Statement of Changes in Beneficial Ownership (4)
May 20 2021 - 4:17PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Civale Anthony |
2. Issuer Name and Ticker or Trading Symbol
Apollo Global Management, Inc.
[
APO
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Co-Chief Operating Officer |
(Last)
(First)
(Middle)
C/O APOLLO GLOBAL MANAGEMENT, INC., 9 WEST 57TH STREET, 43RD FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/18/2021 |
(Street)
NEW YORK, NY 10019-2700
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 5/18/2021 | | F | | 8 (1) | D | $57.38 | 912377 (2) | D | |
Class A Common Stock | 5/18/2021 | | A | | 572 (3) | A | $57.1385 | 912949 (2) | D | |
Class A Common Stock | 5/18/2021 | | A | | 15 (4) | A | $0.00 | 912964 (5) | D | |
Class A Common Stock | | | | | | | | 402145 | I | The Anthony M. Civale February 2021 Annuity Trust dated February 16, 2021 (6) |
Class A Common Stock | | | | | | | | 204692 | I | The Civale Annuity Trust A dated February 4, 2020 (7) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Consists of shares of Class A common stock of the Issuer (the "Class A shares") withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of Class A shares underlying vested restricted stock units ("RSUs") that were granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. |
(2) | Reported amount includes 559,515 RSUs granted under the Plan. |
(3) | Represents restricted Class A shares granted under the Plan. The restricted Class A shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date. |
(4) | Represents RSUs granted under the Plan. |
(5) | Reported amount includes 559,530 RSUs granted under the Plan. |
(6) | Reported amount of Class A shares that were previously reported as directly held by the reporting person, and are now indirectly beneficially owned by the
reporting person, following a transfer to The Anthony M. Civale February 2021 Annuity Trust dated February 16, 2021, of which the reporting person is trustee. |
(7) | Reported amount of Class A shares that were previously reported as directly held by the reporting person, and are indirectly beneficially owned by the reporting person, following a transfer to The Civale Annuity Trust A dated February 4, 2020, of which the reporting person is trustee. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Civale Anthony C/O APOLLO GLOBAL MANAGEMENT, INC. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019-2700 |
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| Co-Chief Operating Officer |
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Signatures
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/s/ Jessica L. Lomm, as Attorney-in-Fact | | 5/20/2021 |
**Signature of Reporting Person | Date |
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