- Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company (N-Q)
March 27 2009 - 3:28PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-6537
Van Kampen Trust For Investment Grade New York Municipals
(Exact name of registrant as specified in charter)
522 Fifth Avenue, New York, New York 10036
(Address of principal executive offices) (Zip code)
Edward C. Wood III
522 Fifth Avenue, New York, New York 10036
(Name and address of agent for service)
Registrants telephone number, including area code: 212-762-4000
Date of fiscal year end: 10/31
Date of reporting period: 1/31/09
Item 1. Schedule of Investments.
The Trusts schedule of investments as of the close of the reporting period prepared pursuant to Rule 12-12 of Regulation S-X is as follows:
Van Kampen Trust for Investment Grade New York Municipals
Portfolio of Investments January 31, 2009 (Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Par
|
|
|
|
|
|
|
|
|
|
|
|
|
Amount
|
|
|
|
|
|
|
|
|
|
|
|
|
(000)
|
|
|
Description
|
|
Coupon
|
|
|
Maturity
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Municipal Bonds 193.8%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
New York 184.9%
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,750
|
|
|
Albany, NY Indl Dev Agy Civic Fac
Rev Saint Peters Hosp Proj, Ser
A
|
|
|
5.250
|
%
|
|
|
11/15/32
|
|
|
$
|
1,222,252
|
|
|
1,000
|
|
|
Albany, NY Indl Dev Agy Civic Fac
Rev Saint Peters Hosp Proj, Ser
D
|
|
|
5.750
|
|
|
|
11/15/27
|
|
|
|
807,420
|
|
|
1,000
|
|
|
Amherst, NY Indl Dev Agy Civic
Fac Rev UBF Fac Student Hsg,
Ser A (AMBAC Insd)
|
|
|
5.750
|
|
|
|
08/01/25
|
|
|
|
1,009,130
|
|
|
1,000
|
|
|
Amherst, NY Indl Dev Agy Civic
Fac Rev UBF Fac Student Hsg,
Ser B (AMBAC Insd)
|
|
|
5.750
|
|
|
|
08/01/30
|
|
|
|
997,550
|
|
|
1,000
|
|
|
Broome Cnty, NY Indl Dev Agy
Continuing Care Retirement
Good Shepard Vlg, Ser A
|
|
|
6.750
|
|
|
|
07/01/28
|
|
|
|
736,190
|
|
|
1,300
|
|
|
Broome Cnty, NY Indl Dev Agy
Continuing Care Retirement
Good Shepard Vlg, Ser A
|
|
|
6.875
|
|
|
|
07/01/40
|
|
|
|
869,882
|
|
|
990
|
|
|
Dutchess Cnty, NY Indl Dev Agy
Civic Fac Rev Elant Fishkill Inc,
Ser A
|
|
|
5.250
|
|
|
|
01/01/37
|
|
|
|
537,709
|
|
|
2,400
|
|
|
East Rochester, NY Hsg Auth
Rev Sr Living Woodland Vlg
Proj Rfdg
|
|
|
5.500
|
|
|
|
08/01/33
|
|
|
|
1,435,464
|
|
|
1,250
|
|
|
Erie Cnty, NY Indl Dev Agy Sch
Fac Rev City of Buffalo Proj
(FSA Insd)
|
|
|
5.750
|
|
|
|
05/01/23
|
|
|
|
1,318,350
|
|
|
1,000
|
|
|
Erie Cnty, NY Pub Impt, Ser C
(AMBAC Insd) (Prerefunded @
7/01/10)
|
|
|
5.500
|
|
|
|
07/01/29
|
|
|
|
1,078,990
|
|
|
1,000
|
|
|
Essex Cnty, NY Indl Dev Agy Rev
Intl Paper Rfdg, Ser A (AMT)
|
|
|
5.200
|
|
|
|
12/01/23
|
|
|
|
638,490
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Par
|
|
|
|
|
|
|
|
|
|
|
|
|
Amount
|
|
|
|
|
|
|
|
|
|
|
|
|
(000)
|
|
|
Description
|
|
Coupon
|
|
|
Maturity
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
New York (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
10,000
|
|
|
Haverstraw Stony Point NY Cent
Sch Dist (FSA Insd)
|
|
|
4.500
|
%
|
|
|
10/15/34
|
|
|
$
|
8,624,400
|
|
|
1,500
|
|
|
Hempstead Town, NY Indl Dev
Agy Civic Fac Rev Adelphi Univ
Civic Fac
|
|
|
5.000
|
|
|
|
10/01/30
|
|
|
|
1,382,430
|
|
|
2,000
|
|
|
Islip, NY Res Recovery Agy Rev
1985 Fac, Ser B (AMBAC Insd)
(AMT)
|
|
|
7.250
|
|
|
|
07/01/11
|
|
|
|
2,147,680
|
|
|
3,000
|
|
|
Liberty, NY Dev Corp Rev
Goldman Sachs Headquarters
|
|
|
5.250
|
|
|
|
10/01/35
|
|
|
|
2,435,520
|
|
|
1,935
|
|
|
Madison Cnty, NY Indl Dev Agy
Civic Fac Rev Colgate Univ
Proj, Ser A (AMBAC Insd)
|
|
|
5.000
|
|
|
|
07/01/35
|
|
|
|
1,816,307
|
|
|
750
|
|
|
Madison Cnty, NY Indl Dev Agy
Civic Fac Rev Oneida Hlth Sys
Inc Proj, Ser A
|
|
|
5.500
|
|
|
|
02/01/32
|
|
|
|
552,022
|
|
|
1,000
|
|
|
Madison Cnty, NY Indl Dev Agy
Morrisville St College Fndtn, Ser
A (CIFG Insd)
|
|
|
5.000
|
|
|
|
06/01/28
|
|
|
|
781,320
|
|
|
4,000
|
|
|
Metropolitan Trans Auth NY Rev
Rfdg, Ser A (AMBAC Insd)
|
|
|
5.500
|
|
|
|
11/15/19
|
|
|
|
4,249,840
|
|
|
10,000
|
|
|
Metropolitan Trans Auth NY Rev,
Ser B (BHAC Insd) (a)
|
|
|
5.000
|
|
|
|
11/15/31
|
|
|
|
9,945,650
|
|
|
4,000
|
|
|
Metropolitan Trans Auth NY Svc
Contract Rfdg, Ser A
|
|
|
5.125
|
|
|
|
01/01/29
|
|
|
|
3,824,280
|
|
|
1,500
|
|
|
Montgomery Cnty, NY Indl Dev
Agy Lease Rev HFM Boces, Ser
A (Syncora Gtd)
|
|
|
5.000
|
|
|
|
07/01/34
|
|
|
|
1,100,280
|
|
|
8,000
|
|
|
Nassau Cnty, NY Indl Dev Agy
Continuing Care Retirement
Amsterdam at Harborside, Ser
A
|
|
|
6.700
|
|
|
|
01/01/43
|
|
|
|
5,548,400
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Par
|
|
|
|
|
|
|
|
|
|
|
|
|
Amount
|
|
|
|
|
|
|
|
|
|
|
|
|
(000)
|
|
|
Description
|
|
Coupon
|
|
|
Maturity
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
New York (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
10,000
|
|
|
New York City Indl Dev Agy Civic
Fac Rev Polytechnic Univ Proj
(ACA Insd)
|
|
|
5.250
|
%
|
|
|
11/01/37
|
|
|
$
|
7,122,200
|
|
|
3,750
|
|
|
New York City Indl Dev Agy Rev
Liberty 7 World Trade Ctr Proj,
Ser B
|
|
|
6.750
|
|
|
|
03/01/15
|
|
|
|
3,221,362
|
|
|
3,375
|
|
|
New York City Indl Dev Agy Rev
Liberty Iac/Interactive Corp.
|
|
|
5.000
|
|
|
|
09/01/35
|
|
|
|
2,043,022
|
|
|
2,000
|
|
|
New York City Indl Dev Agy Rev
Queens Baseball Stadium Pilot
(AGL Insd) (b)
|
|
|
6.500
|
|
|
|
01/01/46
|
|
|
|
2,036,420
|
|
|
3,710
|
|
|
New York City Indl Dev Agy Spl
Fac Rev Term One Group Assn
Proj (AMT)
|
|
|
5.500
|
|
|
|
01/01/19
|
|
|
|
3,460,911
|
|
|
3,000
|
|
|
New York City Indl Dev Agy Spl
Fac Rev Term One Group Assn
Proj (AMT)
|
|
|
5.500
|
|
|
|
01/01/20
|
|
|
|
2,744,790
|
|
|
5,750
|
|
|
New York City Indl Dev Agy Spl
Fac Rev Term One Group Assn
Proj (AMT)
|
|
|
5.500
|
|
|
|
01/01/21
|
|
|
|
5,139,293
|
|
|
1,450
|
|
|
New York City Indl Dev Civic Fac
Rev YMCA Gtr NY Proj
|
|
|
5.800
|
|
|
|
08/01/16
|
|
|
|
1,453,233
|
|
|
2,000
|
|
|
New York City Muni Wtr Fin Auth
Wtr & Swr Sys Rev, Ser B (FSA Insd)
|
|
|
5.000
|
|
|
|
06/15/29
|
|
|
|
1,984,740
|
|
|
2,250
|
|
|
New York City Muni Wtr Fin Auth
Wtr & Swr Sys Rev, Ser C
|
|
|
5.000
|
|
|
|
06/15/31
|
|
|
|
2,179,192
|
|
|
10,000
|
|
|
New York City Muni Wtr Fin Auth
Wtr & Swr Sys Rev, Ser C (a)
|
|
|
5.000
|
|
|
|
06/15/31
|
|
|
|
9,685,500
|
|
|
12,000
|
|
|
New York City Muni Wtr Fin Auth
Wtr & Swr Sys Rev, Ser D (a)
|
|
|
5.000
|
|
|
|
06/15/37
|
|
|
|
11,474,280
|
|
|
2,650
|
|
|
New York City Muni Wtr Fin, Ser
B
|
|
|
6.000
|
|
|
|
06/15/33
|
|
|
|
2,822,700
|
|
|
3,300
|
|
|
New York City, Ser F1
|
|
|
5.500
|
|
|
|
11/15/28
|
|
|
|
3,352,140
|
|
|
2,000
|
|
|
New York City, Ser G
|
|
|
5.000
|
|
|
|
12/01/25
|
|
|
|
1,973,440
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Par
|
|
|
|
|
|
|
|
|
|
|
|
|
Amount
|
|
|
|
|
|
|
|
|
|
|
|
|
(000)
|
|
|
Description
|
|
Coupon
|
|
|
Maturity
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
New York (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,400
|
|
|
New York City, Ser G
|
|
|
5.000
|
%
|
|
|
12/01/26
|
|
|
$
|
1,372,392
|
|
|
10
|
|
|
New York City, Ser K
(Prerefunded @ 8/01/09)
|
|
|
5.625
|
|
|
|
08/01/13
|
|
|
|
10,362
|
|
|
10,000
|
|
|
New York City, Subser I-1 (a)
|
|
|
5.000
|
|
|
|
02/01/26
|
|
|
|
9,809,350
|
|
|
10,000
|
|
|
New York City, Subser L-1 (a)
|
|
|
5.000
|
|
|
|
04/01/27
|
|
|
|
9,731,750
|
|
|
6,250
|
|
|
New York City Transitional
Cultural Res Rev Amern
Museum Nat History Rfdg, Ser
A (MBIA Insd)
|
|
|
5.000
|
|
|
|
07/01/44
|
|
|
|
5,866,250
|
|
|
1,000
|
|
|
New York City Transitional Fin
Auth Bldg Aid Rev Fiscal 2009,
Ser S-3
|
|
|
5.250
|
|
|
|
01/15/39
|
|
|
|
959,220
|
|
|
1,000
|
|
|
New York St Dorm Auth Lease
Rev Master Boces Pgm, Ser A (FSA Insd)
|
|
|
5.250
|
|
|
|
08/15/17
|
|
|
|
1,071,880
|
|
|
5,200
|
|
|
New York St Dorm Auth Rev
Catholic Hlth L.I. Oblig Group
|
|
|
5.000
|
|
|
|
07/01/27
|
|
|
|
3,970,564
|
|
|
2,750
|
|
|
New York St Dorm Auth Rev
Catholic Hlth L.I. Oblig Group
|
|
|
5.100
|
|
|
|
07/01/34
|
|
|
|
1,947,247
|
|
|
3,500
|
|
|
New York St Dorm Auth Rev City
Univ Cons Third, Ser 1 (FGIC
Insd)
|
|
|
5.250
|
|
|
|
07/01/25
|
|
|
|
3,508,365
|
|
|
3,125
|
|
|
New York St Dorm Auth Rev City
Univ Sys Cons, Ser A
|
|
|
5.625
|
|
|
|
07/01/16
|
|
|
|
3,548,094
|
|
|
2,500
|
|
|
New York St Dorm Auth Rev Cons
City Univ Sys Second Gen, Ser
A
|
|
|
5.750
|
|
|
|
07/01/13
|
|
|
|
2,678,250
|
|
|
1,670
|
|
|
New York St Dorm Auth Rev Dept
Ed
|
|
|
5.250
|
|
|
|
07/01/19
|
|
|
|
1,814,372
|
|
|
2,500
|
|
|
New York St Dorm Auth Rev Dept
Hlth, Ser A (CIFG Insd)
|
|
|
5.000
|
|
|
|
07/01/25
|
|
|
|
2,397,150
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Par
|
|
|
|
|
|
|
|
|
|
|
|
|
Amount
|
|
|
|
|
|
|
|
|
|
|
|
|
(000)
|
|
|
Description
|
|
Coupon
|
|
|
Maturity
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
New York (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,200
|
|
|
New York St Dorm Auth Rev
Grace Manor Hlthcare Fac
(SONYMA Insd)
|
|
|
6.150
|
%
|
|
|
07/01/18
|
|
|
$
|
2,202,926
|
|
|
3,800
|
|
|
New York St Dorm Auth Rev Hosp
(MBIA Insd)
|
|
|
5.000
|
|
|
|
08/01/33
|
|
|
|
3,298,818
|
|
|
2,340
|
|
|
New York St Dorm Auth Rev Insd
Brooklyn Law Sch, Ser B
(Syncora Gtd)
|
|
|
5.375
|
|
|
|
07/01/23
|
|
|
|
2,342,621
|
|
|
1,000
|
|
|
New York St Dorm Auth Rev Insd
John T Mather Mem Hosp Rfdg
(Connie Lee Insd)
|
|
|
6.500
|
|
|
|
07/01/10
|
|
|
|
1,043,630
|
|
|
1,720
|
|
|
New York St Dorm Auth Rev Insd
John T Mather Mem Hosp Rfdg
(Connie Lee Insd)
|
|
|
6.500
|
|
|
|
07/01/11
|
|
|
|
1,826,520
|
|
|
3,750
|
|
|
New York St Dorm Auth Rev Mem
Sloan Kettering Cancer Center,
(MBIA Insd)
|
|
|
5.500
|
|
|
|
07/01/23
|
|
|
|
4,086,150
|
|
|
2,100
|
|
|
New York St Dorm Auth Rev Non St
Supported Debt Columbia
Univ
|
|
|
5.000
|
|
|
|
07/01/38
|
|
|
|
2,112,453
|
|
|
2,000
|
|
|
New York St Dorm Auth Rev Non
St Supported Debt Insd
Providence Rest (ACA Insd)
|
|
|
5.000
|
|
|
|
07/01/35
|
|
|
|
1,037,360
|
|
|
2,525
|
|
|
New York St Dorm Auth Rev Non
St Supported Debt Insd
Providence Rest (ACA Insd)
|
|
|
5.125
|
|
|
|
07/01/30
|
|
|
|
1,479,170
|
|
|
4,000
|
|
|
New York St Dorm Auth Rev Non
St Supported Debt L.I. Jewish,
Ser A
|
|
|
5.000
|
|
|
|
11/01/26
|
|
|
|
3,540,400
|
|
|
4,000
|
|
|
New York St Dorm Auth Rev Non
St Supported Debt L.I. Jewish,
Ser A
|
|
|
5.000
|
|
|
|
11/01/34
|
|
|
|
3,235,160
|
|
|
1,455
|
|
|
New York St Dorm Auth Rev Non
St Supported Debt Mental Hlth
Svc, Ser B (MBIA Insd)
|
|
|
5.250
|
|
|
|
08/15/31
|
|
|
|
1,414,507
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Par
|
|
|
|
|
|
|
|
|
|
|
|
|
Amount
|
|
|
|
|
|
|
|
|
|
|
|
|
(000)
|
|
|
Description
|
|
Coupon
|
|
|
Maturity
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
New York (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
5,000
|
|
|
New York St Dorm Auth Rev Non
St Supported Debt NYU Hosp
Ctr, Ser A
|
|
|
5.000
|
%
|
|
|
07/01/36
|
|
|
$
|
2,768,550
|
|
|
2,870
|
|
|
New York St Dorm Auth Rev Non St
Supported Debt NY Univ Ser C
|
|
|
5.000
|
|
|
|
07/01/38
|
|
|
|
2,734,077
|
|
|
3,000
|
|
|
New York St Dorm Auth Rev Non
St Supported Debt Orange Reg
Med Ctr
|
|
|
6.500
|
|
|
|
12/01/21
|
|
|
|
2,524,800
|
|
|
2,000
|
|
|
New York St Dorm Auth Rev Non St
Supported Debt Sch Dist Fin
Prog, Ser B (FSA Insd)
|
|
|
5.000
|
|
|
|
04/01/36
|
|
|
|
1,911,200
|
|
|
2,000
|
|
|
New York St Dorm Auth Rev Non St
Supported Debt Sch Dist Fin
Prog, Ser D
|
|
|
5.750
|
|
|
|
10/01/24
|
|
|
|
2,139,080
|
|
|
3,000
|
|
|
New York St Dorm Auth Rev Sec
Hosp North Gen Hosp Rfdg
|
|
|
5.750
|
|
|
|
02/15/18
|
|
|
|
3,198,240
|
|
|
2,205
|
|
|
New York St Dorm Auth Rev St
Supported Debt Lease St
Univ Dorm Fac, Ser A
|
|
|
5.000
|
|
|
|
07/01/25
|
|
|
|
2,222,221
|
|
|
3,000
|
|
|
New York St Dorm Auth Rev St
Supported Debt Mental Hlth Svc
Fac Impt, Ser A (FSA Insd)
|
|
|
5.000
|
|
|
|
02/15/27
|
|
|
|
2,964,810
|
|
|
2,000
|
|
|
New York St Dorm Auth Rev St
Supported Debt Mental Hlth
Svc, Ser C (FSA Insd) (AMT)
|
|
|
5.250
|
|
|
|
02/15/28
|
|
|
|
1,746,860
|
|
|
1,000
|
|
|
New York St Dorm Auth Rev St
Univ Ed Fac 1989 Res (MBIA
Insd) (Prerefunded @ 5/15/10)
|
|
|
6.000
|
|
|
|
05/15/15
|
|
|
|
1,079,930
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Par
|
|
|
|
|
|
|
|
|
|
|
|
|
Amount
|
|
|
|
|
|
|
|
|
|
|
|
|
(000)
|
|
|
Description
|
|
Coupon
|
|
|
Maturity
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
New York (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,600
|
|
|
New York St Dorm Auth Rev St
Univ Ed Fac, Ser A (MBIA
Insd)
|
|
|
5.250
|
%
|
|
|
05/15/15
|
|
|
$
|
4,181,544
|
|
|
5,010
|
|
|
New York St Dorm Auth Rev St
Univ Ed Fac, Ser B
|
|
|
5.250
|
|
|
|
05/15/19
|
|
|
|
5,648,324
|
|
|
300
|
|
|
New York St Environmental Fac
Corp Pollutn Ctl Rev St Wtr
Revolving Fd, Ser A (POL
CTL-SRF Insd) (c)
|
|
|
5.750
|
|
|
|
06/15/12
|
|
|
|
345,441
|
|
|
500
|
|
|
New York St Environmental Fac
Corp Pollutn Ctl Rev St Wtr, Ser
02 (POL CTL-SRF Insd) (c)
|
|
|
5.750
|
|
|
|
06/15/12
|
|
|
|
575,735
|
|
|
95
|
|
|
New York St Environmental Fac
Corp Pollutn Ctl Rev St Wtr, Ser
02 (POL CTL-SRF Insd)
|
|
|
5.750
|
|
|
|
06/15/12
|
|
|
|
107,345
|
|
|
1,000
|
|
|
New York St Environmental Fac
Corp St Clean Wtr & Drinking
Revolving Fd Muni Wtr Proj, Ser
B
|
|
|
5.250
|
|
|
|
06/15/20
|
|
|
|
1,055,370
|
|
|
2,500
|
|
|
New York St Hsg Fin Agy Rev
Affordable Hsg, Ser B (AMT)
|
|
|
5.300
|
|
|
|
11/01/37
|
|
|
|
2,233,225
|
|
|
875
|
|
|
New York St Mtg Agy Rev
Homeowner Mtg, Ser 71 (AMT)
|
|
|
5.400
|
|
|
|
04/01/29
|
|
|
|
808,211
|
|
|
7,280
|
|
|
New York St Mtg Agy Rev
Homeowner Mtg, Ser 79 (AMT)
|
|
|
5.300
|
|
|
|
04/01/29
|
|
|
|
6,640,234
|
|
|
670
|
|
|
New York St Mtg Agy Rev
Homeowner Mtg, Ser 101
(AMT)
|
|
|
5.400
|
|
|
|
04/01/32
|
|
|
|
613,713
|
|
|
1,555
|
|
|
New York St Mtg Agy Rev
Homeowner Mtg, Ser 145
(AMT)
|
|
|
5.050
|
|
|
|
10/01/29
|
|
|
|
1,371,152
|
|
|
2,000
|
|
|
New York St Twy Auth Second
Gen Hwy & Brdg Tr Fd, Ser B
|
|
|
5.000
|
|
|
|
04/01/26
|
|
|
|
2,007,480
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Par
|
|
|
|
|
|
|
|
|
|
|
|
|
Amount
|
|
|
|
|
|
|
|
|
|
|
|
|
(000)
|
|
|
Description
|
|
Coupon
|
|
|
Maturity
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
New York (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,000
|
|
|
New York St Twy Auth Second
Gen Hwy & Brdg Tr Fd, Ser B
|
|
|
5.000
|
%
|
|
|
04/01/27
|
|
|
$
|
1,988,060
|
|
|
1,625
|
|
|
New York St Urban Dev Corp Rev
Correctional Fac Rfdg
|
|
|
5.500
|
|
|
|
01/01/13
|
|
|
|
1,823,981
|
|
|
4,650
|
|
|
New York St Urban Dev Corp Rev
Correctional Fac Rfdg, Ser A
|
|
|
5.500
|
|
|
|
01/01/14
|
|
|
|
5,298,815
|
|
|
3,570
|
|
|
Niagara Falls, NY Frontier Auth
Trans Arpt Rev Buffalo Niagara
Intl Arpt, Ser A (MBIA Insd)
(AMT)
|
|
|
5.625
|
|
|
|
04/01/29
|
|
|
|
3,088,300
|
|
|
1,060
|
|
|
Niagara Falls, NY Wtr Treatment
Plant (MBIA Insd) (AMT)
|
|
|
7.250
|
|
|
|
11/01/10
|
|
|
|
1,176,081
|
|
|
35,000
|
|
|
Port Auth NY & NJ Cons 144th
(a)
|
|
|
5.000
|
|
|
|
10/01/35
|
|
|
|
34,491,275
|
|
|
10,000
|
|
|
Porth Auth NY & NJ Cons
152nd (AMT) (a)
|
|
|
5.000
|
|
|
|
11/01/25
|
|
|
|
9,375,300
|
|
|
2,000
|
|
|
Port Auth NY & NJ Spl Oblig Rev
Spl Proj JFK Intl Arpt Term 6
(MBIA Insd) (AMT)
|
|
|
5.750
|
|
|
|
12/01/22
|
|
|
|
1,617,920
|
|
|
2,500
|
|
|
Port Auth NY & NJ Spl Oblig Rev
Spl Proj JFK Intl Arpt Term 6
(MBIA Insd) (AMT)
|
|
|
5.750
|
|
|
|
12/01/25
|
|
|
|
1,927,875
|
|
|
1,000
|
|
|
Rockland Cnty, NY Solid Waste
Mgmt Auth, Ser B (AMBAC
Insd) (AMT)
|
|
|
5.125
|
|
|
|
12/15/28
|
|
|
|
838,890
|
|
|
1,000
|
|
|
Saratoga Cnty, NY Indl Dev Agy
Civic Fac Rev Saratoga Hosp
Proj, Ser B
|
|
|
5.125
|
|
|
|
12/01/27
|
|
|
|
812,980
|
|
|
650
|
|
|
Saratoga Cnty, NY Indl Dev Agy
Civic Fac Rev Saratoga Hosp
Proj, Ser B
|
|
|
5.250
|
|
|
|
12/01/32
|
|
|
|
502,554
|
|
|
1,000
|
|
|
Saratoga Cnty, NY Wtr Auth Wtr
Sys
|
|
|
5.000
|
|
|
|
09/01/33
|
|
|
|
960,320
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Par
|
|
|
|
|
|
|
|
|
|
|
|
|
Amount
|
|
|
|
|
|
|
|
|
|
|
|
|
(000)
|
|
|
Description
|
|
Coupon
|
|
|
Maturity
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
New York (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,500
|
|
|
Saratoga Cnty, NY Wtr Auth Wtr
Sys
|
|
|
5.000
|
%
|
|
|
09/01/38
|
|
|
$
|
1,428,795
|
|
|
1,250
|
|
|
Sodus, NY Ctr Sch Dist Rfdg
(MBIA Insd)
|
|
|
5.125
|
|
|
|
06/15/17
|
|
|
|
1,353,800
|
|
|
2,170
|
|
|
Suffolk Cnty, NY Indl Dev Agy
Civic Fac Rev Eastrn Long
Island Hosp Assn (d)
|
|
|
5.375
|
|
|
|
01/01/27
|
|
|
|
1,387,954
|
|
|
1,000
|
|
|
Tobacco Settlement Fin Corp NY,
Ser B
|
|
|
5.500
|
|
|
|
06/01/22
|
|
|
|
1,019,980
|
|
|
1,815
|
|
|
Triborough Brdg & Tunl Auth NY
Rev Gen Purp, Ser A
|
|
|
5.000
|
|
|
|
01/01/32
|
|
|
|
1,761,911
|
|
|
1,600
|
|
|
Triborough Brdg & Tunl Auth NY
Rev Gen Purp, Ser B
|
|
|
5.125
|
|
|
|
11/15/29
|
|
|
|
1,603,968
|
|
|
5,000
|
|
|
Tsasc, Inc NY, Ser 1
|
|
|
5.000
|
|
|
|
06/01/34
|
|
|
|
3,177,700
|
|
|
13,250
|
|
|
Tsasc, Inc NY, Ser 1
|
|
|
5.125
|
|
|
|
06/01/42
|
|
|
|
8,272,240
|
|
|
1,360
|
|
|
Warren & Washington Cnty, NY
Indl Dev Agy Civic Fac Rev
Glens Falls Hosp Proj, Ser A
(FSA Insd)
|
|
|
5.000
|
|
|
|
12/01/35
|
|
|
|
1,144,685
|
|
|
5,000
|
|
|
Westchester Cnty, NY Indl Dev
Agy Continuing Care Retirement
Mtg Kendal on Hudson Proj, Ser
A (Prerefunded @ 1/01/13)
|
|
|
6.500
|
|
|
|
01/01/34
|
|
|
|
6,008,400
|
|
|
7,000
|
|
|
Westchester Tob Asset Sec Corp
NY
|
|
|
5.125
|
|
|
|
06/01/45
|
|
|
|
4,334,050
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
334,331,116
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Guam 0.1%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
365
|
|
|
Guam Govt, Ser A
|
|
|
5.250
|
|
|
|
11/15/37
|
|
|
|
237,681
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Puerto Rico 6.1%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
8,000
|
|
|
Puerto Rico Comwlth Hwy &
Trans Auth Hwy Rev Rfdg, Ser
Y (FSA Insd) (b)
|
|
|
6.250
|
|
|
|
07/01/21
|
|
|
|
9,113,360
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Par
|
|
|
|
|
|
|
|
|
|
|
|
|
Amount
|
|
|
|
|
|
|
|
|
|
|
|
|
(000)
|
|
|
Description
|
|
Coupon
|
|
|
Maturity
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Puerto Rico (continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,000
|
|
|
Puerto Rico Elec Pwr Auth Rev,
Ser WW
|
|
|
5.000
|
%
|
|
|
07/01/28
|
|
|
$
|
822,420
|
|
|
1,000
|
|
|
Puerto Rico Elec Pwr Auth Rev,
Ser WW
|
|
|
5.500
|
|
|
|
07/01/21
|
|
|
|
953,660
|
|
|
75
|
|
|
Puerto Rico Pub Bldgs Auth Rev
Govt Fac, Ser I (Comwlth Gtd)
(Prerefunded @ 7/01/14)
|
|
|
5.250
|
|
|
|
07/01/33
|
|
|
|
85,944
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10,975,384
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
U.S. Virgin Islands 2.7%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,500
|
|
|
Virgin Islands Pub Fin Auth Rev
Gross Rcpt Taxes Ln Nt, Ser A
|
|
|
6.375
|
|
|
|
10/01/19
|
|
|
|
1,510,965
|
|
|
3,000
|
|
|
Virgin Islands Pub Fin Auth Rev
Gross Rcpt Taxes Ln Nt, Ser A
(ACA Insd) (Prerefunded @
10/01/10)
|
|
|
6.125
|
|
|
|
10/01/29
|
|
|
|
3,280,470
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4,791,435
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Long-Term Investments
193.8%
(Cost $384,575,485)
|
|
|
|
|
|
|
|
|
|
|
350,335,616
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Short-Term Investments 5.3%
|
|
|
|
|
Municipal Bonds 5.3%
|
|
|
|
|
Metropolitan Trans Auth NY Rev Trans, Ser G ($1,600,000 par, coupon 0.390%,
11/01/26 maturity) (LOC: BNP Paribas) (e)(f)
|
|
|
1,600,000
|
|
Nassau Cnty, NY Indl Dev Agy Civic Fac Rev Rfdg & Impt Cold Spring Hbr
($1,100,000 par, coupon 0.400%, 01/01/34 maturity)
(SPA: Morgan Guaranty Trust) (e)(f)
|
|
|
1,100,000
|
|
New York City Muni Wtr Fin Auth Wtr & Swr Rev Second Generation
Resolution, Ser BB-1 ($2,500,000 par, coupon 0.350%, 06/15/39 maturity)
(SPA: Landesbank Hessen) (e)(f)
|
|
|
2,500,000
|
|
New York City Tr Cultural Res Rev American Museum Nat Rfdg, Ser A2
($2,000,000 par, coupon 0.300%, 04/01/27 maturity)
(SPA: Bank of America) (e)(f)
|
|
|
2,000,000
|
|
New York St Dorm Auth Rev Cornell Univ, Ser B ($1,200,000 par, coupon
0.550%, 07/01/25 maturity) (SPA: Morgan Guaranty Trust) (e)(f)
|
|
|
1,200,000
|
|
|
|
|
|
|
Description
|
|
Value
|
|
|
|
|
|
|
|
Municipal Bonds (continued)
|
|
|
|
|
Port Auth NY & NJ Spl Oblig Rev Versatile Structure Oblig Ser 2 ($1,200,000
par, coupon 0.350%, 05/01/19 maturity) (SPA: JP Morgan Chase & Co.)
(e)(f)
|
|
$
|
1,200,000
|
|
|
|
|
|
|
|
|
|
|
Total Short-Term Investments 5.3%
|
|
|
|
|
(Cost $9,600,000)
|
|
|
9,600,000
|
|
|
|
|
|
|
|
|
|
|
Total Investments 199.1%
|
|
|
|
|
(Cost $394,175,485)
|
|
|
359,935,616
|
|
|
|
|
|
|
Liability for Floating Rate Note Obligations Related to Securities Held (33.0%)
|
|
|
|
|
(Cost ($59,655,000))
|
|
|
|
|
(59,655) Notes with interest rates ranging from 0.43% to 0.61% at
January 31, 2009 and contractual maturities of collateral
ranging from 2025 to 2037 (g)
|
|
|
(59,655,000
|
)
|
|
|
|
|
|
|
|
|
|
Total Net Investments 166.1%
|
|
|
|
|
(Cost $334,520,485)
|
|
|
300,280,616
|
|
|
|
|
|
|
Liabilities in Excess of Other Assets (1.9%)
|
|
|
(3,446,222
|
)
|
|
|
|
|
|
Preferred Shares (including accrued distributions) (64.2%)
|
|
|
(116,011,506
|
)
|
|
|
|
|
|
|
|
|
|
Net Assets Applicable to Common Shares 100.0%
|
|
$
|
180,822,888
|
|
|
|
|
|
Percentages are calculated as a percentage of net assets applicable to common shares.
|
|
|
(a)
|
|
Underlying security related to Inverse Floaters entered into by the Trust.
|
|
(b)
|
|
Security purchased on a when-issued, delayed delivery or forward commitment basis.
|
|
(c)
|
|
Escrowed to Maturity
|
|
(d)
|
|
144A-Private Placement security which is exempt from registration under Rule 144A of the
Securities Act of 1933, as amended. This security may only be resold in transactions exempt
from registration which are normally those transactions with qualified institutional buyers.
|
|
(e)
|
|
Security includes a put feature allowing the Trust to periodically put the security back
to the
issuer at amortized cost on specified dates. The interest rate shown represents the current
interest rate earned by the Fund based on the most recent reset date. The maturity date shown
represents the next reset date.
|
|
(f)
|
|
Variable Rate Coupon
|
|
(g)
|
|
Floating Rate Notes. The interest rates shown reflect the rates in effect at January 31,
2009.
|
|
|
|
ACA
AGL
AMBAC
AMT
BHAC
CIFG
Comwlth
Connie Lee
FGIC
FSA
LOC
MBIA
POL CTL-SRF
SONYMA
SPA
|
|
American Capital Access
Assured Guaranty Ltd.
AMBAC Indemnity Corp.
Alternative Minimum Tax
Berkshire Hathaway Assurance Corp.
CDC IXIS Financial Guaranty
Commonwealth of Puerto Rico
Connie Lee Insurance Co.
Financial Guaranty Insurance Co.
Financial Security Assurance Inc.
Letter of Credit
Municipal Bond Investors Assurance Corp.
State Water Pollution Control Revolving Fund
State of New York Mortgage Agency
Stand by Purchase Agreement
|
The Trust adopted Financial Accounting Standards Board Statement of Financial Accounting
Standards No. 157,
Fair Value Measurements
(FAS 157), effective November 1, 2008. In accordance
with FAS 157, fair value is defined as the price that the Trust would receive to sell an
investment or pay to transfer a liability in an orderly transaction with an independent buyer in
the principal market, or in the absence of a principal market the most advantageous market for
the investment or liability. FAS 157 establishes a three-tier hierarchy to distinguish between
(1) inputs that reflect the assumptions market participants would use in pricing an asset or
liability developed based on market data obtained from sources independent of the reporting
entity (observable inputs) and (2) inputs that reflect the reporting entitys own assumptions
about the assumptions market participants would use in pricing an asset or liability developed
based on the best information available in the circumstances (unobservable inputs) and to
establish classification of fair value measurements for disclosure purposes. Various inputs are
used in determining the value of the Trusts investments. The inputs are summarized in the three
broad levels listed below.
Level 1
|
|
quoted prices in active markets for identical investments
|
|
Level 2
|
|
other significant observable inputs (including quoted prices
for similar investments, interest rates, prepayment speeds,
credit risk, etc.)
|
|
Level 3
|
|
significant unobservable inputs (including the Trusts own
assumptions in determining the fair value of investments)
|
The inputs or methodology used for valuing securities are not necessarily an indication of the
risk associated with investing in those securities.
The following is a summary of the inputs used as of January 31, 2009 in valuing the Trusts
investments carried at value:
|
|
|
|
|
|
|
Investments in
|
|
Valuation Inputs
|
|
Securities
|
|
|
Level 1 Quoted Prices
|
|
$
|
-0-
|
|
Level 2 Other Significant Observable Inputs
|
|
|
359,935,616
|
|
Level 3 Significant Unobservable Inputs
|
|
|
-0-
|
|
|
|
|
|
Total
|
|
$
|
359,935,616
|
|
|
|
|
|
Municipal bonds are valued by independent pricing services or dealers using the mean of the last
reported bid and asked prices or, in the absence of market quotations, at fair value based upon
yield data relating to municipal bonds with similar characteristics and general market
conditions. Securities which are not valued by independent pricing services or dealers are valued
at fair value using procedures established in good faith by the Board of Trustees. Factors
considered in making this determination may include, but are not limited to, information obtained
by contacting the issuer, analysts, or the appropriate stock exchange (for exchange-traded
securities), analysis of the issuers financial statements or other available documents and, if
necessary, available information concerning other securities in similar circumstances. Futures
contracts are valued at the settlement price established each day on the exchange on which they
are traded. Short-term securities with remaining maturities of 60 days or less are valued at
amortized cost, which approximates market value.
Item 2. Controls and Procedures.
(a) The Trusts principal executive officer and principal financial officer have concluded that the
Trusts disclosure controls and procedures are sufficient to ensure that information required to
be disclosed by the Trust in this Form N-Q was recorded, processed, summarized and reported within
the time periods specified in the Securities and Exchange Commissions rules and forms, based upon
such officers evaluation of these controls and procedures as of a date within 90 days of the
filing date of the report.
(b) There were no changes in the Trusts internal control over financial reporting that occurred
during the registrants fiscal quarter that has materially affected, or is reasonably likely to
materially affect, the Trusts internal control over financial reporting.
Item 3. Exhibits.
(a) A certification for the Principal Executive Officer of the registrant is attached hereto as
part of EX-99.cert.
(b) A certification for the Principal Financial Officer of the registrant is attached hereto as
part of EX-99.cert.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act
of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
(Registrant) Van Kampen Trust For Investment Grade New York Municipals
|
|
|
|
|
By:
|
|
/s/ Edward C. Wood III
|
|
|
Name: Edward C. Wood III
|
|
|
Title: Principal Executive Officer
|
|
|
Date: March 19, 2009
|
|
|
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act
of 1940, this report has been signed by the following persons on behalf of the registrant and in
the capacities and on the dates indicated.
|
|
|
|
|
By:
|
|
/s/ Edward C. Wood III
|
|
|
Name: Edward C. Wood III
|
|
|
Title: Principal Executive Officer
|
|
|
Date: March 19, 2009
|
|
|
|
|
|
|
|
By:
|
|
/s/ Stuart N. Schuldt
|
|
|
Name: Stuart N. Schuldt
|
|
|
Title: Principal Financial Officer
|
|
|
Date: March 19, 2009
|
|
|
Invesco Trust for Invest... (NYSE:VTN)
Historical Stock Chart
From Jun 2024 to Jul 2024
Invesco Trust for Invest... (NYSE:VTN)
Historical Stock Chart
From Jul 2023 to Jul 2024