Current Report Filing (8-k)
December 14 2020 - 4:56PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date
of report (Date of earliest event reported): December 9, 2020
Enzo
Biochem, Inc.
(Exact
Name of Registrant as Specified in Its Charter)
New
York
(State
or Other Jurisdiction of Incorporation)
001-09974
|
|
13-2866202
|
(Commission
File Number)
|
|
(IRS
Employer Identification No.)
|
527
Madison Avenue
|
|
|
New
York, New York
|
|
10022
|
(Address
of Principal Executive Offices)
|
|
(Zip
Code)
|
(212)
583-0100
(Registrant’s
Telephone Number, Including Area Code)
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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|
☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of Each Class
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Trading
Symbol
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Name
of Each Exchange on Which Registered
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Common
Stock, $.01 par value
|
|
ENZ
|
|
The
New York Stock Exchange
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-1 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
2.02 Results of Operations and Financial Condition
On
December 9, 2020, Enzo Biochem, Inc. (the “Company”) issued a press release announcing its operating results for its
first fiscal quarter ended October 31, 2020. A copy of the press release is furnished as Exhibit 99.1 attached hereto and is incorporated
by reference in its entirety into this item 2.02 of this Current Report on Form 8-K.
Item
7.01. Regulation FD Disclosure.
The
information provided in Item 2.02 of this Current Report on Form 8-K is incorporated herein by reference in its entirety.
The
information discussed under Item 2.02 and Item 7.01 above, including Exhibit 99.1, shall not be deemed “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or incorporated by reference in any filing by the Company
under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed
on its behalf by the undersigned hereunto duly authorized.
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ENZO
BIOCHEM, INC.
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|
|
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Date:
December 14, 2020
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By:
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/s/
David Bench
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David
Bench
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|
Chief
Financial Officer
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2
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