Grubb & Ellis Company Announces $90 Million Preferred Equity Transaction
October 23 2009 - 12:30PM
PR Newswire (US)
SANTA ANA, Calif., Oct. 23 /PRNewswire-FirstCall/ -- Grubb &
Ellis Company (NYSE:GBE), a leading real estate services and
investment firm, today announced that the company has entered into
definitive agreements with qualified institutional buyers and
accredited investors to effect the sale of 900,000 shares of a new
issuance of a 12 percent cumulative participating perpetual
convertible preferred stock for $90 million in gross proceeds. The
company has also granted the initial purchaser and placement agent
a 45-day option to purchase up to an additional 100,000 shares of
preferred stock. The closing of the transaction is expected to
occur on or about Nov. 6, 2009, and the company intends to use the
offering proceeds to repay in full its credit facility at the
agreed reduced principal amount equal to approximately 65 percent
of the principal amount outstanding under such facility. The
balance of the offering proceeds will be used for general working
capital purposes and transaction costs. As part of the preferred
stock offering, the $5 million subordinated loan provided on Oct.
2, 2009 to the company by an affiliate of its largest stockholder
will be converted into the preferred stock at the offering price
and accrued interest will be paid with respect to the subordinated
loan. "This is a transformational event for Grubb & Ellis. Upon
closing, Grubb & Ellis will be one of the stronger capitalized
companies in the real estate services industry," said C. Michael
Kojaian, the company's chairman and largest stockholder. "We are
extremely pleased with the demand for the security and the quality
of the institutional investors attracted to the company." The
company intends to immediately seek stockholder approval to amend
its certificate of incorporation to, among other things, increase
the authorized capital of the company. In the event the requisite
stockholder approval is obtained to increase the company's
authorized capital, each share of preferred stock would thereafter
be convertible into 60.606 shares of common stock, equivalent to a
conversion price of $1.65 per share of common stock, and is a 10.0
percent premium to the closing price of the company's common stock
on Oct. 22, 2009. "Upon completion of the transaction, the company
will have a much improved balance sheet, with minimal debt
obligations and additional working capital to fund our growth
initiatives," said Richard W. Pehlke, executive vice president and
chief financial officer. "This positions us well to build on the
strengths of our service and investment capabilities with increased
operating flexibility." Holders of the preferred stock are entitled
to voting rights equal to the number of shares of common stock into
which the preferred stock is convertible on an "as if" converted
basis and, except as otherwise required by law, will vote together
with holders of common stock as one class on all matters in which
holders of common stock are entitled to vote. Holders of the
preferred stock will also have a separate class vote with respect
to certain limited matters. Although this transaction would
normally require approval of the company's stockholders according
to the rules of the New York Stock Exchange, the NYSE shareholder
approval policy provides an exception in those cases where the
delay in securing stockholder approval would seriously jeopardize
the financial viability of the listed company. In accordance with
the NYSE rule providing such exception, the audit committee of the
board of directors of the company has approved of the company's
reliance on the exception and the Company has submitted an
application to the NYSE for approval. JMP Securities acted as the
initial purchaser and sole placement agent on the preferred equity
offering. This press release does not constitute an offer to sell
or the solicitation of an offer to buy any securities (including
the shares of common stock into which the securities are
convertible) and shall not constitute an offer, solicitation or
sale in any jurisdiction in which such offer, solicitation or sale
is unlawful. Although certain of the purchasers of the preferred
stock have the right to have their securities registered, the
preferred stock and the underlying common stock issuable upon
conversion have not been registered under the Securities Act or any
applicable state securities laws and may not be offered or sold in
the United States, absent registration or an applicable exemption
from such registration requirements. Additional terms and
information with respect to the transaction will be included in a
Current Report on Form 8-K and a preliminary proxy statement to be
filed with the Securities and Exchange Commission by the company
and a final proxy statement to be filed with the SEC and mailed to
stockholders. About Grubb & Ellis Company Named to The Global
Outsourcing 100(TM) in 2009 by the International Association of
Outsourcing Professionals(TM), Grubb & Ellis Company (NYSE:
GBE) is one of the largest and most respected commercial real
estate services and investment companies in the world. Our 6,000
professionals in more than 130 company-owned and affiliate offices
draw from a unique platform of real estate services, practice
groups and investment products to deliver comprehensive, integrated
solutions to real estate owners, tenants and investors. The firm's
transaction, management, consulting and investment services are
supported by highly regarded proprietary market research and
extensive local expertise. Through its investment subsidiaries, the
company is a leading sponsor of real estate investment programs
that provide individuals and institutions the opportunity to invest
in a broad range of real estate investment vehicles, including
public non-traded real estate investment trusts (REITs),
tenant-in-common (TIC) investments suitable for tax-deferred 1031
exchanges, mutual funds and other real estate investment funds. For
more information, visit http://www.grubb-ellis.com/.
Forward-Looking Statements Certain statements included in this
press release may constitute forward-looking statements regarding,
among other things, the ability of future revenue growth, market
trends, new business opportunities and investment programs, results
of operations, changes in expense levels and profitability and
effects on the company of changes in the real estate markets. These
statements involve known and unknown risks, uncertainties and other
factors that may cause the company's actual results and performance
in future periods to be materially different from any future
results or performance suggested by these statements. Such factors
which could adversely affect the company's ability to obtain these
results include, among other things: (i) a continued or further
slowdown in the volume and the decline in transaction values of
sales and leasing transactions; (ii) the general economic downturn
and recessionary pressures on businesses in general; (iii) a
prolonged and pronounced recession in real estate markets and
values; (iv) the unavailability of credit to finance real estate
transactions in general and the company's tenant-in-common
programs, in particular; (v) the reduction in borrowing capacity
under the company's current credit facility, and the additional
limitations with respect thereto; (vi) the ability to obtain the
requisite stockholder approval to increase the company's authorized
capital; (vii) the ability of the company to return to compliance
with the NYSE's continued listing standards; (viii) the success of
current and new investment programs; (ix) the success of new
initiatives and investments; (x) the inability to attain expected
levels of revenue, performance, brand equity and expense synergies
resulting from the merger of Grubb & Ellis Company and NNN
Realty Advisors in general, and in the current macroeconomic and
credit environment, in particular and (xi) other factors described
in the company's annual report on Form 10-K/A for the fiscal year
ending December 31, 2008, Form 10-Q for the three-month periods
ending March 31, 2009 and June 30, 2009 and in other current
reports on Form 8-K filed with the Securities and Exchange
Commission (the "SEC"). The company does not undertake any
obligation to update forward-looking statements. DATASOURCE: Grubb
& Ellis Company CONTACT: Janice McDill, +1-312-698-6707, Web
Site: http://www.grubb-ellis.com/
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