Current Report Filing (8-k)
February 23 2023 - 9:09AM
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UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C.
20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
February 23, 2023
MFA
FINANCIAL, INC.
(Exact name of registrant as specified in its
charter)
Maryland |
|
1-13991 |
|
13-3974868 |
(State or
other jurisdiction
of incorporation or organization) |
|
(Commission File Number) |
|
(IRS Employer
Identification
No.) |
One Vanderbilt Avenue, 48th Floor |
|
|
New York, New York |
|
10017 |
(Address of principal executive offices) |
|
(Zip Code) |
Registrant's
telephone number, including area code: (212)
207-6400
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
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|
¨ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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¨ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title
of each class: |
|
Trading
Symbols:
|
|
Name
of each
exchange on which
registered:
|
Common
Stock, par value $0.01 per share |
|
MFA |
|
New
York Stock Exchange |
7.50%
Series B Cumulative Redeemable Preferred Stock, par value $0.01 per share
|
|
MFA/PB |
|
New
York Stock Exchange |
6.50% Series C Fixed-to-Floating Rate
Cumulative Redeemable Preferred Stock, par value $0.01 per share |
|
MFA/PC |
|
New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 2.02 Results of Operations and Financial Condition and
Item 7.01 Regulation FD Disclosure
MFA Financial, Inc. (“MFA”) issued a press release,
dated February 23, 2023, announcing its financial results for the quarter ended December 31, 2022, which is attached hereto
as Exhibit 99.1 and is incorporated herein by reference. In addition, in conjunction with the announcement of its financial results,
MFA issued additional information relating to its 2022 fourth quarter financial results. Such additional information is attached to this
report as Exhibit 99.2 and is incorporated herein by reference.
The information referenced in this Current Report on Form 8-K
(including Exhibits 99.1 and 99.2) is being “furnished” and, as such, shall not be deemed to be “filed” for the
purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject
to the liabilities of that Section. The information set forth in this Current Report on Form 8-K (including Exhibits 99.1 and 99.2)
is and will not be incorporated by reference into any registration statement or other document filed by MFA pursuant to the Securities
Act of 1933, as amended (the “Securities Act”), except as may be expressly set forth by specific reference in such filing.
As discussed therein, the press release contains forward-looking statements
within the meaning of the Securities Act and the Exchange Act and, as such, may involve known and unknown risks, uncertainties and assumptions.
These forward-looking statements relate to MFA’s current expectations and are subject to the limitations and qualifications set
forth in the press release as well as in MFA’s other documents filed with the SEC, including, without limitation, that actual events
and/or results may differ materially from those projected in such forward-looking statements.
SIGNATURE
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
MFA FINANCIAL, INC. |
|
(REGISTRANT) |
|
|
|
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By: |
/s/ Harold E. Schwartz |
|
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Name: Harold E. Schwartz |
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Title: Senior Vice President and General Counsel |
Date: February 23, 2023
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