Current Report Filing (8-k)
April 14 2023 - 8:06AM
Edgar (US Regulatory)
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2023-04-14
2023-04-14
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2023-04-14
2023-04-14
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HLGN:WarrantsEachWholeWarrantExercisableForSharesOfCommonStockAtExercisePriceOf11.50PerShareMember
2023-04-14
2023-04-14
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
April 14, 2023
Heliogen, Inc.
(Exact name of registrant as specified in its charter)
Delaware |
|
001-40209 |
|
85-4204953 |
(State or other jurisdiction
of
incorporation) |
|
(Commission File Number) |
|
(I.R.S. Employer
Identification No.) |
130 West Union Street |
Pasadena, California 91103 |
(Address of Principal Executive Offices) |
|
Registrant’s telephone number including area code: (626) 720-4530 |
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common stock, $0.0001 par value per share |
|
HLGN |
|
New York Stock Exchange |
|
|
|
|
|
Warrants, each whole warrant exercisable for shares of Common stock
at an exercise price of $11.50 per share |
|
HLGN.W |
|
New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01 Regulation FD Disclosure.
On April 14, 2023, Heliogen,
Inc. (the “Company”) issued a press release with respect to its receipt of a unsolicited, non-binding proposal from Continuum
Renewables, Inc.
The information set forth
under Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed
“filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of such section. The information
in Item 7.01 of this Current Report, including Exhibit 99.1, shall not be incorporated by reference into any filing under the Securities
Act of 1933, as amended, or the Exchange Act, regardless of any incorporation by reference language in any such filing, except as expressly
set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
|
Heliogen, Inc. |
|
|
|
/s/ Christiana Obiaya |
|
Christiana Obiaya |
Dated: April 14, 2023 |
Chief Executive Officer |
2
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