- Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company (N-Q)
January 27 2012 - 3:27PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number
811-06537
Invesco Van Kampen Trust for Investment Grade New York Municipals
(Exact name of registrant as specified in charter)
1555 Peachtree Street, N.E., Atlanta, Georgia 30309
(Address of principal executive offices) (Zip code)
Colin Meadows 1555 Peachtree Street, N.E., Atlanta, Georgia 30309
(Name and address of agent for service)
Registrants telephone number, including area code:
(713) 626-1919
Date of fiscal year end:
2/28
Date of reporting period:
11/30/11
Item 1. Schedule of Investments.
Invesco Van Kampen Trust for Investment
Grade New York Municipals
Quarterly Schedule of Portfolio Holdings
November 30, 2011
invesco.com/us VK-CE-IGNYM-QTR-1 11/11 Invesco Advisers, Inc.
Schedule of Investments
November 30, 2011
(Unaudited)
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Principal
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Interest
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Maturity
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Amount
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Rate
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Date
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(000)
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Value
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Municipal Obligations161.56%
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New York152.80%
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Albany (City of) Industrial Development Agency (St. Peters Hospital); Series 2008 D, Civic Facility RB
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5.75
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%
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11/15/27
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$
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1,000
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$
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1,022,450
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Albany Capital Resource Corp. (St. Peters Hospital); Series 2011, RB
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6.25
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%
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11/15/38
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1,860
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1,926,309
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Battery Park City Authority; Series 2009 B, Sr. RB
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5.00
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%
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11/01/34
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3,200
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3,450,176
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Brooklyn Arena Local Development Corp. (Barclays Center);
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Series 2009, CAB RB
(a)
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0.00
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%
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07/15/34
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6,700
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1,776,170
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Series 2009, PILOT RB
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6.25
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%
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07/15/40
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825
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859,287
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Series 2009, PILOT RB
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6.38
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%
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07/15/43
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825
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856,020
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Chautauqua (County of) Industrial Development Agency (NRG Dunkirk Power); Series 2009, Exempt Facility RB
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5.88
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%
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04/01/42
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2,340
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2,318,519
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Dutchess (County of) Industrial Development Agency (Elant Fishkill, Inc.); Series 2007 A, Civic Facility RB
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5.25
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%
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01/01/37
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920
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687,047
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East Rochester (City of) Housing Authority (Woodland Village); Series 2006, Ref. Senior Living RB
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5.50
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%
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08/01/33
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2,400
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2,012,952
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Erie (County of) Industrial Development Agency (City of Buffalo School District);
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Series 2011 A, School Facility RB
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5.25
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%
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05/01/28
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2,500
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2,735,975
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Series 2011 A, School Facility RB
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5.25
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%
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05/01/30
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2,305
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2,509,384
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Essex (County of) Industrial Development Agency (International Paper); Series 2005 A, Ref. Solid Waste Disposal RB
(b)
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5.20
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%
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12/01/23
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2,150
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2,154,063
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Hempstead (Town of) Industrial Development Agency (Adelphi University); Series 2002, Civic Facility RB
(c)(d)
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5.50
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%
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06/01/12
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2,000
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2,052,680
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Hempstead Local Development Corp. (Molloy College); Series 2009, RB
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5.75
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%
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07/01/39
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2,655
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2,771,634
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Hudson Yards Infrastructure Corp.; Series 2011 A, RB
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5.75
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%
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02/15/47
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1,695
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1,796,107
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Long Island (City of) Power Authority;
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Series 2006 E, Electric System General RB
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5.00
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%
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12/01/17
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1,975
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2,258,373
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Series 2009 A, Electric System General RB
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6.25
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%
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04/01/33
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1,860
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2,125,589
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Madison (County of) Industrial Development
Agency (Morrisville
State College Foundation); Series 2005 A, Civic
Facility RB (INS-CIFG)
(e)
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5.00
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%
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06/01/28
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1,000
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958,780
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Madison (County of) Industrial Development Agency (Oneida Health Systems, Inc.); Series 2007, Civic Facility RB
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5.50
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%
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02/01/32
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750
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696,068
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Metropolitan Transportation Authority;
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Series 2005 B, RB (INS-BHAC)
(e)(f)
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5.00
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%
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11/15/31
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10,000
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10,309,000
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Series 2009 B, Dedicated Tax Fund RB
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5.25
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%
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11/15/27
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1,535
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1,689,360
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Subseries 2011 B-2, Dedicated Tax Fund RB
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5.00
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%
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11/15/32
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1,000
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1,068,320
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Monroe County Industrial Development Corp. (Nazareth College of Rochester); Series 2011, RB
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5.50
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%
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10/01/41
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700
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719,488
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Monroe County Industrial Development Corp.; Series 2011 A, RB
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5.00
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%
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07/01/36
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1,605
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1,671,303
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Nassau (County of) Industrial Development Agency (Amsterdam at Harborside); Series 2007 A, Continuing Care Retirement
Community RB
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6.70
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%
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01/01/43
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5,000
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3,869,200
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New York City Health & Hospital Corp.; Series 2010 A, Health System RB
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5.00
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%
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02/15/30
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2,230
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2,336,081
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New York (City of) Industrial Development Agency (7 World Trade Center, LLC); Series 2005 B, Liberty RB
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6.75
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%
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03/01/15
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2,000
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2,004,960
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New York (City of) Industrial Development Agency (IAC/Interactive Corp.); Series 2005, Liberty RB
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5.00
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%
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09/01/35
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3,440
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3,256,786
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New York (City of) Industrial Development Agency (New York Stock Exchange); Series 2009 A, Ref. Special Facility RB
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5.00
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%
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05/01/21
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2,445
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2,784,097
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New York (City of) Industrial Development Agency (Polytechnic University); Series 2007, Civic Facility RB (INS-ACA)
(e)
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5.25
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%
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11/01/37
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3,500
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3,431,820
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New York (City of) Industrial Development Agency (Queens Baseball Stadium); Series 2006, PILOT RB (INS-AMBAC)
(e)
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5.00
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%
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01/01/36
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2,000
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1,727,460
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New York (City of) Industrial Development Agency (Staten Island University Hospital); Series 2001 B, Civic Facility RB
(c)(d)
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6.38
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%
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07/01/12
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1,670
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1,725,778
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New York (City of) Industrial Development Agency (Terminal One Group Association, L.P.);
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Series 2005, Special Facility RB
(b)(c)(g)
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5.50
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%
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01/01/16
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3,710
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3,951,558
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Series 2005, Special Facility RB
(b)(c)(g)
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5.50
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%
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01/01/16
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3,000
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3,169,710
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See accompanying notes which are an integral part of this schedule.
Invesco Van Kampen Trust for Investment Grade New York Municipals
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Principal
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Interest
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Maturity
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Amount
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Rate
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Date
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(000)
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Value
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New York(continued)
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Series 2005, Special Facility RB
(b)(c)(g)
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5.50
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%
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01/01/16
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$
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4,000
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$
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4,210,880
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New York (City of) Industrial Development Agency (YMCA of Greater New York); Series 1997, Civic Facility RB
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5.80
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%
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08/01/16
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920
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922,456
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New York (City of) Municipal Water Finance Authority;
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Series 2005 C, Water & Sewer System RB
(f)
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5.00
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%
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06/15/31
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10,000
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10,546,900
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Series 2005 D, Water & Sewer System RB
(f)
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5.00
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%
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06/15/37
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12,000
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12,432,960
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Series 2009 FF-2, Water & Sewer System RB
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5.50
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%
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06/15/40
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1,500
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1,647,765
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New York (City of) Transitional Finance Authority;
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Series 2008 S-2, Building Aid RB
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6.00
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%
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07/15/33
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1,350
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1,525,392
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Series 2009 S-1, Building Aid RB
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5.50
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%
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07/15/38
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2,950
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3,184,672
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Series 2009 S-3, Building Aid RB
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5.25
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%
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01/15/27
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4,500
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4,975,875
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Series 2009 S-3, Building Aid RB
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5.25
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%
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01/15/39
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2,000
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2,127,420
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Subseries 2011 E, Sec. Future Tax RB
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5.00
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%
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11/01/24
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1,135
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1,312,276
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Subseries 2011 D-1, Sec. Future Tax RB
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5.00
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%
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11/01/33
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12,000
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12,837,240
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New York (City of) Trust for Cultural Resources (American Museum of Natural History); Series 2004 A, Ref. RB
(INS-NATL)
(e)(f)
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5.00
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%
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07/01/44
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10,890
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11,067,616
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New York (City of) Trust for Cultural Resources (Carnegie Hall); Series 2009 A, RB
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5.00
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%
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12/01/39
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1,500
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1,537,260
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New York (City of) Trust for Cultural Resources (Museum of Modern Art); Series 2008 1A, Ref. RB
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5.00
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%
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04/01/31
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1,550
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1,653,772
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New York (City of);
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Series 2008 F-1, Unlimited Tax GO Bonds
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5.50
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%
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11/15/28
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3,300
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3,722,895
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Subseries 2008 I-1, Unlimited Tax GO Bonds
(f)
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5.00
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%
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02/01/26
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10,000
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10,914,700
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Subseries 2008 L-1, Unlimited Tax GO Bonds
(f)
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5.00
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%
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04/01/27
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10,000
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10,872,000
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Subseries 2009 I-1, Unlimited Tax GO Bonds
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5.25
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%
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04/01/32
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4,000
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4,407,120
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New York (State of) Dormitory Authority (Brooklyn Law School); Series 2003 B, RB (INS-SGI)
(e)
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5.38
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%
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07/01/23
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2,340
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2,417,477
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New York (State of) Dormitory Authority (Catholic Health Services of Long Island Obligated Group St. Francis
Hospital); Series 2004, RB
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5.00
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%
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07/01/27
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2,200
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2,214,476
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New York (State of) Dormitory Authority (City of New York); Series 2005 A, Court Facilities Lease Non State Supported
Debt RB (INS-AMBAC)
(e)
|
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5.50
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%
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|
05/15/30
|
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1,750
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|
|
|
2,024,172
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New York (State of) Dormitory Authority (City University System Consolidated);
|
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Series 1993 A, Second General RB
|
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5.75
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%
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07/01/13
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|
|
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1,320
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1,377,446
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Series 1995 A, RB
|
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5.63
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%
|
|
|
07/01/16
|
|
|
|
3,000
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|
3,373,290
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New York (State of) Dormitory Authority (Convent of The Sacred Heart); Series 2011, Non State Supported Debt RB
(INS-AGM)
(e)
|
|
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5.75
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%
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|
11/01/40
|
|
|
|
1,255
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|
|
|
1,381,906
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|
New York (State of) Dormitory Authority (Cornell University); Series 2010 A, Non State Supported Debt RB
|
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5.00
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%
|
|
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07/01/40
|
|
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1,000
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|
|
1,068,660
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New York (State of) Dormitory Authority (Education); Series 2008 B, State Personal Income Tax RB
|
|
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5.75
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%
|
|
|
03/15/36
|
|
|
|
2,150
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2,422,706
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New York (State of) Dormitory Authority (FIT Student Housing Corp.); Series 2007, Non State Supported Debt RB
(INS-NATL)
(e)
|
|
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5.25
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%
|
|
|
07/01/28
|
|
|
|
1,655
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|
|
|
1,724,973
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New York (State of) Dormitory Authority (Fordham University);
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Series 2008 B, Non State Supported Debt RB (INS-AGC)
(e)
|
|
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5.00
|
%
|
|
|
07/01/33
|
|
|
|
915
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|
|
|
953,229
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|
Series 2011 A, Non State Supported Debt RB
|
|
|
5.13
|
%
|
|
|
07/01/29
|
|
|
|
500
|
|
|
|
538,830
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|
New York (State of) Dormitory Authority (Maimonides Medical Center); Series 2004, Mortgage Hospital RB (INS-NATL)
(e)
|
|
|
5.00
|
%
|
|
|
08/01/33
|
|
|
|
1,950
|
|
|
|
1,984,807
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New York (State of) Dormitory Authority (Manhattan College); Series 2007 A, Non State Supported Debt RB (INS-Radian)
(e)
|
|
|
5.00
|
%
|
|
|
07/01/41
|
|
|
|
2,315
|
|
|
|
2,118,364
|
|
New York (State of) Dormitory Authority (Memorial Sloan Kettering Cancer Center); Series 1998 C, RB (INS-NATL)
(e)
|
|
|
5.50
|
%
|
|
|
07/01/23
|
|
|
|
3,750
|
|
|
|
4,544,925
|
|
New York (State of) Dormitory Authority (Mental Health Services Facilities Improvement);
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Series 2007 A, State Supported Debt RB (INS-AGM)
(e)
|
|
|
5.00
|
%
|
|
|
02/15/27
|
|
|
|
2,000
|
|
|
|
2,114,760
|
|
Series 2008 C, State Supported Debt RB (INS-AGM)
(b)(e)
|
|
|
5.25
|
%
|
|
|
02/15/28
|
|
|
|
2,000
|
|
|
|
2,056,140
|
|
New York (State of) Dormitory Authority (Mount Sinai Hospital); Series 2011 A, Non State Supported Debt RB
|
|
|
5.00
|
%
|
|
|
07/01/31
|
|
|
|
1,695
|
|
|
|
1,704,543
|
|
New York (State of) Dormitory Authority (Mount Sinai School of Medicine); Series 2009, Non State Supported Debt RB
|
|
|
5.13
|
%
|
|
|
07/01/39
|
|
|
|
1,750
|
|
|
|
1,780,730
|
|
New York (State of) Dormitory Authority (New York University);
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Series 2001 1, RB (INS-AMBAC)
(e)
|
|
|
5.50
|
%
|
|
|
07/01/31
|
|
|
|
2,000
|
|
|
|
2,426,100
|
|
See accompanying notes which are an integral part of this schedule.
Invesco Van Kampen Trust for Investment Grade New York Municipals
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Principal
|
|
|
|
|
|
|
Interest
|
|
|
Maturity
|
|
|
Amount
|
|
|
|
|
|
|
Rate
|
|
|
Date
|
|
|
(000)
|
|
|
Value
|
|
|
New York(continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Series 2001-1, RB (INS-BHAC)
(e)
|
|
|
5.50
|
%
|
|
|
07/01/31
|
|
|
$
|
830
|
|
|
$
|
1,005,811
|
|
New York (State of) Dormitory Authority (North Shore Long Island Jewish Obligated Group);
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Series 2006 A, Non State Supported Debt RB
|
|
|
5.00
|
%
|
|
|
11/01/26
|
|
|
|
2,125
|
|
|
|
2,197,399
|
|
Series 2009 A, Non State Supported Debt RB
|
|
|
5.50
|
%
|
|
|
05/01/37
|
|
|
|
1,250
|
|
|
|
1,289,463
|
|
New York (State of) Dormitory Authority (Orange Regional Medical Center);
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Series 2008, Non State Supported Debt RB
|
|
|
6.13
|
%
|
|
|
12/01/29
|
|
|
|
1,000
|
|
|
|
1,002,930
|
|
Series 2008, Non State Supported Debt RB
|
|
|
6.50
|
%
|
|
|
12/01/21
|
|
|
|
3,000
|
|
|
|
3,168,840
|
|
New York (State of) Dormitory Authority (Pratt Institution); Series 2009 C, Non State Supported Debt RB (INS-AGC)
(e)
|
|
|
5.13
|
%
|
|
|
07/01/39
|
|
|
|
600
|
|
|
|
618,600
|
|
New York (State of) Dormitory Authority (Providence Rest);
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Series 2005, Non State Supported Debt RB (INS-ACA)
(e)
|
|
|
5.00
|
%
|
|
|
07/01/35
|
|
|
|
2,000
|
|
|
|
1,416,600
|
|
Series 2005, Non State Supported Debt RB (INS-ACA)
(e)
|
|
|
5.13
|
%
|
|
|
07/01/30
|
|
|
|
2,525
|
|
|
|
1,937,079
|
|
New York (State of) Dormitory Authority (Rochester Institute of Technology); Series 2010, Non State Supported Debt RB
|
|
|
5.00
|
%
|
|
|
07/01/40
|
|
|
|
1,350
|
|
|
|
1,402,947
|
|
New York (State of) Dormitory Authority (Rockefeller University); Series 2010 A, Non State Supported Debt RB
|
|
|
5.00
|
%
|
|
|
07/01/41
|
|
|
|
1,500
|
|
|
|
1,605,240
|
|
New York (State of) Dormitory Authority (School District Financing Program);
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Series 2008 D, Non State Supported Debt RB (INS-AGC)
(e)
|
|
|
5.75
|
%
|
|
|
10/01/24
|
|
|
|
2,000
|
|
|
|
2,282,080
|
|
Series 2011 A, Non State Supported Debt RB
|
|
|
5.00
|
%
|
|
|
10/01/25
|
|
|
|
950
|
|
|
|
1,034,237
|
|
New York (State of) Dormitory Authority (St. Josephs College); Series 2010, Non State Supported Debt RB
|
|
|
5.25
|
%
|
|
|
07/01/35
|
|
|
|
1,000
|
|
|
|
1,039,520
|
|
New York (State of) Dormitory Authority (State University Educational Facilities);
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Series 1993 A, RB (INS-NATL)
(e)
|
|
|
5.25
|
%
|
|
|
05/15/15
|
|
|
|
3,600
|
|
|
|
3,970,116
|
|
Series 1993 B, RB
|
|
|
5.25
|
%
|
|
|
05/15/19
|
|
|
|
5,010
|
|
|
|
5,665,659
|
|
New York (State of) Dormitory Authority (The New School);
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Series 2010, Non State Supported Debt RB
|
|
|
5.50
|
%
|
|
|
07/01/40
|
|
|
|
2,200
|
|
|
|
2,322,276
|
|
Series 2011, Ref. Non State Supported Debt RB
|
|
|
5.00
|
%
|
|
|
07/01/31
|
|
|
|
1,400
|
|
|
|
1,449,000
|
|
New York (State of) Dormitory Authority (Vassar College); Series 2007, Non State Supported Debt RB
|
|
|
5.00
|
%
|
|
|
07/01/46
|
|
|
|
1,670
|
|
|
|
1,724,509
|
|
New York (State of) Dormitory Authority; Series 2011 A, General Purpose State Personal Income Tax RB
|
|
|
5.00
|
%
|
|
|
03/15/30
|
|
|
|
2,400
|
|
|
|
2,632,032
|
|
New York (State of) Mortgage Agency; Series 2007 145, Homeowner Mortgage RB
(b)
|
|
|
5.05
|
%
|
|
|
10/01/29
|
|
|
|
1,555
|
|
|
|
1,562,464
|
|
New York (State of) Power Authority; Series 2011 A, RB
|
|
|
5.00
|
%
|
|
|
11/15/38
|
|
|
|
1,415
|
|
|
|
1,517,644
|
|
New York (State of) Thruway Authority; Series 2008 B, Second General Highway & Bridge Trust Fund RB
|
|
|
5.00
|
%
|
|
|
04/01/27
|
|
|
|
1,000
|
|
|
|
1,087,910
|
|
New York State Environmental Facilities Corp. (2010 Master Financing Program); Series 2010 C, RB
|
|
|
5.00
|
%
|
|
|
10/15/39
|
|
|
|
1,505
|
|
|
|
1,602,870
|
|
New York State Environmental Facilities Corp. (New York City Municipal Water Finance Authority);
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Series 1994 A, State Water PCR
(d)
|
|
|
5.75
|
%
|
|
|
06/15/12
|
|
|
|
300
|
|
|
|
308,982
|
|
Series 1994 A, State Water PCR
(d)
|
|
|
5.75
|
%
|
|
|
06/15/12
|
|
|
|
500
|
|
|
|
514,970
|
|
Series 1994 A, State Water PCR
|
|
|
5.75
|
%
|
|
|
06/15/12
|
|
|
|
95
|
|
|
|
97,878
|
|
New York State Environmental Facilities Corp. (New York City Municipal Water); Series 2011 B, State Clean Water &
Drinking Water Revolving Funds RB
|
|
|
5.00
|
%
|
|
|
06/15/31
|
|
|
|
1,270
|
|
|
|
1,393,660
|
|
New York State Urban Development Corp.; Series 1994 A, Ref. Correctional Facilities RB
|
|
|
5.50
|
%
|
|
|
01/01/14
|
|
|
|
3,315
|
|
|
|
3,450,285
|
|
New York State Urban Development Corp. (Rensselaer Polytechnic Institute Center for Industrial Innovation); Series
1995, Ref. RB
|
|
|
5.50
|
%
|
|
|
01/01/13
|
|
|
|
855
|
|
|
|
872,032
|
|
New York State Urban Development Corp.; Series 2008 B, Ref. Service Contract RB
|
|
|
5.25
|
%
|
|
|
01/01/25
|
|
|
|
2,000
|
|
|
|
2,193,740
|
|
New York Liberty Development Corp. (4 World Trade Center); Series 2011, Ref. Liberty RB
|
|
|
5.00
|
%
|
|
|
11/15/31
|
|
|
|
1,695
|
|
|
|
1,756,189
|
|
New York Liberty Development Corp. (Bank of America Tower at One Bryant Park); Series 2010, Ref. Second Priority
Liberty RB
|
|
|
6.38
|
%
|
|
|
07/15/49
|
|
|
|
2,230
|
|
|
|
2,320,739
|
|
Niagara Frontier Transportation Authority (Buffalo Niagara International Airport); Series 1999 A, Airport RB
(INS-NATL)
(b)(e)
|
|
|
5.63
|
%
|
|
|
04/01/29
|
|
|
|
3,570
|
|
|
|
3,466,648
|
|
Oneida (County of) Industrial Development Agency (St. Elizabeth Medical Center Facility); Series 1999 B, Civic
Facility IDR
|
|
|
6.00
|
%
|
|
|
12/01/19
|
|
|
|
1,180
|
|
|
|
1,180,153
|
|
Onondaga Civic Development Corp. (Le Moyne College); Series 2010, RB
|
|
|
5.38
|
%
|
|
|
07/01/40
|
|
|
|
1,950
|
|
|
|
1,979,367
|
|
Port Authority of New York & New Jersey (JFK International Air Terminal, LLC);
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Series 1997, Special Obligation RB (INS-NATL)
(b)(e)
|
|
|
5.75
|
%
|
|
|
12/01/22
|
|
|
|
2,000
|
|
|
|
1,985,060
|
|
See accompanying notes which are an integral part of this schedule.
Invesco Van Kampen Trust for Investment Grade New York Municipals
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Principal
|
|
|
|
|
|
|
Interest
|
|
|
Maturity
|
|
|
Amount
|
|
|
|
|
|
|
Rate
|
|
|
Date
|
|
|
(000)
|
|
|
Value
|
|
|
New York(continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Series 1997, Special Obligation RB (INS-NATL)
(b)(e)
|
|
|
5.75
|
%
|
|
|
12/01/25
|
|
|
$
|
2,500
|
|
|
$
|
2,440,200
|
|
Series 2010, Special Obligation RB
|
|
|
6.00
|
%
|
|
|
12/01/42
|
|
|
|
1,540
|
|
|
|
1,613,920
|
|
Port Authority of New York & New Jersey;
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Series 2006 144th, Consolidated RB
(f)
|
|
|
5.00
|
%
|
|
|
10/01/35
|
|
|
|
17,500
|
|
|
|
18,037,250
|
|
Series 2008 152nd, Consolidated RB
(b)(f)
|
|
|
5.00
|
%
|
|
|
11/01/25
|
|
|
|
10,000
|
|
|
|
10,610,300
|
|
Rockland (County of) Solid Waste Management Authority; Series 2003 B, RB (INS-AMBAC)
(b)(e)
|
|
|
5.13
|
%
|
|
|
12/15/28
|
|
|
|
1,000
|
|
|
|
1,005,740
|
|
Saratoga (County of) Industrial Development Agency (Saratoga Hospital); Series 2007 B, Civic Facility RB
|
|
|
5.13
|
%
|
|
|
12/01/27
|
|
|
|
1,000
|
|
|
|
1,002,560
|
|
Seneca (County of) Industrial Development Agency (Seneca Meadows, Inc.); Series 2005, Solid Waste Disposal RB
(b)(c)(g)(h)
|
|
|
6.63
|
%
|
|
|
10/01/13
|
|
|
|
1,500
|
|
|
|
1,506,585
|
|
Sodus Central School District; Series 2002, Ref. Unlimited Tax GO Bonds (INS-NATL)
(e)
|
|
|
5.13
|
%
|
|
|
06/15/17
|
|
|
|
1,250
|
|
|
|
1,280,038
|
|
Suffolk County Economic Development Corp. (Peconic Landing at Southold, Inc.); Series 2010, Ref. RB
|
|
|
6.00
|
%
|
|
|
12/01/40
|
|
|
|
825
|
|
|
|
832,128
|
|
Suffolk (County of) Industrial Development Agency (Eastern Long Island Hospital Association); Series 2007, Civic
Facility RB
(h)
|
|
|
5.38
|
%
|
|
|
01/01/27
|
|
|
|
1,995
|
|
|
|
1,679,351
|
|
Tompkins (County of) Industrial Development Agency (Cornell University); Series 2008 A, Civic Facility RB
|
|
|
5.00
|
%
|
|
|
07/01/37
|
|
|
|
750
|
|
|
|
791,468
|
|
Triborough Bridge & Tunnel Authority; Series 2001 A, General Purpose RB
(c)(d)
|
|
|
5.00
|
%
|
|
|
01/01/12
|
|
|
|
15
|
|
|
|
15,062
|
|
Troy Capital Resource Corp. (Rensselaer Polytechnic); Series 2010 A, RB
|
|
|
5.00
|
%
|
|
|
09/01/30
|
|
|
|
2,000
|
|
|
|
2,050,440
|
|
TSASC, Inc.;
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Series 2006 1, Tobacco Settlement RB
|
|
|
5.00
|
%
|
|
|
06/01/34
|
|
|
|
2,000
|
|
|
|
1,530,600
|
|
Series 2006 1, Tobacco Settlement RB
|
|
|
5.13
|
%
|
|
|
06/01/42
|
|
|
|
3,135
|
|
|
|
2,214,783
|
|
United Nations Development Corp.; Series 2009 A, Ref. RB
|
|
|
5.00
|
%
|
|
|
07/01/25
|
|
|
|
1,000
|
|
|
|
1,096,010
|
|
Westchester (County of) Industrial Development Agency (Kendal on Hudson); Series 2003 A, Continuing Care Retirement
Mortgage RB
(c)(d)
|
|
|
6.50
|
%
|
|
|
01/01/13
|
|
|
|
3,000
|
|
|
|
3,201,690
|
|
Westchester Tobacco Asset Securitization Corp.; Series 2005, RB
|
|
|
5.13
|
%
|
|
|
06/01/45
|
|
|
|
5,500
|
|
|
|
3,785,320
|
|
Yonkers Economic Development Corp. (Charter School of Educational Excellence) Series 2010 A, Educational RB
|
|
|
6.25
|
%
|
|
|
10/15/40
|
|
|
|
1,200
|
|
|
|
1,162,536
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
337,720,147
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Puerto Rico4.61%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Puerto Rico (Commonwealth of) Electric Power Authority;
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Series 2008 WW, RB
|
|
|
5.00
|
%
|
|
|
07/01/28
|
|
|
|
1,000
|
|
|
|
1,015,370
|
|
Series 2008 WW, RB
|
|
|
5.25
|
%
|
|
|
07/01/33
|
|
|
|
1,500
|
|
|
|
1,513,635
|
|
Series 2008 WW, RB
|
|
|
5.50
|
%
|
|
|
07/01/21
|
|
|
|
1,000
|
|
|
|
1,092,110
|
|
Series 2010 XX, RB
|
|
|
5.75
|
%
|
|
|
07/01/36
|
|
|
|
600
|
|
|
|
628,728
|
|
Puerto Rico (Commonwealth of) Infrastructure Financing Authority; Series 2005 C, Ref. Special Tax RB (INS-AMBAC)
(e)
|
|
|
5.50
|
%
|
|
|
07/01/27
|
|
|
|
1,225
|
|
|
|
1,281,901
|
|
Puerto Rico (Commonwealth of) Public Buildings Authority; Series 2004 I, Government Facilities RB
(c)(d)
|
|
|
5.25
|
%
|
|
|
07/01/14
|
|
|
|
75
|
|
|
|
83,413
|
|
Puerto Rico Sales Tax Financing Corp.;
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
First Subseries 2009 A, RB
|
|
|
6.38
|
%
|
|
|
08/01/39
|
|
|
|
1,500
|
|
|
|
1,663,665
|
|
First Subseries 2009 A, RB
|
|
|
5.75
|
%
|
|
|
08/01/37
|
|
|
|
870
|
|
|
|
922,731
|
|
First Subseries 2010 A, RB
|
|
|
5.38
|
%
|
|
|
08/01/39
|
|
|
|
945
|
|
|
|
974,531
|
|
First Subseries 2010 C, RB
|
|
|
5.25
|
%
|
|
|
08/01/41
|
|
|
|
1,000
|
|
|
|
1,021,220
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10,197,304
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Guam2.76%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Guam (Territory of) (Section 30);
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Series 2009 A, Limited Obligation RB
|
|
|
5.63
|
%
|
|
|
12/01/29
|
|
|
|
750
|
|
|
|
764,017
|
|
Series 2009 A, Limited Obligation RB
|
|
|
5.75
|
%
|
|
|
12/01/34
|
|
|
|
500
|
|
|
|
507,840
|
|
Guam (Territory of) Government Waterworks Authority; Series 2010, Water & Wastewater System RB
|
|
|
5.63
|
%
|
|
|
07/01/40
|
|
|
|
3,000
|
|
|
|
2,862,660
|
|
Guam (Territory of) Power Authority; Series 2010 A, RB
|
|
|
5.50
|
%
|
|
|
10/01/40
|
|
|
|
820
|
|
|
|
797,753
|
|
Guam (Territory of); Series 2011 A, Business Privilege Tax RB
|
|
|
5.25
|
%
|
|
|
01/01/36
|
|
|
|
1,125
|
|
|
|
1,169,156
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
6,101,426
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
See accompanying notes which are an integral part of this schedule.
Invesco Van Kampen Trust for Investment Grade New York Municipals
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Principal
|
|
|
|
|
|
|
Interest
|
|
|
Maturity
|
|
|
Amount
|
|
|
|
|
|
|
Rate
|
|
|
Date
|
|
|
(000)
|
|
|
Value
|
|
|
Virgin Islands1.39%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Virgin Islands (Government of) Public Finance Authority (Gross Receipts Taxes Loan Note); Series 1999 A, RB
|
|
|
6.38
|
%
|
|
|
10/01/19
|
|
|
$
|
1,370
|
|
|
$
|
1,372,891
|
|
Virgin Islands (Government of) Public Finance Authority (Matching Fund Loan Note Diago); Series 2009 A, RB
|
|
|
6.63
|
%
|
|
|
10/01/29
|
|
|
|
1,600
|
|
|
|
1,706,064
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,078,955
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL INVESTMENTS
(i)
161.56% (Cost $349,103,375)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
357,097,832
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Floating Rate Note Obligations(24.06)%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Notes with interest rates ranging from 0.14% to 0.24% at 11/30/11 and contractual maturities of collateral ranging from 11/01/25 to
07/01/44 (See Note 1E)
(j)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(53,175,000
|
)
|
OTHER ASSETS LESS LIABILITIES1.86%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4,102,823
|
|
PREFERRED SHARES(39.36)%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(87,000,000
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
NET ASSETS APPLICABLE TO COMMON SHARES100.00%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
221,025,655
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Investment Abbreviations:
|
|
|
ACA
|
|
ACA Financial Guaranty Corp.
|
|
AGC
|
|
Assured Guaranty Corp.
|
|
AGM
|
|
Assured Guaranty Municipal Corp.
|
|
AMBAC
|
|
American Municipal Bond Assurance Corp.
|
|
BHAC
|
|
Berkshire Hathaway Assurance Corp.
|
|
CAB
|
|
Capital Appreciation Bonds
|
|
CIFG
|
|
CIFG Assurance North America, Inc.
|
|
GO
|
|
General Obligation
|
|
IDR
|
|
Industrial Development Revenue Bonds
|
|
INS
|
|
Insurer
|
|
NATL
|
|
National Public Finance Guarantee Corp.
|
|
PCR
|
|
Pollution Control Revenue Bonds
|
|
PILOT
|
|
Payment-in-Lieu-of-Tax
|
|
Radian
|
|
Radian Asset Assurance, Inc.
|
|
RB
|
|
Revenue Bonds
|
|
Ref.
|
|
Refunding
|
|
Sec.
|
|
Secured
|
|
SGI
|
|
Syncora Guarantee, Inc.
|
|
Sr.
|
|
Senior
|
|
|
|
Notes to Schedule of Investments:
|
|
(a)
|
|
Zero coupon bond issued at a discount.
|
|
(b)
|
|
Security subject to the alternative minimum tax.
|
|
(c)
|
|
Security has an irrevocable call by the issuer or mandatory put by the holder. Maturity date reflects such call or put.
|
|
(d)
|
|
Advance refunded; secured by an escrow fund of U.S. Government obligations or other highly rated collateral.
|
|
(e)
|
|
Principal and/or interest payments are secured by the bond insurance company listed.
|
|
(f)
|
|
Underlying security related to Dealer Trusts entered into by the Trust. See Note 1E.
|
|
(g)
|
|
Interest or dividend rate is redetermined periodically. Rate shown is the rate in effect on November 30, 2011.
|
|
(h)
|
|
Security purchased or received in a transaction exempt from registration under the Securities Act of 1933, as amended.
The security may be resold pursuant to an exemption from registration under the 1933 Act, typically to qualified
institutional buyers. The aggregate value of these securities at November 30, 2011 was $3,185,936, which represented
1.44% of the Trusts Net Assets.
|
|
(i)
|
|
This table provides a listing of those entities that have either issued, guaranteed, backed or otherwise enhanced the
credit quality of more than 5% of the securities held in the portfolio. In instances where the entity has guaranteed,
backed or otherwise enhanced the credit quality of a security, it is not primarily responsible for the issuers
obligations but may be called upon to satisfy the issuers obligations.
|
|
|
|
|
|
Entities
|
|
Percentage
|
|
National Public Finance Guarantee Corp.
|
|
|
9.1
|
%
|
|
|
|
|
(j)
|
|
Floating rate note obligations related to securities held. The interest rates shown reflect the rates in effect at
November 30, 2011. At November 30, 2011, the Trusts investments with a value of $94,790,726 are held by Dealer Trusts
and serve as collateral for the $53,175,000 in the floating rate note obligations outstanding at that date.
|
See accompanying notes which are an integral part of this schedule.
Invesco Van Kampen Trust for Investment Grade New York Municipals
Notes to Quarterly Schedule of Portfolio Holdings
November 30, 2011
(Unaudited)
NOTE 1 Significant Accounting Policies
A.
|
|
Security Valuations
Securities, including restricted securities, are valued according to
the following policy.
|
Securities are fair valued using an evaluated quote provided by an independent pricing
service approved by the Board of Trustees. Evaluated quotes provided by the pricing service may
be determined without exclusive reliance on quoted prices and may reflect appropriate factors
such as institution-size trading in similar groups of securities, yield, quality, coupon rate,
maturity, type of issue, individual trading characteristics and other market data. Securities
with a demand feature exercisable within one to seven days are valued at par. Debt securities
are subject to interest rate and credit risks. In addition, all debt securities involve some
risk of default with respect to interest and principal payments.
Securities for which market quotations either are not readily available or are unreliable
are valued at fair value as determined in good faith by or under the supervision of the Trusts
officers following procedures approved by the Board of Trustees. Some of the factors which may
be considered in determining fair value are fundamental analytical data relating to the
investment; the nature and duration of any restrictions on transferability or disposition;
trading in similar securities by the same issuer or comparable companies; relevant political,
economic or issuer specific news; and other relevant factors under the circumstances.
Valuations change in response to many factors including the historical and prospective
earnings of the issuer, the value of the issuers assets, general economic conditions, interest
rates, investor perceptions and market liquidity. Because of the inherent uncertainties of
valuation, the values reflected in the financial statements may materially differ from the value
received upon actual sale of those investments.
B.
|
|
Securities Transactions and Investment Income
Securities transactions are accounted for on
a trade date basis. Realized gains or losses on sales are computed on the basis of specific
identification of the securities sold. Interest income is recorded on the accrual basis from
settlement date. Dividend income (net of withholding tax, if any) is recorded on the
ex-dividend date. Bond premiums and discounts are amortized and/or accreted for financial
reporting purposes.
|
The Trust may periodically participate in litigation related to Trust investments. As
such, the Trust may receive proceeds from litigation settlements. Any proceeds received are
included in the Statement of Operations as realized gain (loss) for investments no longer held
and as unrealized gain (loss) for investments still held.
Brokerage commissions and mark ups are considered transaction costs and are recorded as an
increase to the cost basis of securities purchased and/or a reduction of proceeds on a sale of
securities. Such transaction costs are included in the determination of net realized and
unrealized gain (loss) from investment securities reported in the Statement of Operations and
the Statement of Changes in Net Assets and the net realized and unrealized gains (losses) on
securities per share in the Financial Highlights. Transaction costs are included in the
calculation of the Trusts net asset value and, accordingly, they reduce the Trusts total
returns. These transaction costs are not considered operating expenses and are not reflected in
net investment income reported in the Statement of Operations and Statement of Changes in Net
Assets, or the net investment income per share and ratios of expenses and net investment income
reported in the Financial Highlights, nor are they limited by any expense limitation
arrangements between the Trust and the investment adviser.
C.
|
|
Country Determination
For the purposes of making investment selection decisions and
presentation in the Schedule of Investments, the investment adviser may determine the country
in which an issuer is located and/or credit risk exposure based on various factors. These
factors include the laws of the country under which the issuer is organized, where the issuer
maintains a principal office, the country in which the issuer derives 50% or more of its total
revenues and the country that has the primary market for the issuers securities, as well as
other criteria. Among the other criteria that may be evaluated for making this determination
are the country in which the issuer maintains 50% or more of its assets, the type of security,
financial guarantees and enhancements, the nature of the collateral and the sponsor
organization. Country of issuer and/or credit risk exposure has been determined to be the
United States of America, unless otherwise noted.
|
Invesco Van Kampen Trust for Investment Grade New York Municipals
D.
|
|
Securities Purchased on a When-Issued and Delayed Delivery Basis
The Trust may purchase
and sell interests in portfolio securities on a when-issued and delayed delivery basis, with
payment and delivery scheduled for a future date. No income accrues to the Trust on such
interests or securities in connection with such transactions prior to the date the Trust
actually takes delivery of such interests or securities. These transactions are subject to
market fluctuations and are subject to the risk that the value at delivery may be more or less
than the trade date purchase price. Although the Trust will generally purchase these
securities with the intention of acquiring such securities, they may sell such securities
prior to the settlement date.
|
E.
|
|
Floating Rate Note Obligations
The Trust invests in
inverse floating rate securities, such as Residual Interest Bonds
(RIBs) or Tender Option Bonds (TOBs) for investment purposes
and to enhance the yield of the Trust. Inverse floating rate
investments tend to underperform the market for fixed rate bonds
in a rising interest rate environment, but tend to outperform the
market for fixed rate bonds when interest rates decline or remain
relatively stable. Such transactions may be purchased in the
secondary market without first owning the underlying bond or by
the sale of fixed rate bonds by the Trust to special purpose
trusts established by a broker dealer (Dealer Trusts) in
exchange for cash and residual interests in the Dealer Trusts
assets and cash flows, which are in the form of inverse floating
rate securities. The Dealer Trusts finance the purchases of the
fixed rate bonds by issuing floating rate notes to third parties
and allowing the Trust to retain residual interest in the bonds.
The floating rate notes issued by the Dealer Trusts have interest
rates that reset weekly and the floating rate note holders have
the option to tender their notes to the Dealer Trusts for
redemption at par at each reset date. The residual interests held
by the Trust (inverse floating rate investments) include the right
of the Trust (1) to cause the holders of the floating rate notes
to tender their notes at par at the next interest rate reset date,
and (2) to transfer the municipal bond from the Dealer Trusts to
the Trust, thereby collapsing the Dealer Trusts.
|
TOBs are presently classified as private placement securities.
Private placement securities are subject to restrictions on resale
because they have not been registered under the Securities Act of
1933, as amended or are otherwise not readily marketable. As a
result of the absence of a public trading market for these
securities, they may be less liquid than publicly traded
securities. Although these securities may be resold in privately
negotiated transactions, the prices realized from these sales
could be less than those originally paid by the Trust or less than
what may be considered the fair value of such securities.
The Trust accounts for the transfer of bonds to the Dealer Trusts as secured borrowings,
with the securities transferred remaining in the Trusts investment assets, and the related
floating rate notes reflected as Trust liabilities under the caption
Floating rate note
obligations
on the Statement of Assets and Liabilities. The Trust records the interest income
from the fixed rate bonds under the caption
Interest
and records the expenses related to
floating rate obligations and any administrative expenses of the Dealer Trusts a component of
Interest, facilities and maintenance fees
on the Statement of Operations.
The Trust generally invests in inverse floating rate securities that include embedded
leverage, thus exposing the Trust to greater risks and increased costs. The primary risks
associated with inverse floating rate securities are varying degrees of liquidity and the
changes in the value of such securities in response to changes in market rates of interest to a
greater extent than the value of an equal principal amount of a fixed rate security having
similar credit quality, redemption provisions and maturity which may cause the Trusts net asset
value to be more volatile than if it had not invested in inverse floating rate securities. In
certain instances, the short-term floating rate interests created by the special purpose trust
may not be able to be sold to third parties or, in the case of holders tendering (or putting)
such interests for repayment of principal, may not be able to be remarketed to third parties. In
such cases, the special purpose trust holding the long-term fixed rate bonds may be collapsed.
In the case of RIBs or TOBs created by the contribution of long-term fixed income bonds by the
Trust, the Trust will then be required to repay the principal amount of the tendered securities.
During times of market volatility, illiquidity or uncertainty, the Trust could be required to
sell other portfolio holdings at a disadvantageous time to raise cash to meet that obligation.
F.
|
|
Other Risks
The value of, payment of interest on, repayment of principal for and
the ability to sell a municipal security may be affected by constitutional amendments,
legislative enactments, executive orders, administrative regulations, voter initiatives and
the economics of the regions in which the issuers are located.
|
Since, many municipal securities are issued to finance similar projects, especially those
relating to education, health care, transportation and utilities, conditions in those sectors
can affect the overall municipal securities market and a Trusts investments in municipal
securities.
There is some risk that a portion or all of the interest received from certain tax-free
municipal securities could become taxable as a result of determinations by the Internal Revenue
Service.
Invesco Van Kampen Trust for Investment Grade New York Municipals
NOTE 2 Additional Valuation Information
Generally Accepted Accounting Principles (GAAP) defines fair value as the price that would be
received to sell an asset or paid to transfer a liability in an orderly transaction between market
participants at the measurement date, under current market conditions. GAAP establishes a
hierarchy that prioritizes the inputs to valuation methods giving the highest priority to readily
available unadjusted quoted prices in an active market for identical assets (Level 1) and the
lowest priority to significant unobservable inputs (Level 3) generally when market prices are not
readily available or are unreliable. Based on the valuation inputs, the securities or other
investments are tiered into one of three levels. Changes in valuation methods may result in
transfers in or out of an investments assigned level:
|
|
|
Level 1
|
|
Prices are determined using quoted prices in an active market for identical
assets.
|
|
|
|
Level 2
|
|
Prices are determined using other significant observable inputs.
Observable inputs are inputs that other market participants may use in pricing a
security. These may include quoted prices for similar securities, interest rates,
prepayment speeds, credit risk, yield curves, loss severities, default rates, discount
rates, volatilities and others.
|
|
|
|
Level 3
|
|
Prices are determined using significant unobservable inputs. In
situations where quoted prices or observable inputs are unavailable (for example, when
there is little or no market activity for an investment at the end of the period),
unobservable inputs may be used. Unobservable inputs reflect the Trusts own
assumptions about the factors market participants would use in determining fair value
of the securities or instruments and would be based on the best available information.
|
The following is a summary of the tiered valuation input levels, as of November 30, 2011. The
level assigned to the securities valuations may not be an indication of the risk or liquidity
associated with investing in those securities. Because of the inherent uncertainties of valuation,
the values reflected in the financial statements may materially differ from the value received upon
actual sale of those investments.
During the nine months ended November 30, 2011, there were no significant transfers between
investment levels.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Level 1
|
|
Level 2
|
|
Level 3
|
|
Total
|
|
Municipal Obligations
|
|
$
|
|
|
|
$
|
357,097,832
|
|
|
$
|
|
|
|
$
|
357,097,832
|
|
|
NOTE 3 Investment Securities
The aggregate amount of investment securities (other than short-term securities, U.S. Treasury
obligations and money market funds, if any) purchased and sold by the Trust during the nine months
ended November 30, 2011 was $50,807,049 and $59,463,425, respectively. Cost of
investments on a tax basis includes the adjustments for financial reporting purposes as of the most
recently completed Federal income tax reporting period-end.
Unrealized Appreciation (Depreciation) of Investment Securities on a Tax Basis
|
|
|
|
|
|
Aggregate unrealized appreciation of investment securities
|
|
$
|
15,255,666
|
|
|
Aggregate unrealized (depreciation) of investment securities
|
|
|
(5,664,752
|
)
|
|
Net unrealized appreciation of investment securities
|
|
$
|
9,590,914
|
|
|
Cost of investments for tax purposes is $347,506,918.
|
|
|
|
|
Invesco Van Kampen Trust for Investment Grade New York Municipals
Item 2. Controls and Procedures.
|
(a)
|
|
As of December 15, 2011, an evaluation was performed under the supervision and with the
participation of the officers of the Registrant, including the Principal Executive Officer
(PEO) and Principal Financial Officer (PFO), to assess the effectiveness of the
Registrants disclosure controls and procedures, as that term is defined in Rule 30a-3(c)
under the Investment Company Act of 1940 (Act), as amended. Based on that evaluation,
the Registrants officers, including the PEO and PFO, concluded that, as of December 15,
2011, the Registrants disclosure controls and procedures were reasonably designed so as to
ensure: (1) that information required to be disclosed by the Registrant on Form N-Q is
recorded, processed, summarized and reported within the time periods specified by the rules
and forms of the Securities and Exchange Commission; and (2) that material information
relating to the Registrant is made known to the PEO and PFO as appropriate to allow timely
decisions regarding required disclosure.
|
|
|
(b)
|
|
There have been no changes in the Registrants internal control over financial
reporting (as defined in Rule 30a-3(d) under the Act) that occurred during the Registrants
last fiscal quarter that have materially affected, or are reasonably likely to materially
affect, the Registrants internal control over financial reporting.
|
Item 3. Exhibits.
|
|
|
Certifications of PEO and PFO as required by Rule 30a-2(a) under the Investment Company Act
of 1940.
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act
of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
Registrant: Invesco Van Kampen Trust for Investment Grade New York Municipals
|
|
|
|
|
By:
|
|
/s/ Colin Meadows
|
|
|
|
|
Colin Meadows
|
|
|
|
|
Principal Executive Officer
|
|
|
|
|
|
|
|
Date:
|
|
January 27, 2012
|
|
|
Pursuant to the requirements of the Securities and Exchange Act of 1934 and the Investment Company
Act of 1940, this report has been signed below by the following persons on behalf of the Registrant
and in the capacities and on the dates indicated.
|
|
|
|
|
By:
|
|
/s/ Colin Meadows
|
|
|
|
|
Colin Meadows
|
|
|
|
|
Principal Executive Officer
|
|
|
|
|
|
|
|
Date:
|
|
January 27, 2012
|
|
|
|
|
|
|
|
By:
|
|
/s/ Sheri Morris
|
|
|
|
|
Sheri Morris
|
|
|
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Principal Financial Officer
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Date:
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January 27, 2012
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EXHIBIT INDEX
Certifications of Principal Executive Officer (PEO) and Principal Financial Officer (PFO) as
required by Rule 30a-2(a) under the Investment Company Act of 1940, as amended.
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