, Healthcare Facilities Revenue Bonds, Duke University
|
6/19 at 100.00
|
AA
|
1,185,269
|
|
|
Health System, Series 2009A, 5.000%, 6/01/39
|
|
|
|
22,960
|
|
Total North Carolina
|
|
|
23,182,562
|
|
|
North Dakota – 1.3% (0.8% of Total Investments)
|
|
|
|
|
|
Grand Forks, North Dakota, Health Care System Revenue Bonds, Altru Health System Obligated
|
|
|
|
|
|
Group, Series 2012:
|
|
|
|
7,000
|
|
5.000%, 12/01/29
|
12/21 at 100.00
|
A–
|
7,054,110
|
3,000
|
|
5.000%, 12/01/32
|
12/21 at 100.00
|
A–
|
2,968,650
|
10,000
|
|
Total North Dakota
|
|
|
10,022,760
|
|
|
Ohio – 6.2% (3.8% of Total Investments)
|
|
|
|
10,000
|
|
American Municipal Power Ohio Inc., General Revenue Bonds, Prairie State Energy Campus Project
|
2/18 at 100.00
|
A1
|
10,092,100
|
|
|
Series 2008A, 5.250%, 2/15/43
|
|
|
|
|
|
Buckeye Tobacco Settlement Financing Authority, Ohio, Tobacco Settlement Asset-Backed Revenue
|
|
|
|
|
|
Bonds, Senior Lien, Series 2007A-2:
|
|
|
|
1,055
|
|
5.125%, 6/01/24
|
6/17 at 100.00
|
B–
|
880,250
|
2,925
|
|
5.875%, 6/01/30
|
6/17 at 100.00
|
B
|
2,336,812
|
5,040
|
|
5.750%, 6/01/34
|
6/17 at 100.00
|
B
|
3,836,196
|
2,715
|
|
6.000%, 6/01/42
|
6/17 at 100.00
|
BB+
|
2,101,654
|
5,950
|
|
5.875%, 6/01/47
|
6/17 at 100.00
|
B
|
4,452,921
|
10,000
|
|
Buckeye Tobacco Settlement Financing Authority, Ohio, Tobacco Settlement Asset-Backed Revenue
|
6/22 at 100.00
|
B
|
8,014,700
|
|
|
Bonds, Senior Lien, Series 2007A-3, 6.250%, 6/01/37
|
|
|
|
10,000
|
|
Columbus City School District, Franklin County, Ohio, General Obligation Bonds, Series 2006,
|
12/16 at 100.00
|
AA+
|
9,591,600
|
|
|
4.250%, 12/01/32 – AGM Insured (UB)
|
|
|
|
2,885
|
|
Lucas County, Ohio, Hospital Revenue Bonds, ProMedica Healthcare Obligated Group, Series
|
11/21 at 100.00
|
AA
|
3,170,961
|
|
|
2011A, 6.000%, 11/15/41
|
|
|
|
3,685
|
|
Ohio Turnpike Commission, Turnpike Revenue Bonds, Infrastructure Project, Junior Lien Series
|
2/23 at 100.00
|
A+
|
3,655,041
|
|
|
2013A-1, 5.000%, 2/15/48 (WI/DD, Settling 8/15/13)
|
|
|
|
54,255
|
|
Total Ohio
|
|
|
48,132,235
|
|
|
Oklahoma – 2.5% (1.5% of Total Investments)
|
|
|
|
1,400
|
|
Fort Sill Apache Tribe of Oklahoma Economic Development Authority, Gaming Enterprise Revenue
|
8/21 at 100.00
|
N/R
|
1,522,276
|
|
|
Bonds, Fort Sill Apache Casino, Series 2011A, 8.500%, 8/25/26
|
|
|
|
3,500
|
|
Grand River Dam Authority, Oklahoma, Revenue Bonds, Series 2010A, 5.250%, 6/01/40
|
6/20 at 100.00
|
A
|
3,655,645
|
4,670
|
|
Oklahoma City, Oklahoma, General Obligation Bonds, Refunding Series 2005, 5.000%, 9/01/13 –
|
No Opt. Call
|
AAA
|
4,688,867
|
|
|
AMBAC Insured
|
|
|
|
1,675
|
|
Oklahoma Development Finance Authority, Health System Revenue Bonds, Integris Baptist Medical
|
8/18 at 100.00
|
AA–
|
1,700,862
|
|
|
Center, Series 2008B, 5.250%, 8/15/38
|
|
|
|
6,040
|
|
Oklahoma Development Finance Authority, Revenue Bonds, Saint John Health System, Series 2007,
|
2/17 at 100.00
|
A+
|
6,109,098
|
|
|
5.000%, 2/15/42
|
|
|
|
2,000
|
|
Oklahoma Municipal Power Authority, Power Supply System Revenue Bonds, Series 2007, 4.500%,
|
1/17 at 100.00
|
A
|
1,878,400
|
|
|
1/01/47 – FGIC Insured
|
|
|
|
19,285
|
|
Total Oklahoma
|
|
|
19,555,148
|
|
|
Oregon – 0.7% (0.4% of Total Investments)
|
|
|
|
5,565
|
|
Oregon Department of Administrative Services, Certificates of Participation, Series 2009C,
|
No Opt. Call
|
AA
|
5,632,782
|
|
|
5.000%, 11/01/13
|
|
|
|
|
|
Pennsylvania – 4.1% (2.5% of Total Investments)
|
|
|
|
2,000
|
|
Allegheny County Hospital Development Authority, Pennsylvania, University of Pittsburgh Medical
|
8/19 at 100.00
|
Aa3
|
2,120,720
|
|
|
Center Revenue Bonds, Series 2009A, 5.625%, 8/15/39
|
|
|
|
65
|
|
Allentown, Pennsylvania, General Obligation Bonds, Series 2003, 5.500%, 10/01/19 – FGIC Insured
|
10/13 at 100.00
|
A3
|
65,486
|
155
|
|
Allentown, Pennsylvania, General Obligation Bonds, Series 2003, 5.500%, 10/01/19 (Pre-refunded
|
10/13 at 100.00
|
A3 (4)
|
156,375
|
|
|
10/01/13) – FGIC Insured
|
|
|
|
8,000
|
|
Montgomery County Industrial Development Authority, Pennsylvania, FHA Insured Mortgage Revenue
|
8/20 at 100.00
|
AA
|
8,361,760
|
|
|
Bonds, New Regional Medical Center Project, Series 2010, 5.250%, 8/01/33
|
|
|
|
1,500
|
|
Pennsylvania Housing Finance Agency, Single Family Mortgage Revenue Bonds, Series 2006-96A,
|
10/16 at 100.00
|
AA+
|
1,503,240
|
|
|
4.650%, 10/01/31 (Alternative Minimum Tax) (UB)
|
|
|
|
4,350
|
|
Pennsylvania Turnpike Commission, Turnpike Revenue Bonds, Series 2001T, 5.500%, 12/01/13 –
|
No Opt. Call
|
A+
|
4,427,126
|
|
|
FGIC Insured
|
|
|
|
2,600
|
|
Pennsylvania Turnpike Commission, Turnpike Revenue Bonds, Series 2004A, 5.500%, 12/01/31 –
|
12/14 at 100.00
|
A+
|
2,716,064
|
|
|
AMBAC Insured
|
|
|
|
5,000
|
|
Pennsylvania Turnpike Commission, Turnpike Subordinate Revenue Bonds, Series 2009C, 0.000%,
|
6/26 at 100.00
|
AA
|
4,768,350
|
|
|
6/01/33 – AGM Insured
|
|
|
|
7,845
|
|
Philadelphia Gas Works, Pennsylvania, Revenue Bonds, General Ordinance, Fourth Series 1998,
|
8/13 at 100.00
|
AA–
|
7,844,372
|
|
|
5.000%, 8/01/32 – AGM Insured
|
|
|
|
31,515
|
|
Total Pennsylvania
|
|
|
31,963,493
|
|
|
Puerto Rico – 8.3% (5.1% of Total Investments)
|
|
|
|
2,500
|
|
Puerto Rico Aqueduct and Sewerage Authority, Revenue Bonds, Senior Lien Series 2008A,
|
7/18 at 100.00
|
BBB–
|
2,193,750
|
|
|
6.000%, 7/01/44
|
|
|
|
2,500
|
|
Puerto Rico Aqueduct and Sewerage Authority, Revenue Bonds, Senior Lien Series 2012A,
|
7/22 at 100.00
|
BBB–
|
1,991,075
|
|
|
5.125%, 7/01/37
|
|
|
|
7,000
|
|
Puerto Rico Electric Power Authority, Power Revenue Bonds, Series 2010XX, 5.750%, 7/01/36
|
7/20 at 100.00
|
BBB
|
6,293,980
|
590
|
|
Puerto Rico Highway and Transportation Authority, Highway Revenue Bonds, Series 2004J, 5.000%,
|
7/14 at 100.00
|
A
|
531,690
|
|
|
7/01/29 – NPFG Insured
|
|
|
|
5,000
|
|
Puerto Rico Infrastructure Financing Authority, Special Tax Revenue Bonds, Series 2005A,
|
No Opt. Call
|
BBB+
|
531,750
|
|
|
0.000%, 7/01/42 – FGIC Insured
|
|
|
|
5,000
|
|
Puerto Rico Municipal Finance Agency, Series 2002A, 5.000%, 8/01/27 – AGM Insured
|
8/13 at 100.00
|
AA–
|
4,749,950
|
1,130
|
|
Puerto Rico Public Buildings Authority, Guaranteed Government Facilities Revenue Bonds, Series
|
7/17 at 100.00
|
BBB–
|
1,136,678
|
|
|
2007M, 5.500%, 7/01/19
|
|
|
|
8,000
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
8/26 at 100.00
|
A+
|
7,580,880
|
|
|
2009A, 0.000%, 8/01/32
|
|
|
|
13,125
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
8/29 at 100.00
|
A+
|
9,359,438
|
|
|
2010A, 0.000%, 8/01/33
|
|
|
|
4,310
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
8/20 at 100.00
|
A+
|
3,884,905
|
|
|
2010C, 5.250%, 8/01/41
|
|
|
|
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Series 2007A:
|
|
|
|
50,000
|
|
0.000%, 8/01/47 – AMBAC Insured
|
No Opt. Call
|
AA–
|
5,284,000
|
86,250
|
|
0.000%, 8/01/54 – AMBAC Insured
|
No Opt. Call
|
AA–
|
5,443,238
|
15,000
|
|
5.250%, 8/01/57 (UB) (5)
|
8/17 at 100.00
|
AA–
|
14,184,600
|
1,500
|
|
Puerto Rico, General Obligation and Public Improvement Bonds, Series 2002A, 5.500%, 7/01/29
|
No Opt. Call
|
BBB–
|
1,355,265
|
201,905
|
|
Total Puerto Rico
|
|
|
64,521,199
|
|
|
Rhode Island – 0.6% (0.4% of Total Investments)
|
|
|
|
|
|
Rhode Island Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed Bonds,
|
|
|
|
|
|
Series 2002A:
|
|
|
|
2,765
|
|
6.125%, 6/01/32
|
12/13 at 100.00
|
BBB+
|
2,767,433
|
2,065
|
|
6.250%, 6/01/42
|
12/13 at 100.00
|
BBB–
|
2,066,817
|
4,830
|
|
Total Rhode Island
|
|
|
4,834,250
|
|
|
South Carolina – 3.6% (2.2% of Total Investments)
|
|
|
|
2,850
|
|
Columbia, South Carolina, Waterworks and Sewer System Revenue Bonds, Series 2011A,
|
2/21 at 100.00
|
Aa1
|
2,952,714
|
|
|
5.000%, 2/01/41
|
|
|
|
|
|
Medical University Hospital Authority, South Carolina, FHA-Insured Mortgage Revenue Bonds,
|
|
|
|
|
|
Series 2004A:
|
|
|
|
5,240
|
|
5.250%, 8/15/20 (Pre-refunded 8/15/14) – NPFG Insured
|
8/14 at 100.00
|
A (4)
|
5,509,703
|
3,250
|
|
5.250%, 2/15/24 (Pre-refunded 8/15/14) – NPFG Insured
|
8/14 at 100.00
|
A (4)
|
3,417,278
|
3,100
|
|
5.250%, 8/15/34 (Pre-refunded 8/15/14) – NPFG Insured
|
8/14 at 100.00
|
A (4)
|
3,259,557
|
7,600
|
|
Piedmont Municipal Power Agency, South Carolina, Electric Revenue Bonds, Series 2004A-2,
|
No Opt. Call
|
A–
|
3,248,620
|
|
|
0.000%, 1/01/31 – AMBAC Insured
|
|
|
|
5,000
|
|
South Carolina Public Service Authority, Revenue Bonds, Santee Cooper Electric System, Series
|
No Opt. Call
|
AA–
|
5,466,250
|
|
|
2005B, 5.000%, 1/01/22 – NPFG Insured
|
|
|
|
3,800
|
|
South Carolina Transportation Infrastructure Bank, Revenue Bonds, Series 2010A, 5.250%, 10/01/40
|
10/19 at 100.00
|
A1
|
3,963,590
|
30,840
|
|
Total South Carolina
|
|
|
27,817,712
|
|
|
South Dakota – 0.2% (0.1% of Total Investments)
|
|
|
|
1,325
|
|
South Dakota Health and Educational Facilities Authority, Revenue Bonds, Sioux Valley
|
11/14 at 100.00
|
A+
|
1,330,207
|
|
|
Hospitals, Series 2004A, 5.250%, 11/01/34
|
|
|
|
|
|
Texas – 16.4% (10.1% of Total Investments)
|
|
|
|
5,515
|
|
Austin, Texas, Water and Wastewater System Revenue Bonds, Series 2005, 5.000%, 5/15/29 –
|
11/15 at 100.00
|
AA
|
5,870,938
|
|
|
NPFG Insured
|
|
|
|
5,560
|
|
Beaumont Independent School District, Jefferson County, Texas, General Obligation Bonds,
|
2/17 at 100.00
|
AAA
|
5,692,272
|
|
|
Series 2008, 5.000%, 2/15/38
|
|
|
|
6,000
|
|
Board of Regents of the University of Texas, Permanent University Fund Bonds, Refunding Series
|
7/15 at 100.00
|
AAA
|
6,304,920
|
|
|
2005B, 5.000%, 7/01/35
|
|
|
|
5,500
|
|
Central Texas Regional Mobility Authority, Revenue Bonds, Senior Lien Series 2005, 5.000%,
|
1/15 at 100.00
|
A (4)
|
5,851,780
|
|
|
1/01/45 (Pre-refunded 1/01/15) – FGIC Insured
|
|
|
|
1,500
|
|
Central Texas Regional Mobility Authority, Revenue Bonds, Senior Lien Series 2011, 5.750%, 1/01/31
|
1/21 at 100.00
|
Baa2
|
1,595,670
|
4,000
|
|
Conroe Independent School District, Montgomery County, Texas, General Obligation Bonds,
|
2/15 at 100.00
|
AAA
|
4,286,000
|
|
|
Schoolhouse Series 2005C, 5.000%, 2/15/30 (Pre-refunded 2/15/15)
|
|
|
|
6,335
|
|
Corpus Christi Independent School District, Nueces County, Texas, General Obligation Bonds,
|
No Opt. Call
|
AA+
|
6,344,439
|
|
|
Series 2009, 4.000%, 8/15/13
|
|
|
|
4,000
|
|
Dallas-Fort Worth International Airport, Texas, Joint Revenue Bonds, Series 2003A, 5.375%,
|
11/13 at 100.00
|
AA–
|
4,046,120
|
|
|
11/01/22 – AGM Insured (Alternative Minimum Tax)
|
|
|
|
3,570
|
|
Dallas-Fort Worth International Airport, Texas, Joint Revenue Bonds, Series 2007, 5.000%,
|
11/14 at 100.00
|
A+
|
3,742,859
|
|
|
11/01/22 – SYNCORA GTY Insured (Alternative Minimum Tax)
|
|
|
|
20,000
|
|
Grand Parkway Transportation Corporation, Texas, System Toll Revenue Bonds, Subordinate Lien
|
10/23 at 100.00
|
AA
|
20,139,600
|
|
|
Series 2013B, 5.250%, 10/01/51 (WI/DD, Settling 8/01/13)
|
|
|
|
3,500
|
|
Harris County-Houston Sports Authority, Texas, Junior Lien Revenue Refunding Bonds, Series
|
11/13 at 100.00
|
A
|
3,369,625
|
|
|
2001B, 5.250%, 11/15/40 – NPFG Insured
|
|
|
|
2,700
|
|
Harris County-Houston Sports Authority, Texas, Revenue Bonds, Senior Lien Series 2001G,
|
11/13 at 100.00
|
A
|
2,651,940
|
|
|
5.250%, 11/15/30 – NPFG Insured
|
|
|
|
15,880
|
|
Harris County-Houston Sports Authority, Texas, Revenue Bonds, Third Lien Series 2004A-3,
|
11/24 at 55.69
|
A
|
4,179,140
|
|
|
0.000%, 11/15/34 – NPFG Insured
|
|
|
|
|
|
Houston, Texas, Hotel Occupancy Tax and Special Revenue Bonds, Convention and Entertainment
|
|
|
|
|
|
Project, Series 2001B:
|
|
|
|
4,130
|
|
0.000%, 9/01/26 – AMBAC Insured
|
No Opt. Call
|
AA–
|
2,211,904
|
4,865
|
|
0.000%, 9/01/27 – AGM Insured
|
No Opt. Call
|
AA–
|
2,427,878
|
875
|
|
Lamar Consolidated Independent School District, Fort Bend County, Texas, General Obligation
|
2/15 at 100.00
|
AAA
|
933,328
|
|
|
Bonds, Refunding Series 2005, 5.000%, 2/15/21
|
|
|
|
6,000
|
|
Leander Independent School District, Williamson and Travis Counties, Texas, General Obligation
|
8/14 at 33.33
|
AAA
|
1,787,280
|
|
|
Bonds, Series 2006, 0.000%, 8/15/34
|
|
|
|
3,000
|
|
North Texas Tollway Authority, Special Projects System Revenue Bonds, Series 2011A, 5.500%,
|
9/21 at 100.00
|
AA
|
3,218,100
|
|
|
9/01/41 (UB) (5)
|
|
|
|
7,675
|
|
San Antonio, Texas, Electric and Gas System Revenue Refunding Bonds, New Series 1992, 5.000%,
|
No Opt. Call
|
AA+ (4)
|
8,255,460
|
|
|
2/01/17 (ETM)
|
|
|
|
4,375
|
|
Tarrant County Cultural & Educational Facilities Financing Corporation, Texas, Revenue Bonds,
|
11/17 at 100.00
|
AA–
|
4,191,600
|
|
|
Texas Health Resources Tender Option Bond Trust 1197, 9.241%, 5/15/39 (IF) (5)
|
|
|
|
2,890
|
|
Tarrant County Cultural Education Facilities Finance Corporation, Texas, Hospital Revenue
|
8/20 at 100.00
|
AA–
|
2,970,487
|
|
|
Bonds, Scott & White Healthcare Project, Series 2010, 5.500%, 8/15/45
|
|
|
|
3,565
|
|
Texas A&M University, Permanent University Fund Bonds, Series 2006, 5.000%, 7/01/36
|
No Opt. Call
|
AAA
|
3,773,766
|
3,635
|
|
Texas Municipal Gas Acquisition and Supply Corporation III, Gas Supply Revenue Bonds, Series
|
No Opt. Call
|
A3
|
3,895,739
|
|
|
2012, 5.000%, 12/15/22
|
|
|
|
7,040
|
|
Texas State, Tax and Revenue Anticipation Notes, Series 2012, 2.500%, 8/30/13
|
No Opt. Call
|
N/R
|
7,053,798
|
4,400
|
|
Texas Turnpike Authority, Central Texas Turnpike System Revenue Bonds, First Tier Series
|
No Opt. Call
|
A–
|
2,476,672
|
|
|
2002A, 0.000%, 8/15/25 – AMBAC Insured
|
|
|
|
|
|
White Settlement Independent School District, Tarrant County, Texas, General Obligation Bonds,
|
|
|
|
|
|
Series 2006:
|
|
|
|
1,445
|
|
0.000%, 8/15/38
|
8/15 at 30.30
|
AAA
|
348,621
|
1,445
|
|
0.000%, 8/15/39
|
8/15 at 28.63
|
AAA
|
327,712
|
1,050
|
|
0.000%, 8/15/42
|
8/15 at 24.42
|
AAA
|
194,030
|
1,125
|
|
0.000%, 8/15/43
|
8/15 at 23.11
|
AAA
|
192,746
|
|
|
White Settlement Independent School District, Tarrant County, Texas, General Obligation Bonds,
|
|
|
|
|
|
Series 2006:
|
|
|
|
7,665
|
|
0.000%, 8/15/38 (Pre-refunded 8/15/15)
|
8/15 at 30.30
|
N/R (4)
|
2,286,316
|
7,665
|
|
0.000%, 8/15/39 (Pre-refunded 8/15/15)
|
8/15 at 28.63
|
N/R (4)
|
2,160,534
|
5,560
|
|
0.000%, 8/15/42 (Pre-refunded 8/15/15)
|
8/15 at 24.42
|
N/R (4)
|
1,336,846
|
5,985
|
|
0.000%, 8/15/43 (Pre-refunded 8/15/15)
|
8/15 at 23.11
|
N/R (4)
|
1,362,066
|
1,670
|
|
Wood County Central Hospital District, Texas, Revenue Bonds, East Texas Medical Center Quitman
|
11/21 at 100.00
|
Baa2
|
1,757,976
|
|
|
Project, Series 2011, 6.000%, 11/01/41
|
|
|
|
170,120
|
|
Total Texas
|
|
|
127,238,162
|
|
|
Utah – 0.2% (0.1% of Total Investments)
|
|
|
|
1,840
|
|
West Valley City Municipal Building Authority, Salt Lake County, Utah, Lease Revenue Bonds,
|
8/16 at 100.00
|
A+
|
1,929,682
|
|
|
Series 2006A., 4.500%, 8/01/24 – FGIC Insured
|
|
|
|
|
|
Virgin Islands – 0.1% (0.1% of Total Investments)
|
|
|
|
1,085
|
|
Virgin Islands Public Finance Authority, Gross Receipts Taxes Loan Note, Series 2003, 5.000%,
|
10/14 at 100.00
|
BBB+
|
1,102,349
|
|
|
10/01/26 – RAAI Insured
|
|
|
|
|
|
Virginia – 2.9% (1.8% of Total Investments)
|
|
|
|
11,000
|
|
Metropolitan Washington Airports Authority, Virginia, Dulles Toll Road Revenue Bonds, Series
|
10/26 at 100.00
|
AA–
|
9,954,010
|
|
|
2009C, 0.000%, 10/01/41 – AGC Insured
|
|
|
|
10,000
|
|
Metropolitan Washington Airports Authority, Virginia, Dulles Toll Road Revenue Bonds, Dulles
|
10/28 at 100.00
|
BBB+
|
7,751,000
|
|
|
Metrorail Capital Appreciation, Series 2010B, 0.000%, 10/01/44
|
|
|
|
|
|
Virginia Small Business Financing Authority, Senior Lien Revenue Bonds, Elizabeth River
|
|
|
|
|
|
Crossing, Opco LLC Project, Series 2012:
|
|
|
|
820
|
|
6.000%, 1/01/37 (Alternative Minimum Tax)
|
7/22 at 100.00
|
BBB–
|
828,971
|
4,310
|
|
5.500%, 1/01/42 (Alternative Minimum Tax)
|
7/22 at 100.00
|
BBB–
|
4,006,490
|
26,130
|
|
Total Virginia
|
|
|
22,540,471
|
|
|
Washington – 3.4% (2.1% of Total Investments)
|
|
|
|
3,750
|
|
FYI Properties, Washington, Lease Revenue Bonds, Washington State Department of Information
|
6/19 at 100.00
|
AA
|
3,944,213
|
|
|
Services Project, Series 2009, 5.500%, 6/01/39 (UB) (5)
|
|
|
|
3,475
|
|
Port of Seattle, Washington, General Obligation Bonds, Series 2004B, 5.000%, 11/01/19
|
11/13 at 100.00
|
AAA
|
3,515,797
|
|
|
(Pre-refunded 11/01/13) – AGM Insured (Alternative Minimum Tax)
|
|
|
|
3,780
|
|
Washington Health Care Facilities Authority, Revenue Bonds, Fred Hutchinson Cancer Research
|
1/21 at 100.00
|
A
|
3,874,122
|
|
|
Center, Series 2011A, 5.625%, 1/01/35
|
|
|
|
5,000
|
|
Washington State Health Care Facilities Authority, Revenue Bonds, Providence Health Care
|
10/16 at 100.00
|
AA
|
5,040,000
|
|
|
Services, Series 2006A, 4.625%, 10/01/34 – FGIC Insured (UB) (5)
|
|
|
|
6,225
|
|
Washington State Tobacco Settlement Authority, Tobacco Settlement Asset-Backed Revenue Bonds,
|
12/13 at 100.00
|
A3
|
6,292,541
|
|
|
Series 2002, 6.500%, 6/01/26
|
|
|
|
3,500
|
|
Washington State, General Obligation Motor Vehicle Fuel Tax Bonds, Series 2011B-1, 4.000%, 8/01/14
|
No Opt. Call
|
AA+
|
3,633,385
|
25,730
|
|
Total Washington
|
|
|
26,300,058
|
|
|
West Virginia – 0.9% (0.6% of Total Investments)
|
|
|
|
6,725
|
|
West Virginia University, Revenue Bonds, West Virginia University Projects, Improvement Series
|
10/14 at 100.00
|
Aa3 (4)
|
7,098,910
|
|
|
2004C, 5.000%, 10/01/34 (Pre-refunded 10/01/14) – FGIC Insured
|
|
|
|
|
|
Wisconsin – 1.6% (1.0% of Total Investments)
|
|
|
|
2,500
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Aurora Health Care,
|
4/23 at 100.00
|
A
|
2,472,625
|
|
|
Inc., Series 2013A, 5.125%, 4/15/31 (WI/DD, Settling 8/15/13)
|
|
|
|
3,000
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Fort Healthcare Inc.,
|
5/14 at 100.00
|
BBB+
|
3,071,070
|
|
|
Series 2004, 5.750%, 5/01/29
|
|
|
|
3,670
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Gundersen Lutheran,
|
10/21 at 100.00
|
A+
|
3,680,606
|
|
|
Series 2011A, 5.250%, 10/15/39
|
|
|
|
1,485
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Marshfield Clinic,
|
2/22 at 100.00
|
A–
|
1,441,430
|
|
|
Series 2012B, 5.000%, 2/15/40
|
|
|
|
1,500
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Mercy Alliance, Inc.,
|
6/22 at 100.00
|
A2
|
1,456,485
|
|
|
Series 2012, 5.000%, 6/01/39
|
|
|
|
12,155
|
|
Total Wisconsin
|
|
|
12,122,216
|
|
|
Wyoming – 0.8% (0.5% of Total Investments)
|
|
|
|
2,035
|
|
Campbell County, Wyoming Solid Waste Facilities Revenue Bonds, Basin Electric Power
|
7/19 at 100.00
|
A1
|
2,152,399
|
|
|
Cooperative – Dry Fork Station Facilities, Series 2009A, 5.750%, 7/15/39
|
|
|
|
4,000
|
|
Wyoming Municipal Power Agency Power Supply System Revenue Bonds, 2008 Series A,
|
1/18 at 100.00
|
A2
|
4,212,240
|
|
|
5.375%, 1/01/42
|
|
|
|
6,035
|
|
Total Wyoming
|
|
|
6,364,639
|
$ 1,678,660
|
|
Total Municipal Bonds (cost $1,247,276,413)
|
|
|
1,265,634,916
|