As filed with the Securities and Exchange Commission on August 27, 2009
Registration No. 333 - 14196
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST EFFECTIVE AMENDMENT NO. 1 TO
FORM F-6
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933 FOR AMERICAN DEPOSITARY SHARES EVIDENCED BY
AMERICAN DEPOSITARY RECEIPTS
GRUPO TMM, S.A.B.
(Exact name of issuer of deposited securities as specified in its charter)
N/A
(Translation of issuer's name into English)
United Mexican States
(Jurisdiction of incorporation or organization of issuer)
CITIBANK, N.A.
(Exact name of depositary as specified in its charter)
388 Greenwich Street
New York, New York 10013
(212) 816-6690
(Address, including zip code, and telephone number, including area code, of
depositary's principal executive offices)
CT Corporation System
111 Eighth Avenue (13th Floor)
New York, New York 10011
(212) 894-8800
(Address, including zip code, and telephone number, including area code, of
agent for service)
Copies to:
Roman A. Bninski, Esq. Herman H. Raspe, Esq.
Jeffrey N. Ostrager, Esq. Patterson Belknap Webb & Tyler LLP
Curtis, Mallet-Prevost, Colt & Mosle LLP 1133 Avenue of the Americas
101 Park Avenue New York, New York 10036
New York, New York 10178-0061
----------------------------------
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It is proposed that this filing become effective under Rule 466:
|_| immediately upon filing.
|_| on (Date) at (Time).
If a separate registration statement has been filed to register the deposited
shares, check the following box : |_|
CALCULATION OF REGISTRATION FEE
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Title of Each Class of Amount to be Proposed Maximum Proposed Maximum Amount of
Securities to be Registered Registered Aggregate Price Per Unit* Aggregate Offering Price** Registration Fee
------------------------------------------------- ------------ ------------------------- -------------------------- ----------------
American Depositary Shares, each representing N/A N/A N/A N/A
five (5) Certificados de Participacion
Ordinarios, each representing financial interests
in five (5) fully paid Nominative Common Shares
(formerly called Series A Shares) of Grupo TMM,
S.A.B.
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* Each unit represents 100 American Depositary Shares.
** Estimated solely for the purpose of calculating the registration fee.
Pursuant to Rule 457(k), such estimate is computed on the basis of the
maximum aggregate fees or charges to be imposed in connection with the
issuance of receipts evidencing American Depositary Shares.
The Registrant hereby amends this Registration Statement on such date or
dates as may be necessary to delay its effective date until the Registrant
shall file a further amendment which specifically states that this
Registration Statement shall thereafter become effective in accordance
with Section 8(a) of the Securities Act of 1933, or until this
Registration Statement shall become effective on such date as the
Commission, acting pursuant to said Section 8(a), may determine.
This Post Effective Amendment No. 1 to Registration Statement on
Form F-6 may be executed in any number of counterparts, each of
which shall be deemed an original, and all of such counterparts
together shall constitute one and the same instrument.
ii
PART I
INFORMATION REQUIRED IN PROSPECTUS
Cross Reference Sheet
Item 1. DESCRIPTION OF SECURITIES TO BE REGISTERED
Location in Form of American
Depositary Receipt ("Receipt")
Item Number and Caption Filed Herewith as Prospectus
----------------------- ----------------------------
1. Name of Depositary and address of its principal executive Face of Receipt - Introductory Article.
office
2. Title of Receipts and identity of deposited securities Face of Receipt - Top Center.
Terms of Deposit:
(i) The amount of deposited securities represented by Face of Receipt - Upper right corner.
one American Depositary Share ("ADSs")
(ii) The procedure for voting, if any, the deposited Reverse of Receipt - Paragraphs (15)
securities and (16).
(iii) The collection and distribution of dividends Reverse of Receipt - Paragraph (14) and (15).
(iv) The transmission of notices, reports and proxy Face of Receipt - Paragraph (12);
soliciting materials Reverse of Receipt - Paragraph (16) and (18).
(v) The sale or exercise of rights Reverse of Receipt - Paragraphs (14)
and (16).
(vi) The deposit or sale of securities resulting from Face of Receipt - Paragraphs (3) and (6);
dividends, splits or plans of reorganization Reverse of Receipt - Paragraphs (14) and (17).
(vii) Amendment, extension or termination of the deposit Reverse of Receipt - Paragraphs (22), (23) and (24)
agreement (no provision for extensions).
(viii) Rights of holders of Receipts to inspect the Face of Receipt - Paragraph (12) and (18).
transfer books of the Depositary and the list of
holders of ADSs
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Location in Form of American
Depositary Receipt ("Receipt")
Item Number and Caption Filed Herewith as Prospectus
----------------------- ----------------------------
(ix) Restrictions upon the right to deposit or withdraw Face of Receipt - Paragraphs (2), (3), (4), (6),
the underlying securities (7), and (9).
(x) Limitation upon the liability of the Depositary Face of Receipt - Paragraph (5);
Reverse of Receipt - Paragraphs (20) and (21).
(xi) Fees and charges which may be imposed directly or Face of Receipt - Paragraph (7).
indirectly on holders of ADSs
Item 2. AVAILABLE INFORMATION Face of Receipt - Paragraph (12).
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The Company is subject to the periodic reporting requirements of the
United States Securities Exchange Act of 1934, as amended, and, accordingly, is
required to file or submit certain reports with, and submits certain reports to,
the United States Securities and Exchange Commission (the "Commission"). These
reports can be retrieved from the Commission's internet website (www.sec.gov),
and can be inspected and copied at the public reference facilities maintained by
the Commission at 100 F Street, N.E., Washington D.C. 20549.
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PROSPECTUS
The Prospectus consists of the proposed Form of American
Depositary Receipt included as Exhibit A to the Form of
Amendment No. 1 to Deposit Agreement for CPOs filed as Exhibit
(a)(i) to this Post Effective Amendment No. 1 to Registration
Statement on Form F-6 and is incorporated herein by reference.
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PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 3. EXHIBITS
(a)(i) Form of Amendment No. 1 to Deposit Agreement for CPOs, by and among
Grupo TMM, S.A.B. (the "Company"), Citibank, N.A., as depositary (the
"Depositary"), and all Holders from time to time of the American
Depositary Shares issued thereunder and all Beneficial Owners from time to
time of American Depositary Shares ("Amendment No. 1"). -- Filed herewith
as Exhibit (a)(i).
(a)(ii) Deposit Agreement for CPOs, dated as of December 26, 2001, by and
among the Company, the Depositary, and all Holders from time to time of
the American Depositary Shares issued thereunder and all Beneficial Owners
from time to time of American Depositary Shares ("Deposit Agreement"). --
Filed herewith as Exhibit (a)(ii).
(b) Any other agreement to which the Depositary is a party relating to the
issuance of the American Depositary Shares registered hereunder or the
custody of the deposited securities represented thereby. -- None.
(c) Every material contract relating to the deposited securities between
the Depositary and the issuer of the deposited securities in effect at any
time within the last three years. -- None.
(d) Opinion of counsel for the Depositary as to the legality of the
securities to be registered. -- None.
(e) Certificate under Rule 466. -- None.
(f) Powers of Attorney for certain officers and directors and the
authorized representative of the Company. -- Set forth on the signature
pages hereto.
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Item 4. UNDERTAKINGS
(a) The Depositary undertakes to make available at the principal office
of the Depositary in the United States, for inspection by holders of
ADSs, any reports and communications received from the issuer of the
deposited securities which are both (1) received by the Depositary
as the holder of the deposited securities, and (2) made generally
available to the holders of the underlying securities by the issuer.
(b) If the amount of fees charged is not disclosed in the prospectus,
the Depositary undertakes to prepare a separate document stating the
amount of any fee charged and describing the service for which it is
charged and to deliver promptly a copy of such fee schedule without
charge to anyone upon request. The Depositary undertakes to notify
each registered holder of an ADS thirty (30) days before any change
in the fee schedule.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended,
Citibank, N.A., acting solely on behalf of the legal entity created by the
Deposit Agreement, dated as of December 26, 2001, as proposed to be amended by
Amendment No. 1 to Deposit Agreement for CPOs, by and among Grupo TMM, S.A.B.,
Citibank, N.A., as depositary, and all Holders from time to time of the American
Depositary Shares issues thereunder and all Beneficial Owners from time to time
of American Depositary Shares, certifies that it has reasonable grounds to
believe that all the requirements for filing on Form F-6 are met and has duly
caused this Post Effective Amendment No. 1 to Registration Statement on Form F-6
to be signed on its behalf by the undersigned, thereunto duly authorized, in the
City of New York, State of New York, on this 27th day of August, 2009.
Legal entity created by the Deposit
Agreement for CPOs, as proposed to be
amended, for the issuance of American
Depositary Shares, each American Depositary
Share representing five (5) Certificados de
Participacion Ordinarios, each representing
financial interests in five (5) fully paid
Nominative Common Shares of Grupo TMM,
S.A.B.
CITIBANK, N.A., solely in its capacity as
Depositary
By: /s/ Richard Etienne
----------------------------------------
Name: Richard Etienne
Title: Vice President
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant
certifies that it has reasonable grounds to believe that all the requirements
for filing on Form F-6 are met and has duly caused this registration statement
to be signed on its behalf by the undersigned, thereunto duly authorized, in
Mexico City, Mexico, on August 27, 2009.
GRUPO TMM, S.A.B.
By: /s/ Fernando Sanchez Ugarte
----------------------------------------
Name: Fernando Sanchez Ugarte
Title: President
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Pursuant to the requirements of the Securities ct of 1933, this
registration statement has been signed by the following persons in the
capacities and on the dates indicated.
/s/ Jose F. Serrano Segovia /s/ Sergio Chedraui Eguia
--------------------------- -------------------------
Name: Jose F. Serrano Segovia Name: Sergio Chedraui Eguia
Title: Director, Chairman of the Board Title: Director
and Chief Executive Officer Date: August 27, 2009
(Principal Executive Officer)
Date: August 27, 2009
/s/ Jose Luis Avalos del Moral
------------------------------ ------------------------------
Name: Ramon Serrano Segovia Name: Jose Luis Avalos del Moral
Title: Director and First Vice-Chairman of the Board Title: Director
Date: August __, 2009 Date: August 27, 2009
/s/ Maria Josefa Serrano Segovia /s/ Fernando Sanchez Ugarte
-------------------------------- ---------------------------
Name: Maria Josefa Serrano Segovia Name: Fernando Sanchez Ugarte
Title: Director and Second Vice-Chairman of the Board Title: President
Date: August 27, 2009 Date: August 27, 2009
/s/ Jacinto Marina Cortes
------------------------------ -------------------------
Name: Jose Luis Salas Cacho Name: Jacinto Marina Cortes
Title: Director Title: Chief Financial Officer
Date: August __, 2009 (Principal Financial Officer)
Date: August 27, 2009
/s/ Ignacio Rodriguez Rocha /s/ Carlos Pedro Aguilar Mendez
--------------------------- -------------------------------
Name: Ignacio Rodriguez Rocha Name: Carlos Pedro Aguilar Mendez
Title: Director Title: Corporate Administrative Director
Date: August 27, 2009 (Principal Accounting Officer)
Date: August 27, 2009
Puglisi & Associates,
------------------------------ as Authorized U.S. Representative
Name: Lorenzo Cue Sanchez Navarro
Title: Director By: /s/ Donald J. Puglisi
August __, 2009 ------------------------------
Name: Donald J. Puglisi
Title: Managing Director
Date: August 27, 2009
------------------------------
Name: Luis Martinez Arguello
Title: Director
Date: August __, 2009
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Index to Exhibits
Sequentially
Exhibit Document Numbered Page
------- -------- -------------
(a)(i) Form of Amendment No. 1 to Deposit Agreement for CPOs
(a)(ii) Deposit Agreement for CPOs
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