Washington, D.C. 20549
(Amendment No. __)*
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
* The remainder of this cover page shall
be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder
of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
SCHEDULE 13G
CUSIP No. 24703L202
1
|
NAME OF REPORTING PERSON
|
|
|
High River Limited Partnership
|
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)
¨
|
|
|
(b)
¨
|
|
|
|
3
|
SEC USE ONLY
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
Delaware
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
|
|
|
5
|
SOLE VOTING POWER
|
|
|
2,180,005**
|
|
|
|
6
|
SHARED
VOTING POWER
|
|
|
0
|
|
|
|
7
|
SOLE DISPOSITIVE POWER
|
|
|
2,180,005**
|
|
|
|
8
|
SHARED
DISPOSITIVE POWER
|
|
|
0
|
|
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
2,180,005**
|
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
|
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
1.3% **
|
|
|
|
12
|
TYPE OF REPORTING PERSON
|
|
|
PN
|
** See Item 4.
SCHEDULE 13G
CUSIP No. 24703L202
1
|
NAME OF REPORTING PERSON
|
|
|
Hopper Investments LLC
|
|
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)
¨
|
|
|
(b)
¨
|
|
|
|
3
|
SEC USE ONLY
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
Delaware
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
|
|
|
5
|
SOLE VOTING POWER
|
|
|
0
|
|
|
|
6
|
SHARED
VOTING POWER
|
|
|
2,180,005**
|
|
|
|
7
|
SOLE DISPOSITIVE POWER
|
|
|
0
|
|
|
|
8
|
SHARED DISPOSITIVE POWER
|
|
|
2,180,005**
|
|
|
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
2,180,005**
|
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
|
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
1.3% **
|
|
|
|
12
|
TYPE
OF REPORTING PERSON
|
|
|
OO
|
** See Item 4.
SCHEDULE 13G
CUSIP No. 24703L202
1
|
NAME OF REPORTING PERSON
|
|
|
Barberry Corp.
|
|
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)
¨
|
|
|
(b)
¨
|
|
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
Delaware
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
|
|
|
5
|
SOLE VOTING POWER
|
|
|
0
|
|
|
|
6
|
SHARED
VOTING POWER
|
|
|
2,180,005**
|
|
|
|
7
|
SOLE
DISPOSITIVE POWER
|
|
|
0
|
|
|
|
8
|
SHARED
DISPOSITIVE POWER
|
|
|
2,180,005**
|
|
|
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
2,180,005**
|
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
|
|
|
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
1.3% **
|
|
|
|
12
|
TYPE OF REPORTING PERSON
|
|
|
CO
|
** See Item 4.
SCHEDULE 13G
CUSIP No. 24703L202
1
|
NAME OF REPORTING PERSON
|
|
|
Icahn Partners Master Fund LP
|
|
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)
¨
|
|
|
(b)
¨
|
|
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
|
|
Delaware
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
|
|
|
5
|
SOLE
VOTING POWER
|
|
|
3,616,393**
|
|
|
|
6
|
SHARED VOTING POWER
|
|
|
0
|
|
|
|
7
|
SOLE DISPOSITIVE POWER
|
|
|
3,616,393**
|
|
|
|
8
|
SHARED DISPOSITIVE POWER
|
|
|
0
|
|
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
3,616,393**
|
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
|
|
|
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
2.1% **
|
|
|
|
12
|
TYPE
OF REPORTING PERSON
|
|
|
PN
|
** See Item 4.
SCHEDULE 13G
CUSIP No. 24703L202
1
|
NAME OF REPORTING PERSON
|
|
|
Icahn Offshore LP
|
|
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)
¨
|
|
|
(b)
¨
|
|
|
|
3
|
SEC USE ONLY
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
Delaware
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
|
|
|
5
|
SOLE
VOTING POWER
|
|
|
0
|
|
|
|
6
|
SHARED
VOTING POWER
|
|
|
3,616,393**
|
|
|
|
7
|
SOLE
DISPOSITIVE POWER
|
|
|
0
|
|
|
|
8
|
SHARED
DISPOSITIVE POWER
|
|
|
3,616,393**
|
|
|
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
3,616,393**
|
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
|
|
|
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
2.1% **
|
|
|
|
12
|
TYPE
OF REPORTING PERSON
|
|
|
PN
|
** See Item 4.
SCHEDULE 13G
CUSIP No. 24703L202
1
|
NAME OF REPORTING PERSON
|
|
|
Icahn Partners LP
|
|
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)
¨
|
|
|
(b)
¨
|
|
|
|
3
|
SEC USE ONLY
|
|
|
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
|
|
Delaware
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
|
|
|
5
|
SOLE VOTING POWER
|
|
|
5,103,619**
|
|
|
|
6
|
SHARED VOTING POWER
|
|
|
0
|
|
|
|
7
|
SOLE
DISPOSITIVE POWER
|
|
|
5,103,619**
|
|
|
|
8
|
SHARED
DISPOSITIVE POWER
|
|
|
0
|
|
|
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
5,103,619**
|
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
|
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
3.0% **
|
|
|
|
12
|
TYPE OF REPORTING PERSON
|
|
|
PN
|
** See Item 4.
SCHEDULE 13G
CUSIP No. 24703L202
1
|
NAME OF REPORTING PERSON
|
|
|
Icahn Onshore LP
|
|
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)
¨
|
|
|
(b)
¨
|
|
|
|
3
|
SEC
USE ONLY
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
Delaware
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
|
|
|
5
|
SOLE VOTING POWER
|
|
|
0
|
|
|
|
6
|
SHARED VOTING POWER
|
|
|
5,103,619**
|
|
|
|
7
|
SOLE
DISPOSITIVE POWER
|
|
|
0
|
|
|
|
8
|
SHARED
DISPOSITIVE POWER
|
|
|
5,103,619**
|
|
|
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
5,103,619**
|
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
|
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
3.0% **
|
|
|
|
12
|
TYPE
OF REPORTING PERSON
|
|
|
PN
|
** See Item 4.
SCHEDULE 13G
CUSIP No. 24703L202
1
|
NAME OF REPORTING PERSON
|
|
|
Icahn Capital LP
|
|
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)
¨
|
|
|
(b)
¨
|
|
|
|
3
|
SEC
USE ONLY
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
Delaware
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
|
|
|
5
|
SOLE
VOTING POWER
|
|
|
0
|
|
|
|
6
|
SHARED VOTING POWER
|
|
|
8,720,012**
|
|
|
|
7
|
SOLE
DISPOSITIVE POWER
|
|
|
0
|
|
|
|
8
|
SHARED
DISPOSITIVE POWER
|
|
|
8,720,012**
|
|
|
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
8,720,012**
|
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
|
|
|
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
5.1% **
|
|
|
|
12
|
TYPE
OF REPORTING PERSON
|
|
|
PN
|
** See Item 4.
SCHEDULE 13G
CUSIP No. 24703L202
1
|
NAME
OF REPORTING PERSON
|
|
|
IPH GP LLC
|
|
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)
¨
|
|
|
(b)
¨
|
|
|
|
3
|
SEC
USE ONLY
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
Delaware
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
|
|
|
5
|
SOLE
VOTING POWER
|
|
|
0
|
|
|
|
6
|
SHARED
VOTING POWER
|
|
|
8,720,012**
|
|
|
|
7
|
SOLE
DISPOSITIVE POWER
|
|
|
0
|
|
|
|
8
|
SHARED
DISPOSITIVE POWER
|
|
|
8,720,012**
|
|
|
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
8,720,012**
|
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
|
|
|
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
5.1%**
|
|
|
|
12
|
TYPE
OF REPORTING PERSON
|
|
|
OO
|
** See Item 4.
SCHEDULE 13G
CUSIP No. 24703L202
1
|
NAME OF REPORTING PERSON
|
|
|
Icahn Enterprises Holdings L.P.
|
|
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)
¨
|
|
|
(b)
¨
|
|
|
|
3
|
SEC
USE ONLY
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
Delaware
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
|
|
|
5
|
SOLE VOTING POWER
|
|
|
0
|
|
|
|
6
|
SHARED
VOTING POWER
|
|
|
8,720,012**
|
|
|
|
7
|
SOLE
DISPOSITIVE POWER
|
|
|
0
|
|
|
|
8
|
SHARED
DISPOSITIVE POWER
|
|
|
8,720,012**
|
|
|
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
8,720,012**
|
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
|
|
|
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
5.1% **
|
|
|
|
12
|
TYPE OF REPORTING PERSON
|
|
|
PN
|
** See Item 4.
SCHEDULE 13G
CUSIP No. 24703L202
1
|
NAME OF REPORTING PERSON
|
|
|
Icahn Enterprises G.P. Inc.
|
|
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)
¨
|
|
|
(b)
¨
|
|
|
|
3
|
SEC
USE ONLY
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
Delaware
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
|
|
|
5
|
SOLE
VOTING POWER
|
|
|
0
|
|
|
|
6
|
SHARED VOTING POWER
|
|
|
8,720,012**
|
|
|
|
7
|
SOLE DISPOSITIVE POWER
|
|
|
0
|
|
|
|
8
|
SHARED
DISPOSITIVE POWER
|
|
|
8,720,012**
|
|
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
8,720,012**
|
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
|
|
|
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
5.1% **
|
|
|
|
12
|
TYPE
OF REPORTING PERSON
|
|
|
CO
|
** See Item 4.
SCHEDULE 13G
CUSIP No. 24703L202
1
|
NAME OF REPORTING PERSON
|
|
|
Beckton Corp.
|
|
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)
¨
|
|
|
(b)
¨
|
|
|
|
3
|
SEC
USE ONLY
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
Delaware
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
|
|
|
5
|
SOLE
VOTING POWER
|
|
|
0
|
|
|
|
6
|
SHARED
VOTING POWER
|
|
|
8,720,012**
|
|
|
|
7
|
SOLE
DISPOSITIVE POWER
|
|
|
0
|
|
|
|
8
|
SHARED
DISPOSITIVE POWER
|
|
|
8,720,012**
|
|
|
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
8,720,012**
|
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
|
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
5.1% **
|
|
|
|
12
|
TYPE
OF REPORTING PERSON
|
|
|
CO
|
** See Item 4.
SCHEDULE 13G
CUSIP No. 24703L202
1
|
NAME
OF REPORTING PERSON
|
|
|
Carl C. Icahn
|
|
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
(a)
¨
|
|
|
(b)
¨
|
|
|
|
3
|
SEC
USE ONLY
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
United States of America
|
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
|
|
|
5
|
SOLE
VOTING POWER
|
|
|
0
|
|
|
|
6
|
SHARED
VOTING POWER
|
|
|
10,900,017**
|
|
|
|
7
|
SOLE DISPOSITIVE POWER
|
|
|
0
|
|
|
|
8
|
SHARED DISPOSITIVE POWER
|
|
|
10,900,017**
|
|
|
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
10,900,017**
|
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
|
|
|
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
6.3% **
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12
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TYPE
OF REPORTING PERSON
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IN
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** See Item 4.
SCHEDULE 13G
ITEM 1
(a) Name of Issuer:
Dell Technologies Inc.
(b) Address of Issuer's Principal Executive
Offices:
One Dell Way, Round Rock, Texas 78682
ITEM 2
(a) Name of Person Filing:
The persons filing this statement
are High River Limited Partnership ("High River"), Hopper Investments LLC ("Hopper"), Barberry Corp. ("Barberry"),
Icahn Partners Master Fund LP ("Icahn Master"), Icahn Offshore LP ("Icahn Offshore"), Icahn Partners LP ("Icahn
Partners"), Icahn Onshore LP ("Icahn Onshore"), Icahn Capital LP ("Icahn Capital"), IPH GP LLC ("IPH"),
Icahn Enterprises Holdings LP ("Icahn Enterprises Holdings"), Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"),
Beckton Corp. ("Beckton"), and Carl C. Icahn (collectively, the "Reporting Persons").
Barberry is the sole member of Hopper, which is
the general partner of High River. Icahn Offshore is the general partner of Icahn Master. Icahn Onshore is the general partner
of Icahn Partners. Icahn Capital is the general partner of each of Icahn Offshore and Icahn Onshore. Icahn Enterprises Holdings
is the sole member of IPH, which is the general partner of Icahn Capital. Beckton is the sole stockholder of Icahn Enterprises
GP, which is the general partner of Icahn Enterprises Holdings. Carl C. Icahn is the sole stockholder of each of Barberry and Beckton.
(b) Address of Principal Business Office:
The address of the principal
business office of (i) High River, Hopper, Barberry, Icahn Master, Icahn Offshore, Icahn Partners, Icahn Onshore, Icahn Capital,
IPH, Icahn Enterprises Holdings, Icahn Enterprises GP and Beckton is White Plains Plaza, 445 Hamilton Avenue - Suite 1210, White
Plains, NY 10601, and (ii) Mr. Icahn is c/o Icahn Associates Corp., 767 Fifth Avenue, 47
th
Floor, New York, NY 10153.
(c) Citizenship:
Each of High River, Icahn Master,
Icahn Offshore, Icahn Partners, Icahn Onshore, Icahn Capital and Icahn Enterprises Holdings is a Delaware limited partnership.
Each of Hopper and IPH is a Delaware limited liability company. Each of Barberry, Icahn Enterprises GP and Beckton is a Delaware
corporation. Carl C. Icahn is a citizen of the United States of America.
(d) Title of Class of Securities:
Class C Common Stock, $0.01 par value per
share ("Shares")
(e) CUSIP Number:
24703L202
ITEM 3 If this statement is filed pursuant
to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
NOT APPLICABLE
ITEM 4 Ownership
(a) Amount Beneficially Owned:
As of January 7, 2019, the Reporting
Persons may be deemed to beneficially own (as that term is defined in Rule 13d-3 under the Act), in the aggregate, 10,900,017
Shares. The information set forth in Item 4(c) below is hereby incorporated in its entirety herein. Each of Hopper, Barberry and
Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which
High River directly beneficially owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares for
all other purposes. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and
Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which
Icahn Master directly beneficially owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises
GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares for all other purposes. Each of Icahn Onshore, Icahn Capital,
IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as
that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners directly beneficially owns. Each of Icahn Capital,
IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares for
all other purposes.
(b) Percent of Class
The Shares beneficially owned by the
Reporting Persons as of January 7, 2019 represent approximately 6.3% of the Issuer's outstanding Shares (based upon the
171,909,324 Shares stated to be outstanding as of December 28, 2018 by the Issuer in the Issuer's Current Report on Form 8-K
filed with the Securities and Exchange Commission on December 28, 2018).
(c) Number of Shares as to which each Reporting
Person has (i) Sole power to vote or to direct the vote, (ii) Shared power to vote or to direct the vote, (iii) Sole power to dispose
or to direct the disposition of, (iv) Shared power to dispose or to direct the disposition of:
The information set forth in the cover pages hereto
is hereby incorporated in its entirety herein.
ITEM 5 Ownership of Five Percent or Less
of a Class
NOT APPLICABLE
ITEM 6 Ownership of More than Five Percent
on Behalf of Another Person
NOT APPLICABLE
ITEM 7 Identification and Classification
of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
NOT APPLICABLE
ITEM 8 Identification and Classification
of Members of the Group
NOT APPLICABLE
ITEM 9 Notice of Dissolution of Group
NOT APPLICABLE
ITEM 10 Certification
By signing below the undersigned
certify that, to the best of their knowledge and belief, the securities referred to above were not acquired and are not held for
the purpose of or with the effect of changing or influencing the control of the Issuer and were not acquired and are not held in
connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection
with a nomination under § 240.14a-11.
EXHIBITS
1
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Joint Filing Agreement, dated
the date hereof, among the Reporting Persons.
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SIGNATURES
After reasonable inquiry
and to the best of the knowledge and belief of each of the undersigned, each of the undersigned certifies that the information
set forth in this statement on Schedule 13G is true, complete and correct.
Dated: January 7, 2019
ICAHN PARTNERS MASTER FUND LP
ICAHN OFFSHORE LP
ICAHN PARTNERS LP
ICAHN ONSHORE LP
BECKTON CORP.
HOPPER INVESTMENTS LLC
BARBERRY CORP.
HIGH RIVER LIMITED PARTNERSHIP
By: Hopper Investments
LLC, general partner
By: Barberry Corp.,
sole member
By:
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/s/ Edward E. Mattner
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Name: Edward E. Mattner
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Title: Authorized Signatory
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ICAHN CAPITAL LP
By: IPH GP LLC, its general partner
By: Icahn Enterprises Holdings L.P., its
sole member
By: Icahn Enterprises G.P. Inc., its general
partner
IPH GP LLC
By: Icahn Enterprises Holdings L.P., its
sole member
By: Icahn Enterprises G.P. Inc., its general
partner
ICAHN ENTERPRISES HOLDINGS L.P.
By: Icahn Enterprises G.P. Inc., its general
partner
ICAHN ENTERPRISES G.P. INC.
By:
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/s/ SungHwan Cho
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Name: SungHwan Cho
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Title: Chief Financial Officer
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/s/ Carl C. Icahn
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CARL C. ICAHN
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[Signature Page to Schedule 13G –
Dell Technologies Inc.]