Amended Statement of Changes in Beneficial Ownership (4/a)
December 10 2021 - 11:10AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Calogero Dario |
2. Issuer Name and Ticker or Trading Symbol
Kaleyra, Inc.
[
KLR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CEO & President |
(Last)
(First)
(Middle)
C/O KALEYRA, INC., VIA MARCO D'VIANO, 2 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/7/2021 |
(Street)
MILAN, L6 20131
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
12/9/2021 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | | | | | | | | 625380 (1) | D | |
Common Stock | 12/7/2021 | | F(2) | | 6583 | D | $10.308 | 618797 (1) | D | |
Common Stock | | | | | | | | 5436081 | I | By Maya Investments Ltd. (3) |
Common Stock | 12/8/2021 | | S | | 50000 | D | $10.83 (4) | 5386081 | I | By Maya Investments Ltd. (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Includes Restricted Stock Units ("RSUs") subject to vesting pursuant to previously disclosed vesting schedules. |
(2) | The Issuer may withhold shares of stock subject to the RSUs at the time of vesting for the purposes of satisfying any tax withholding obligations which arise in connection with the vesting of such RSUs issued to Mr. Calogero. |
(3) | Maya Investments Ltd. ("Maya") is affiliated with Mr. Calogero and the shares received by Maya are beneficially owned by Mr. Calogero, who is the Chief Executive Officer, President, and Director of the Company. |
(4) | The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions ranging from $10.775 to $10.950, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (4) to this Form 4. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Calogero Dario C/O KALEYRA, INC. VIA MARCO D'VIANO, 2 MILAN, L6 20131 | X | X | CEO & President |
|
Maya Investments Ltd CORSO DI PORTA NUOVA 16 MILAN, L6 |
| X |
|
|
Signatures
|
/s/ Dario Calogero, Individually | | 12/10/2021 |
**Signature of Reporting Person | Date |
/s/ Dario Calogero, as CEO of Maya Investments Ltd. | | 12/10/2021 |
**Signature of Reporting Person | Date |
Kaleyra (NYSE:KLR)
Historical Stock Chart
From Sep 2024 to Oct 2024
Kaleyra (NYSE:KLR)
Historical Stock Chart
From Oct 2023 to Oct 2024