Current Report Filing (8-k)
April 05 2022 - 4:37PM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
April 5, 2022 (April 1, 2022)
MONEYLION INC.
(Exact name of registrant as specified in its
charter)
Delaware |
|
001-39346 |
|
85-0849243 |
(State or other jurisdiction
of incorporation) |
|
(Commission File Number) |
|
(IRS Employer
Identification No.) |
30 West 21st Street, 9th Floor,
New
York, NY 10010
(Address of principal executive offices, including
zip code)
Registrant’s telephone number, including
area code: (212) 380-1735
N/A
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange
on which registered |
Class A common stock, par value $0.0001 per share |
|
ML |
|
The New York Stock Exchange |
Redeemable warrants: each whole warrant exercisable for one share of Class A common stock, par value $0.0001 |
|
ML WS |
|
The New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act.
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Appointment of Chief Accounting Officer
Effective April 1, 2022, Mark
Torossian was appointed by the Board of Directors of MoneyLion Inc. (the “Company”) to serve as Chief Accounting Officer
(Principal Accounting Officer) of the Company.
Mr. Torossian, 38, joined
the Company in January 2022. Prior to joining the Company, Mr. Torossian was the Chief Accounting Officer of Salt Blockchain Inc. from
March 2021 to January 2022. From March to December 2020, he was Senior Vice President of Finance & Principal Accounting Officer for
OnDeck Capital Inc. (ONDK), a financial services company specializing in small business lending. Mr. Torossian joined OnDeck Capital Inc.
from Bank of New York Mellon (“BNY”), where he held various leadership roles between 2008 and 2020. From January 2016 to March
2020, Mr. Torossian served as Director - Chief Financial Officer of BNY’s Asset Servicing Americas business, with responsibility
for overseeing all aspects of financial and strategic support for U.S., Canada and Latin America. Mr. Torossian holds a MS Finance and
BBA Public Accounting from Pace University and is a Certified Public Accountant (CPA) in the State of New York. The Board of Directors
believes that Mr. Torossian’s education and experience in the areas of accounting, reporting, financial modeling, accounting process
and controls and strategic planning will enable him to advise and manage the financial actions of the Company.
There are no arrangements
or understandings between Mr. Torossian and any other persons pursuant to which Mr. Torossian was selected as the Chief Accounting Officer
of the Company. Mr. Torossian does not have any family relationship with any of the Company’s directors or executive officers or
any persons nominated or chosen by the Company to be a director or executive officer. Mr. Torossian does not have any direct or indirect
material interest in any transaction or proposed transaction required to be reported under Item 404(a) of Regulation S-K.
Departure of Chief Operating Officer
The Company and Samantha
Roady, Chief Operating Officer, reached an understanding that Ms. Roady would cease to serve as the Company’s principal
operating officer and as an “executive officer” of the Company under Rule 3b-7 of the Securities Exchange Act of
1934, as amended. Ms. Roady departed from her position of Chief Operating Officer of the Company on April 4, 2022. Ms.
Roady’s prior responsibilities have been reallocated to the Company’s existing executive officers.
Item 9.01. Financial Statements and Exhibits
Exhibit No. |
|
Description |
104 |
|
Cover Page Interactive Data File (embedded within the Inline XBRL document). |
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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MONEYLION INC. |
|
|
|
|
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By: |
/s/ Richard Correia |
|
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Name: |
Richard Correia |
|
|
Title: |
Chief Financial Officer and Treasurer |
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