Form 4 - Statement of changes in beneficial ownership of securities

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

WILLIAMS CLARA R

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD HEIGHTS

OH

44124

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
Member of a Group

3. Date of Earliest Transaction (Month/Day/Year)
07/03/2023

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Rule 10b5-1(c) Transaction Indication

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	07/03/2023		A⁽¹⁾		682	A	$0	15,299	I	Spouse serves as Trustee of trust fbo David B. Williams⁽²⁾
Class A Common Stock								165,124	I	proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock								607	I	Serves as Trustee of HRB 2020 GST trust fbo Clara Butler⁽³⁾
Class A Common Stock								181,454	I	Held by trust for the benefit of Reporting Person
Class A Common Stock								608	I	Serves as Trustee of HRB 2020 GST trust fbo Griffin Butler⁽⁴⁾
Class A Common Stock								1,217	I	Child's proportionate partnership interest shares held by AMR Associates LP⁽²⁾
Class A Common Stock								6,555	I	Reporting Person?s spouse is trustee of a Trust fbo minor child.⁽²⁾
Class A Common Stock								608	I	Spouse is Trustee of CRW 2020 GST trust fbo Helen Williams⁽⁵⁾
Class A Common Stock								1,217	I	Child's proportionate partnership interest shares held by AMR Associates LP⁽²⁾
Class A Common Stock								9,305	I	Reporting Person?s spouse is trustee of a Trust fbo minor child.⁽²⁾
Class A Common Stock								607	I	Spouse is Trustee of CRW 2020 GST trust fbo Margo Williams⁽⁶⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	129,223		129,223	I	proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock	⁽⁸⁾							⁽⁹⁾	⁽¹⁰⁾	Class A Common Stock	20,160		20,160	I	Serves as Trustee of BTR 2020 GST trust fbo Clara Williams
Class B Common Stock	⁽¹¹⁾							⁽¹²⁾	⁽¹³⁾	Class A Common Stock	62,368		62,368	I	Serves as Trustee of HRB 2020 GST trust fbo Clara Butler⁽¹⁴⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	52,321		52,321	I	Reporting Person?s proportionate interests in shares held by Rankin Associates I.
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	85,056		85,056	I	Reporting Person?s proportionate interests in shares held by Rankin Associates IV.
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	146		146	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	13,276		13,276	I	spouse's proportionate LP interest in shares held by RA II LP⁽²⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	905		905	I	Spouse's proportionate interests held in shares in Rankin Associates V
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	635		635	I	Spouse's proportionate interest in shares held by Rankin Associates VI⁽²⁾
Class B Common Stock	⁽¹⁵⁾							⁽¹⁶⁾	⁽¹⁷⁾	Class A Common Stock	62,369		62,369	I	Serves as Trustee of HRB 2020 GST trust fbo Griffin Butler⁽¹⁸⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	2,560		2,560	I	Child's proportionate partnership interest shares held by AMR Associates LP⁽²⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	21,899		21,899	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.⁽²⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	461		461	I	child's proportionate interests held in shares in Rankin Associates V⁽²⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	634		634	I	Child's proportionate interest in shares held by Rankin Associates VI⁽²⁾
Class B Common Stock	⁽¹⁹⁾							⁽²⁰⁾	⁽²¹⁾	Class A Common Stock	62,369		62,369	I	Spouse is Trustee of CRW 2020 GST trust fbo Helen Williams⁽²²⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	2,560		2,560	I	Child's proportionate partnership interest shares held by AMR Associates LP⁽²⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	19,149		19,149	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.⁽²⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	461		461	I	child's proportionate interests held in shares in Rankin Associates V⁽²⁾
Class B Common Stock	⁽⁷⁾							⁽⁷⁾	⁽⁷⁾	Class A Common Stock	634		634	I	Child's proportionate interest in shares held by Rankin Associates VI⁽²⁾
Class B Common Stock	⁽²³⁾							⁽²⁴⁾	⁽²⁵⁾	Class A Common Stock	62,369		62,369	I	Spouse is Trustee of CRW 2020 GST trust fbo Margo Williams⁽²⁶⁾

Explanation of Responses:

1. Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

2. Reporting Person disclaims beneficial ownership of all such shares.

3. Reporting Person disclaims beneficial ownership of all such shares.

4. Reporting Person disclaims beneficial ownership of all such shares.

5. Reporting Person disclaims beneficial ownership of all such shares.

6. Reporting Person disclaims beneficial ownership of all such shares.

7. N/A

8. N/A

9. N/A

10. N/A

11. N/A

12. N/A

13. N/A

14. Reporting Person disclaims beneficial ownership of all such shares.

15. N/A

16. N/A

17. N/A

18. Reporting Person disclaims beneficial ownership of all such shares.

19. N/A

20. N/A

21. N/A

22. Reporting Person disclaims beneficial ownership of all such shares.

23. N/A

24. N/A

25. N/A

26. Reporting Person disclaims beneficial ownership of all such shares.

	/s/ Suzanne S. Taylor, attorney-in-fact	07/05/2023
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.