Statement of Changes in Beneficial Ownership (4)

Date : 12/07/2018 @ 4:53PM
Source : Edgar (US Regulatory)
Stock : Hyster-Yale Materials Handling Class A (HY)
Quote : 62.72  -0.8 (-1.26%) @ 9:02PM

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

RANKIN VICTOIRE G
2. Issuer Name and Ticker or Trading Symbol

HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
_____ Officer (give title below)      __ X __ Other (specify below)
Member of a Group
(Last)          (First)          (Middle)

5875 LANDERBROOK DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

12/4/2018
(Street)

MAYFIELD HEIGHTS, OH 44124
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock   12/4/2018     P    122   (1) A $64.9897   9043   I   spouse serves as the Trustee of the Trust which is held for the benefit of Clara LT Rankin  
Class A Common Stock   12/4/2018     P    244   (1) A $64.9897   117906   I   spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr   (2)
Class A Common Stock   12/4/2018     P    489   (1) A $64.9897   57191   I   serves as Trustee of a Trust for the benefit of Victoire G. Rankin  
Class A Common Stock   12/4/2018     P    367   (1) A $64.9897   27158   I   Spouse is a Trustee of a Trust for the benefit of Bruce T. Rankin   (2)
Class A Common Stock   12/4/2018     P    46   (1) A $64.99   (3) 12949   I   Spouse serves as trustee of Trust fbo Clara LT Rankin representing interest in shares held by RA5  
Class A Common Stock   12/4/2018     P    2   (1) A $64.99   (3) 519   I   Represents spouse's proportionate interest in shares held by Rankin Associates V  
Class A Common Stock   12/4/2018     P    47   (1) A $64.99   (3) 108343   I   Spouse serves as trustee for GSTs for the benefit of Helen Butler  
Class A Common Stock   12/4/2018     P    47   (1) A $64.99   (3) 108343   I   Spouse serves as trustee for the GSTs for the benefit of Clara Williams  
Class A Common Stock   12/4/2018     P    82   (1) A $64.99   (3) 108425   I   Spouse serves as trustee for GSTs for the benefit of Helen Butler  
Class A Common Stock   12/4/2018     P    82   (1) A $64.99   (3) 108425   I   Spouse serves as trustee for the GSTs for the benefit of Clara Williams  
Class A Common Stock   12/4/2018     P    2   (1) A $64.99   (3) 210   I   Spouse's proportionate interest in shares held by Rankin Associates VI  
Class A Common Stock   12/4/2018     P    2   (1) A $64.99   (3) 454   I   Reporting person's proportionate interest in shares held by Rankin Associates VI  
Class A Common Stock   12/4/2018     P    2   (1) A $64.99   (3) 455   I   Spouse's brother's proportionate interest in shares held by Rankin Associates VI  
Class A Common Stock                  21920   I   Represents Spouse's proportionate limited partnership interest in shares held by AMR Associates LP  
Class A Common Stock                  9600   I   spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren   (2)
Class A Common Stock                  14752   I   Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse   (2)
Class A Common Stock                  10271   I   Spouse's proportionate limited partnership interest in shares held by RA1   (2)
Class A Common Stock                  541   I   Spouses's proportionate limited parternship interest in shares held by AMR RAII   (2)
Class A Common Stock                  19   I   Spouse's proporationate partnership interest in RAIV   (2)
Class A Common Stock                  1087   I   Spouses proportionate limited partnership interest in shares held by Rankin Associates IV, L.P  
Class A Common Stock                  1975   I   spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI")   (2)
Class A Common Stock                  62   I   spouse's proportionate interest in shares held by RAV held by Rankin Management, Inc.  
Class A Common Stock                  72   I   spouse's proportionate interest in shares held by RAVI held by Rankin Management, Inc.  
Class A Common Stock                  18625   I   spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr   (2)
Class A Common Stock                  42666   I   Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust's proportionate interest of RA1   (2)
Class A Common Stock                  25099   I   Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAII   (2)
Class A Common Stock                  46182   I   Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust's proportionate interest of RA4   (2)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock     (4)                    (4)   (4) Class A Common Stock   25524     25524   I   Represents Spouse's proportionate limited partnership interest in shares held by AMR Associates LP  
Class B Common Stock     (4)                    (4)   (4) Class A Common Stock   9600     9600   I   spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren   (2)
Class B Common Stock     (4)                    (4)   (4) Class A Common Stock   14160     14160   I   Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse   (2)
Class B Common Stock     (4)                    (4)   (4) Class A Common Stock   17556     17556   I   spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr   (2)
Class B Common Stock     (4)                    (4)   (4) Class A Common Stock   18373     18373   I   Spouses proportionate limited partnership interest in shares held by Rankin Associates I.   (2)
Class B Common Stock     (4)                    (4)   (4) Class A Common Stock   541     541   I   Spouses proportionate limited partnership interest in shares held by Rankin Associates II   (2)
Class B Common Stock     (4)                    (4)   (4) Class A Common Stock   31     31   I   RAIV General Partnership  
Class B Common Stock     (4)                    (4)   (4) Class A Common Stock   1721     1721   I   Spouses Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P  
Class B Common Stock     (4)                    (4)   (4) Class A Common Stock   1975     1975   I   spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI")   (2)
Class B Common Stock     (4)                    (4)   (4) Class A Common Stock   18625     18625   I   spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr   (2)
Class B Common Stock     (4)                    (4)   (4) Class A Common Stock   76330     76330   I   Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAI   (2)
Class B Common Stock     (4)                    (4)   (4) Class A Common Stock   25099     25099   I   Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAII   (2)
Class B Common Stock     (4)                    (4)   (4) Class A Common Stock   73166     73166   I   Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAIV   (5)
Class B Common Stock     (4)                    (4)   (4) Class A Common Stock   747     747   I   Spouse is a Trustee of a Trust, Trusts proportionate interest of Class A Trust   (2)
Class B Common Stock     (4)                    (4)   (4) Class A Common Stock   94809     94809   I   Spouse serves as trustee for GSTs for the benefit of Clara Williams  
Class B Common Stock     (4)                    (4)   (4) Class A Common Stock   94809     94809   I   Spouse serves as trustee of GSTs trust for the benefit of Helen Butler  
Class B Common Stock     (4)                    (4)   (4) Class A Common Stock   21006     21006   I   serves as Trustee of a Trust for the benefit of Victoire G. Rankin  

Explanation of Responses:
(1)  Shares purchased pursuant to 10b5-1 plan
(2)  Reporting Person disclaims beneficial ownership of all such shares.
(3)  2018-Dec-4-Weighted Average - Share Price represents average price between $64.98 and $64.99.
(4)  N/A
(5)  BTR RA4-Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
RANKIN VICTOIRE G
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH 44124



Member of a Group

Signatures
/s/ Suzanne S. Taylor, attorney-in-fact 12/7/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

Hyster-Yale Materials Handling Class A (NYSE:HY)
Historical Stock Chart

1 Year : From Dec 2017 to Dec 2018

Click Here for more Hyster-Yale Materials Handling Class A Charts.

Hyster-Yale Materials Handling Class A (NYSE:HY)
Intraday Stock Chart

Today : Thursday 13 December 2018

Click Here for more Hyster-Yale Materials Handling Class A Charts.

Latest HY Messages

{{bbMessage.M_Alias}} {{bbMessage.MSG_Date}} {{bbMessage.HowLongAgo}} {{bbMessage.MSG_ID}} {{bbMessage.MSG_Subject}}

Loading Messages....


No posts yet, be the first! No {{symbol}} Message Board. Create One! See More Posts on {{symbol}} Message Board See More Message Board Posts


Your Recent History
LSE
GKP
Gulf Keyst..
LSE
QPP
Quindell
FTSE
UKX
FTSE 100
LSE
IOF
Iofina
FX
GBPUSD
UK Sterlin..
Stocks you've viewed will appear in this box, letting you easily return to quotes you've seen previously.

Register now to create your own custom streaming stock watchlist.


NYSE, AMEX, and ASX quotes are delayed by at least 20 minutes.
All other quotes are delayed by at least 15 minutes unless otherwise stated.