Current Report Filing (8-k)
October 07 2020 - 4:11PM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event
reported): October 1, 2020
Apollo Global Management, Inc.
(Exact name of registrant as specified in
its charter)
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Delaware
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001-35107
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20-8880053
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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9 West 57th Street, 43rd Floor
New York, New York 10019
(Address of principal executive offices) (Zip
Code)
(212) 515-3200
(Registrant’s Telephone Number, Including
Area Code)
N/A
(Former Name or Former Address, if Changed
Since Last Report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
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☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Act:
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Title
of each class
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Trading
Symbol(s)
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Name of each exchange
on which
registered
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Class A Common Stock
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APO
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New York Stock Exchange
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6.375% Series A Preferred Stock
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APO.PR A
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New York Stock Exchange
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6.375% Series B Preferred Stock
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APO.PR B
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange
Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07.
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Submission of Matters to a Vote of Security Holders.
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Annual Meeting. On October 1, 2020,
Apollo Global Management, Inc. (the “Company”) held its 2020 Annual Meeting of Stockholders (“Annual
Meeting”). The matters voted upon at the Annual Meeting and the final results of such voting are set forth below. A more
complete description of each proposal is set forth in the Company’s definitive proxy statement filed with the Securities and Exchange
Commission on August 20, 2020.
Matters Voted Upon; Voting Results.
The following matters were submitted for a vote of the Company’s stockholders.
Proposal One. To elect Leon Black, Joshua
Harris, Marc Rowan, Michael Ducey, Robert Kraft, A.B. Krongard and Pauline Richards to the board of directors of the Company, in
each case, for a term of one year expiring at the Annual Meeting of Stockholders to be held in 2021.
The nominees listed below were elected directors
of the Company to hold office for a term of one year expiring at the Annual Meeting of Stockholders to be held in 2021 and until
their successor has been elected and qualified. The results of the voting were as follows:
Nominee
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For
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Withheld
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Broker
Non-Votes
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Leon Black
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2,386,531,613
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30,007,493
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31,891,693
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Joshua Harris
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2,382,592,563
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33,946,543
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31,891,693
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Marc Rowan
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2,352,576,896
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63,962,210
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31,891,693
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Michael Ducey
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2,362,617,984
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53,921,122
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31,891,693
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Robert Kraft
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2,410,038,830
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6,500,276
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31,891,693
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A.B. Krongard
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2,362,602,375
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53,936,731
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31,891,693
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Pauline Richards
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2,362,084,779
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54,454,327
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31,891,693
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Proposal Two. To conduct an advisory
vote to approve the compensation of the Company’s named executive officers. The Company’s stockholders approved, on
a non-binding, advisory basis, the executive compensation of the Company’s named executive officers (a “say-on-pay
vote”).
The results of the voting were as follows:
For
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Against
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Abstain
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Broker
Non-Votes
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2,357,320,037
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59,015,273
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203,784
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31,891,705
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Proposal Three. To conduct an advisory
vote on the frequency of future say-on-pay votes. The Company’s stockholders voted, on a non-binding, advisory basis, to
hold a say-on-pay vote every three years.
The results of the voting were as follows:
One Year
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Two Years
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Three Years
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Abstain
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Broker
Non-Votes
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101,716,767
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188,777
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2,314,473,894
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159,646
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31,891,715
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After considering these results, and consistent
with its own recommendation, the executive committee of the board of directors of the Company has determined to provide the Company’s
stockholders with a say-on-pay vote every three years until the next advisory vote on the frequency of future say-on-pay votes.
Proposal Four. To ratify the appointment
of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December
31, 2020.
The Company’s stockholders ratified the
selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year
ending December 31, 2020. The results of the voting were as follows:
For
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Against
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Abstain
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Broker
Non-Votes
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2,363,266,950
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84,915,674
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248,175
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0
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SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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Apollo Global
Management, Inc.
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Dated: October 7, 2020
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By:
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/s/ John J. Suydam
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Name: John J. Suydam
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Title: Chief Legal
Officer
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