Statement of Changes in Beneficial Ownership (4)
April 26 2019 - 5:46PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Connors Nelda J
|
2. Issuer Name
and
Ticker or Trading Symbol
Delphi Technologies PLC
[
DLPH
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O DELPHI TECHNOLOGIES PLC, 1 ANGEL COURT, 10TH FLOOR
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/24/2019
|
(Street)
LONDON, X0 EC2R 7HJ
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Ordinary Shares
|
4/24/2019
|
|
F
|
|
197
(1)
|
D
|
$24.61
|
6877
|
D
|
|
Ordinary Shares
|
4/24/2019
|
|
X
|
|
57
(2)
|
A
|
$0.00
|
6934
|
D
|
|
Ordinary Shares
|
4/25/2019
|
|
A
|
|
7887
(3)
|
A
|
$0.00
|
14821
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Dividend Equivalent Rights
|
(4)
|
4/24/2019
|
|
X
|
|
|
57
|
(4)
|
(4)
|
Ordinary Shares
|
57
|
$0.00
|
0
|
D
|
|
Explanation of Responses:
|
(1)
|
Represents ordinary shares being withheld to pay tax liability incident to the vesting of time-based restricted share units and settlement of dividend equivalent rights previously granted pursuant to Rule 16b-3.
|
(2)
|
Represents the acquisition of ordinary shares upon the disposition of dividend equivalent rights reported in Table II.
|
(3)
|
Reflects grant of time based restricted share units to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer. The award vests in April 2020.
|
(4)
|
Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share unit to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Connors Nelda J
C/O DELPHI TECHNOLOGIES PLC
1 ANGEL COURT, 10TH FLOOR
LONDON, X0 EC2R 7HJ
|
X
|
|
|
|
Signatures
|
/s/ James D. Harrington, Attorney-in-Fact for Nelda J. Connors
|
|
4/26/2019
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Delphi Technologies (NYSE:DLPH)
Historical Stock Chart
From Jul 2024 to Aug 2024
Delphi Technologies (NYSE:DLPH)
Historical Stock Chart
From Aug 2023 to Aug 2024