Indicate by check mark whether the registrant files or will file annual reports under cover Form
20-F
or Form
40-F.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed
on its behalf by the undersigned, thereunto duly authorized.
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NTT DOCOMO, INC.
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Date: January 16, 2018
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By:
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/S/ KEISUKE YOSHIZAWA
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Keisuke Yoshizawa
Managing Director,
Investor Relations Department
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Information
furnished in this form:
NTT DOCOMO, INC.
President and CEO: Kazuhiro Yoshizawa
Tokyo Stock Exchange: 9437
New York
Stock Exchange: DCM
January 16, 2018
Notice of the Result of the Tender Offer for Repurchase of Shares
NTT DOCOMO, Inc. (the Company) resolved at a meeting of the Board of Directors on December 11, 2017 to repurchase the treasury
stock by means of a Tender Offer (the Tender Offer), using the acquisition method specified under Article 156, Paragraph 1 of the Companies Act, as applied pursuant to the provisions of Article 165, Paragraph 3 of the same Act, and the
provisions of the Companys Articles of Incorporation, and has implemented the Tender Offer since December 12, 2017. The Tender Offer was completed on January 15, 2018. Details are set forth below. With respect to
the Companys acquisition of treasury stock (through repurchases on the market) after the completion of the Tender Offer, the Company will make such repurchases in accordance with the Companys notice disclosed on December 11, 2017.
1. Summary of the purchases
(1)
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Name and address of the Tender Offeror
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NTT DOCOMO,
Inc. 2-11-1,
Nagatacho,
Chiyoda-ku,
Tokyo, Japan
(2)
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Class of listed shares to be repurchased
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Common shares
A. Tender offer period
From Tuesday, December 12, 2017 to Monday, January 15, 2018 (20 business days)
B. Date of public notice of the commencement of the Tender Offer
Tuesday, December 12, 2017
2,681 yen per common share of common stock
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A.
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Name and head office address of financial instruments business operator, bank, or other institution in charge of settlement of the Tender Offer
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Nomura Securities Co., Ltd.
1-9-1,
Nihonbashi,
Chuo-ku,
Tokyo
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B.
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Settlement commencement date
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Tuesday, February 6, 2018
Notification of the purchases under the tender offer will be sent to the
address of those who consent to offers for purchases or offer for sales (Tendering Shareholders) (or the standing proxy for foreign shareholders) after the conclusion of the tender offer period without delay.
Purchases will be settled in cash. Tendering Shareholders will be able to receive the purchase amount for the tender offer, less applicable
withholding taxes (see note), by wire transfer or other method as instructed by the tendering shareholder without delay after the settlement commencement date (wire transfer fees may apply).
Note: Taxes on shares purchased under the tender offer
* Please make any decisions after consulting a tax advisor or other professional about specific tax questions.
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(a)
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Tax treatment for individual shareholders tendering shares under the tender offer
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(i)
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For Tendering Shareholders who are residents, or
non-residents
with a permanent establishment in Japan
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When the amount of money received for accepting the tender offer exceeds the amount of the portion of the Companys
capital (or for a consolidated corporation, its consolidated individual stated capital) attributable to the shares that are the basis for that payment (when the
per-share
purchase amount is greater than the
per-share
amount of capital), the amount in excess will be deemed a dividend and taxed accordingly. Furthermore, the amount derived after deducting the amount deemed to be a dividend from the amount received for
accepting the tender offer will be deemed income from the transfer of shares. When there is no amount deemed to be a dividend (when the
per-share
purchase amount is less than the
per-share
amount of capital) the entire amount received will be transfer income.
The amount deemed to be a dividend is subject to a withholding of 20.315% (15.315% for income tax and special income tax for
reconstruction and 5% for resident tax) (There will be no special withholding of the 5% resident tax for
non-residents
with a permanent establishment in Japan). However, if the shareholder is considered a
principal shareholder as defined in Order for Enforcement of the Act on Special Measures Concerning Taxation, the withholding is 20.42% (income tax and special income tax for reconstruction only). As a general rule, the amount after deducting the
cost of acquiring the shares from the transfer income is subject to declared separate income taxes.
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(ii)
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For Tendering Shareholders who are
non-residents
without a permanent establishment in Japan
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The amount deemed to be a dividend will be subject to withholding of 15.315% (income tax and special income tax for
reconstruction only). If the shareholder is considered a principal shareholder, the withholding will be 20.42% (income tax and special income tax for reconstruction only). As a general rule, income arising from the transfer will not be subject to
taxation.
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(b)
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For corporate shareholders, when the amount of money received for accepting the tender offer exceeds the amount of the portion of the Companys capital (or for a consolidated corporation, its consolidated
individual stated capital) attributable to the shares that are the basis for that payment, the amount of this excess will be deemed a dividend. As a general rule, the portion deemed to be a dividend is subject to withholding of 15.315% (income tax
and special income tax for reconstruction only).
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A foreign shareholder who wishes to receive an income tax reduction or
exemption for such deemed dividends pursuant to an applicable tax treaty should submit the tax treaty application form with the tender offer application form when applying to the tender offer.
2. Results of the Tender Offer
(1)
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Number of shares purchased
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Share class
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Anticipated number of
shares to be purchased
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Number of excess shares to
be purchased
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Number of shares
tendered
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Number of shares to be
repurchased
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Common
shares
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93,248,787 shares
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0 shares
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75,678,037 shares
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75,678,037 shares
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(2)
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Calculation method where proportional allocation is used
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Not applicable.
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3. Locations for Examination of Copies of the Tender Offer Report
NTT DOCOMO,
Inc. 2-11-1,
Nagatacho,
Chiyoda-ku,
Tokyo, Japan
Tokyo Stock Exchange, Inc.
2-1
Nihonbashi Kabutocho,
Chuo-ku,
Tokyo, Japan
(Reference) Resolution Adopted by the Board of Directors on October
26, 2017
(1)
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Class of shares to be purchased: Common shares
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(2)
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Aggregate number of shares to be repurchased: Up to 120,000,000 shares
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(equal to 3.24% of
total issued shares (excluding treasury shares) as of October 26, 2017)
(3)
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Aggregate price of shares to be repurchased: Up to 300,000,000,000 yen
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(4)
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Period of share repurchase: From October 27, 2017 to March 31, 2018
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For further information, please
contact:
Investor Relations Department
NTT
DOCOMO, INC.
Tel:
+81-3-5156-1111
About NTT DOCOMO
NTT DOCOMO, Japans leading mobile
operator with over 75 million subscriptions, is one of the worlds foremost contributors to 3G, 4G and 5G mobile network technologies. Beyond core communications services, DOCOMO is challenging new frontiers in collaboration with a growing
number of entities (+d partners), creating exciting and convenient value-added services that change the way people live and work. Under a medium-term plan toward 2020 and beyond, DOCOMO is pioneering a leading-edge 5G network to
facilitate innovative services that will amaze and inspire customers beyond their expectations. DOCOMO is listed on stock exchanges in Tokyo (9437) and New York (DCM).
www.nttdocomo.co.jp/english
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