FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Matricaria Richard D.
2. Issuer Name and Ticker or Trading Symbol

Marcus & Millichap, Inc. [ MMI ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP & COO - Western Division
(Last)          (First)          (Middle)

C/O MARCUS & MILLICHAP, INC., 23975 PARK SORRRENTO, SUITE 400
3. Date of Earliest Transaction (MM/DD/YYYY)

11/10/2021
(Street)

CALABASAS, CA 91302
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/10/2021  M  174 A (1)174 D  
Common Stock 11/10/2021  F  61 D$47.52 (2)113 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units  (1)11/10/2021  M     174   (3)11/2/2027 Common Stock 174 $0.00 175 D  
Restricted Stock Units  (1)           (4)2/16/2027 Common Stock 997  997 D  
Restricted Stock Units  (1)           (5)2/26/2028 Common Stock 2588  2588 D  
Restricted Stock Units  (1)           (6)2/13/2029 Common Stock 4120  4120 D  
Restricted Stock Units  (1)           (7)5/2/2029 Common Stock 9000  9000 D  
Restricted Stock Units  (1)           (8)2/11/2030 Common Stock 7500  7500 D  
Restricted Stock Units  (1)           (9)2/11/2031 Common Stock 11822  11822 D  
Restricted Stock Units  (1)           (10)5/4/2031 Common Stock 10000  10000 D  

Explanation of Responses:
(1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
(2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on November 10, 2021.
(3) The restricted stock units vest in five equal annual installments beginning November 10, 2018.
(4) The restricted stock units vest in five equal annual installments beginning February 16, 2018.
(5) The restricted stock units vest in five equal annual installments beginning March 10, 2019.
(6) The restricted stock units vest in five equal annual installments beginning March 10, 2020.
(7) The restricted stock units vest in five equal annual installments beginning May 10, 2020.
(8) The restricted stock units vest in five equal annual installments beginning March 10, 2021.
(9) The restricted stock units vest in five equal annual installments beginning March 10, 2022.
(10) The restricted stock units vest in five equal annual installments beginning May 10, 2022.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Matricaria Richard D.
C/O MARCUS & MILLICHAP, INC.
23975 PARK SORRRENTO, SUITE 400
CALABASAS, CA 91302


EVP & COO - Western Division

Signatures
/s/ Richard D. Matricaria11/12/2021
**Signature of Reporting PersonDate

Marcus and Millichap (NYSE:MMI)
Historical Stock Chart
From Jun 2024 to Jul 2024 Click Here for more Marcus and Millichap Charts.
Marcus and Millichap (NYSE:MMI)
Historical Stock Chart
From Jul 2023 to Jul 2024 Click Here for more Marcus and Millichap Charts.