Statement of Changes in Beneficial Ownership (4)
February 01 2013 - 2:29PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
RILEY KEVIN P
|
2. Issuer Name
and
Ticker or Trading Symbol
BERKSHIRE HILLS BANCORP INC
[
BHLB
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
EVP, CFO and Treasuer
|
(Last)
(First)
(Middle)
24 NORTH STREET
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/30/2013
|
(Street)
PITTSFIELD, MA 01201
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
1/30/2013
|
|
F
|
|
1335
|
D
|
$24.12
|
5600
(5)
|
D
|
|
Common Stock
|
1/30/2013
|
|
A
|
|
3109
|
A
|
$0.00
|
3109
|
I
|
By Stock Award VII
(4)
|
Common Stock
|
|
|
|
|
|
|
|
0
(5)
|
I
|
By Stock Award IV
(1)
|
Common Stock
|
|
|
|
|
|
|
|
1178
(5)
|
I
|
By Stock Award V
(2)
|
Common Stock
|
|
|
|
|
|
|
|
1818
(5)
|
I
|
By Stock Award VI
(3)
|
Common Stock
|
|
|
|
|
|
|
|
32763
|
I
|
By IRA
|
Common Stock
|
|
|
|
|
|
|
|
8292
|
I
|
By 401(k)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(
1)
|
Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2008 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2011.
|
(
2)
|
Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2003 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2012.
|
(
3)
|
Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2011 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2013.
|
(
4)
|
Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2011 Equity Compensation Plan vest in three equal annual installments commencing on January 30, 2014.
|
(
5)
|
Since the reporting person's last report, 2,116 shares previously held through Stock Award IV, 1,178 shares previously held through Stock Award V, and 910 Shares previously held through Stock Award VI have vested and are now owned directly.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
RILEY KEVIN P
24 NORTH STREET
PITTSFIELD, MA 01201
|
|
|
EVP, CFO and Treasuer
|
|
Signatures
|
/s/ Marc Levy, pursuant to power of attorney
|
|
2/1/2013
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Berkshire Hills Bancorp (NYSE:BHLB)
Historical Stock Chart
From Jun 2024 to Jul 2024
Berkshire Hills Bancorp (NYSE:BHLB)
Historical Stock Chart
From Jul 2023 to Jul 2024