Statement of Changes in Beneficial Ownership (4)
January 19 2017 - 6:09PM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
RHO VENTURES IV QP LP
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2. Issuer Name
and
Ticker or Trading Symbol
IntraLinks Holdings, Inc.
[
IL
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
152 WEST 57TH STREET, 23RD FLOOR,
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3. Date of Earliest Transaction
(MM/DD/YYYY)
1/19/2017
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(Street)
NEW YORK, NY 10019
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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1/19/2017
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U
(1)
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6290503
(2)
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D
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$13
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0
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I
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See Footnote
(3)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Disposed of pursuant to the closing, on January 19, 2017, of a cash tender offer by GL Merger Sub, Inc., a wholly owned subsidiary of Synchronoss Technologies, Inc.
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(
2)
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Rho Ventures IV (QP), L.P. ("RV QP") tendered 1,306,363 shares, Rho Ventures IV GmbH & Co. Beteiligungs KG ("RV KG") tendered 1,361,423 shares, Rho Ventures IV Holdings LLC ("RV IV Holdings") tendered 931,746 shares, Rho Ventures IV, L.P. ("RV IV LP") tendered 247,170 shares, Rho Ventures III Holdings LLC ("RV III") tendered 1,986,389 shares and Rho Investment Partners Holdings LLC ("RIP Holdings") tendered 457,412 shares.
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(
3)
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Rho Management Ventures IV, L.L.C. ("RMV") is the general partner of RV QP and RV IV LP and the managing member of RV IV Holdings, Rho Capital Partners Verwaltings GmbH ("RCP Verwaltungs") is the general partner of RV KG and Rho Capital Partners LLC ("RCP LLC") is the managing member of RV III and RIP Holdings. Each of RMV, RCP Verwaltungs and RCP LLC disclaim beneficial ownership of the reportable securities and this report shall not be deemed an admission that RMV, RCP Verwaltungs or RCP LLC is the beneficial owner of such securities, except to the extent of its pecuniary interest therein. Mark Leschly and Joshua Ruch are managing members of RMV and RCP LLC and managing directors of RCP Verwaltungs. Each of Mark Leschly and Joshua Ruch disclaim beneficial ownership of the reportable securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities, except to the extent of his pecuniary interest thereu
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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RHO VENTURES IV QP LP
152 WEST 57TH STREET, 23RD FLOOR
NEW YORK, NY 10019
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X
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RHO VENTURES IV GMBH & CO BETEILIGUNGS KG
152 WEST 57TH STREET, 23RD FLOOR
NEW YORK, NY 10019
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X
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Rho Ventures IV Holdings LLC
C/O RHO CAPITAL PARTNERS, INC.
152 WEST 57TH STREET, 23RD FLOOR
NEW YORK, NY 10019
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X
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Rho Ventures III Holdings LLC
C/O RHO CAPITAL PARTNERS
152 WEST 57TH STREET, 23RD FLOOR
NEW YORK, NY 10019
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X
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RHO MANAGEMENT VENTURES IV LLC
152 WEST 57TH STREET, 23RD FLOOR
NEW YORK, NY 10019
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X
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RHO VENTURES IV LP
152 WEST 57TH STREET, 23RD FLOOR
NEW YORK, NY 10019
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X
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RUCH JOSHUA
152 WEST 57TH STREET, 23RD FLOOR
NEW YORK, NY 10019
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X
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LESCHLY MARK
152 WEST 57TH STREET, 23RD FLOOR
NEW YORK, NY 10019
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X
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Rho Investment Partners Holdings LLC
C/O RHO CAPITAL PARTNERS, INC.
152 WEST 57TH STREET, 23RD FLOOR
NEW YORK, NY 10019
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X
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RHO CAPITAL PARTNERS VERWALTUNGS GMBH
152 WEST 57TH STREET, 23RD FLOOR
NEW YORK, NY 10019
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X
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Signatures
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/s/ Jeffrey I. Martin Attorney in Fact
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1/19/2017
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**
Signature of Reporting Person
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Date
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/s/ Jeffrey Martin Attorney In-fact
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1/19/2017
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**
Signature of Reporting Person
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Date
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/S/ Jeffrey I. Martin
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1/19/2017
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**
Signature of Reporting Person
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Date
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/S/ Jeffrey I. Martin
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1/19/2017
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**
Signature of Reporting Person
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Date
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/s/ Jeff I. Martin Attorney-In-Fact
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1/19/2017
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**
Signature of Reporting Person
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Date
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/s/ Jeff I. Martin Attorney-In-Fact
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1/19/2017
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**
Signature of Reporting Person
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Date
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s/ Jeffrey I. Martin Attorney-In-Fact
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1/19/2017
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**
Signature of Reporting Person
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Date
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/ s/ Jeffrey I. Martin, Attorney in fact
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1/19/2017
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**
Signature of Reporting Person
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Date
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/ S/ Jeffrey I. Martin
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1/19/2017
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**
Signature of Reporting Person
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Date
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/s/ Jeffrey I Martin Attorney in Fact
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1/19/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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