EMM Disclosure -CFD
December 19 2003 - 7:04AM
UK Regulatory
RNS Number:4856T
UBS AG (EMM)
19 December 2003
PRIVATEFORM 38.5 (SUMMARY)
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of securities in
which dealings have been made.
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EMM UBS AG
....................................................................................
Date of disclosure TIME /@ "dd MMMM yyyy" 19 December 2003
....................................................................................
Contact Name Equities Compliance
....................................................................................
Telephone number 020-7568-4981
....................................................................................
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies:
Carlton Communications - Contract for Difference
Granada - Contract for Difference
Jarvis Hotels - Contract for Difference
_______________________________________
AMENDMENT
If the attached Rule 38.5 disclosure is to amend a previous disclosure, please state which element(s) of
previous disclosure was incorrect:
In the case of option business or dealings in derivatives full details should be given on a separate sheet
so that the nature of the dealings can be fully understood. For options this should include the number of
securities under option, the exercise period (or in the case of exercise, the exercise date), the exercise
price and any option money paid or received. For derivatives this should include, at least, the number of
reference securities to which they relate (when relevant), the maturity date (or if applicable the closing
out date) and the reference price.
For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the
Monitoring Section of the Panel, Tel No: 020-7638 0129.
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
Dealing in Contract for Differences ("CFD") referenced to...CARLTON
COMMUNICATIONS, ORD GBP0.05
Date of Disclosure:
19 December 2003
Date of Dealing
18 December 2003
Name of EMM/EPT... UBS
AG
Name of offeree / offeror with whom connected Carlton
Communications
Product Type.........(long/short) CFD Long
Maturity Date
18 September 2004
Writing of CFD
Number of securities to which the CFD is referenced 402,232
CFD reference price: (High) 2.327 GBP
(Low) 2.327 GBP
Closing out of CFD
Number of securities to which the CFD is referenced 0
CFD reference price: (High) 0GBP (Low) 0 GBP
Further disclosure should be made where necessary so that the nature of the
dealings can be fully understood.
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
Dealing in Contract for Differences ("CFD") referenced to...Granada, ORD GBP0.10
Date of Disclosure:
19 December 2003
Date of Dealing
18 December 2003
Name of EMM/EPT... UBS
AG
Name of offeree / offeror with whom connected Granada Plc
Product Type.........(long/short) CFD Short
Maturity Date
18 August 2004
Writing of CFD
Number of securities to which the CFD is referenced 779,767
CFD reference price: (High) 1.229 GBP
(Low) 1.229 GBP
Closing out of CFD
Number of securities to which the CFD is referenced 0
CFD reference price: (High) 0 GBP (Low) 0
GBP
Further disclosure should be made where necessary so that the nature of the
dealings can be fully understood.
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
Dealing in Contract for Differences ("CFD") referenced to...Granada, ORD GBP0.10
Date of Disclosure:
19 December 2003
Date of Dealing
18 December 2003
Name of EMM/EPT... UBS
AG
Name of offeree / offeror with whom connected Granada Plc
Product Type.........(long/short) CFD Short
Maturity Date
17 August 2004
Writing of CFD
Number of securities to which the CFD is referenced 0
CFD reference price: (High) 0 GBP
(Low) 0 GBP
Closing out of CFD
Number of securities to which the CFD is referenced 4,390,000
CFD reference price: (High) 1.225 GBP
(Low) 1.225 GBP
Further disclosure should be made where necessary so that the nature of the
dealings can be fully understood.
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
Dealing in Contract for Differences ("CFD") referenced to...GRANADA, ORD GBP0.10
Date of Disclosure:
19 December 2003
Date of Dealing
18 December 2003
Name of EMM/EPT... UBS
AG
Name of offeree / offeror with whom connected Granada Plc
Product Type.........(long/short) CFD Short
Maturity Date
18 August 2004
Writing of CFD
Number of securities to which the CFD is referenced 0
CFD reference price: (High) 0 GBP
(Low) 0 GBP
Closing out of CFD
Number of securities to which the CFD is referenced 1,300,000
CFD reference price: (High) 1.225 GBP
(Low) 1.225 GBP
Further disclosure should be made where necessary so that the nature of the
dealings can be fully understood.
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
Dealing in Contract for Differences ("CFD") referenced to...GRANADA, ORD GBP0.10
Date of Disclosure:
19 December 2003
Date of Dealing
18 December 2003
Name of EMM/EPT... UBS
AG
Name of offeree / offeror with whom connected Granada Plc
Product Type.........(long/short) CFD Short
Maturity Date
19 August 2004
Writing of CFD
Number of securities to which the CFD is referenced 0
CFD reference price: (High) 0 GBP
(Low) 0 GBP
Closing out of CFD
Number of securities to which the CFD is referenced 3,410,000
CFD reference price: (High) 1.225 GBP
(Low) 1.225 GBP
Further disclosure should be made where necessary so that the nature of the
dealings can be fully understood.
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
Dealing in Contract for Differences ("CFD") referenced to...JARVIS HOTELS, ORD
GBP0.05
Date of Disclosure:
19 December 2003
Date of Dealing
18 December 2003
Name of EMM/EPT... UBS
AG
Name of offeree / offeror with whom connected Jarvis Hotels
Product Type.........(long/short) CFD Long
Maturity Date
18 September 2004
Writing of CFD
Number of securities to which the CFD is referenced 2,000,000
CFD reference price: (High) 1.462 GBP
(Low) 1.462 GBP
Closing out of CFD
Number of securities to which the CFD is referenced 0
CFD reference price: (High) 0 GBP
(Low) 0 GBP
Further disclosure should be made where necessary so that the nature of the
dealings can be fully understood.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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