- Current report filing (8-K)
September 30 2009 - 5:28PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
Current
Report Pursuant to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported):
September 30
, 2009
CAPITOL
BANCORP LTD.
(Exact
Name of Registrant as Specified in its Charter)
____________________________
Michigan
(State
or other jurisdiction of incorporation)
|
001-31708
(Commission
File No.)
|
38-2761672
(IRS
Employer Identification No.)
|
Capitol Bancorp Center
200
Washington Square North, Lansing, Michigan 48933
(Address
of Principal Executive Offices) (Zip Code)
(517)
487-6555
(Registrant’s
Telephone Number, Including Area Code)
Not
Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (
see
General
Instruction A.2. below):
x
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
o
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
o
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
o
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
On September 30, 2009, Capitol Bancorp
Ltd. (“Capitol”) announced that it has extended its pending offers to exchange
any and all issued and outstanding shares of Capitol Development Bancorp Limited
III, Capitol Development Bancorp Limited IV, Capitol Development Bancorp Limited
V and Capitol Development Bancorp Limited VI for units, consisting of shares of
Trust-Preferred Securities issued by Capitol Trust XII, a Delaware statutory
trust, and shares of the Company’s Series A Noncumulative Convertible Perpetual
Preferred Stock.
The exchange offer was previously
scheduled to expire at 11:59 p.m., Michigan time, on September 30, 2009, and has
been extended until 11:59 p.m., Michigan time, on October 7, 2009 for Capitol
Development Bancorp Limited IV, Capitol Development Bancorp Limited V and
Capitol Development Bancorp Limited VI, and extended until 11:59 p.m., Michigan
time, on October 14, 2009 for Capitol Development Bancorp Limited
III.
ITEM
8.01. OTHER EVENTS
On August 12,
2009, Capitol commenced an offer to exchange any and all issued and outstanding
shares of Capitol Development Bancorp Limited III, Capitol Development Bancorp
Limited IV, Capitol Development Bancorp Limited V and Capitol Development
Bancorp Limited VI for units, consisting of shares of Trust-Preferred Securities
issued by Capitol Trust XII, a Delaware statutory trust, and shares of the
Company’s Series A Noncumulative Convertible Perpetual Preferred Stock. On
September 30, 2009, the Company sent an Exchange Offer Supplement, dated
September 30, 2009 (the “Exchange Offer Supplement”), to holders of Capitol
Development Bancorp Limited III shares. The Exchange Offer Supplement is
attached hereto as Exhibit 99.2, and is incorporated herein by
reference.
The
Exchange Offer Supplement amends and supplements, solely as it relates to
Capitol Development Bancorp Limited III, the previously distributed Exchange
Offer, dated September 23, 2009, which we refer to as the original Exchange
Offer, and the related letter of transmittal. Capitalized terms used
but not defined herein shall have the meanings for such terms that are set forth
in the Exchange Offer.
On
September 30, Capitol filed an amendment No. 8 to the registration statement on
Form S-4 with the Securities and Exchange Commission furnishing the information
contained herein, as well as other information, and may file further amendments
thereto with respect to the Exchange Offer. The Form S-4 and any and all
amendments thereto, including exhibits, may be examined and copies may be
obtained from the Securities and Exchange Commission in the manner described in
the section “Where You Can Find More Information” on page 110 of the original
Exchange Offer.
ITEM 9.01.
|
FINANCIAL
STATEMENTS AND EXHIBITS.
|
(d) Exhibits
Exhibit
No.
|
Description
|
99.1
|
Press
release issued by Capitol Bancorp Ltd. on September 30, 2009 announcing
Capitol Bancorp Ltd.’s extension of the deadline for acceptance of the
exchange offer.
|
99.2
|
Exchange
Offer Supplement dated September 30,
2009.
|
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused this report to
be signed on its behalf by the undersigned hereunto duly
authorized.
Date: September
30, 2009
|
CAPITOL
BANCORP LTD.
(Registrant)
By:
/s/ Cristin K.
Reid
Name:
Cristin K.
Reid
Title:
Corporate
President
|
|
|
Exhibit
No.
|
Description
|
99.1
|
Press
release issued by Capitol Bancorp Ltd. on September 30, 2009 announcing
Capitol Bancorp Ltd.’s extension of the deadline for acceptance of the
exchange offer.
|
99.2
|
Exchange
Offer Supplement dated September 30,
2009.
|
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