|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
December 31, 2019 (Unaudited)
|
|
Angel Oak Financial
Strategies Income
Term Trust
|
|
|
Vivaldi Opportunities Fund
|
|
|
Pro Forma Adjustments
|
|
|
Pro Forma Combined
Fund
|
|
|
|
Principal
|
|
|
Value
|
|
|
Principal
|
|
|
Value
|
|
|
Principal
|
|
|
Value
|
|
|
Principal
|
|
|
Value
|
|
|
|
Amount
|
|
|
Amount
|
|
|
Amount
|
|
|
Amount
|
|
Asset-Backed Securities 0.7%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ARES XLIV CLO Ltd., Series 2017-44A, Class E, 10.051%
(3-Month USD Libor+8.05%), 10/15/2029 (a)(b)
|
|
$
|
|
|
|
$
|
|
|
|
$
|
500,000
|
|
|
$
|
455,225
|
|
|
|
(500,000
|
)
|
|
|
(455,225
|
)
|
|
|
|
|
|
|
|
|
Ashford Hospitality Trust, Series 2018-KEYS, Class F, 7.740%
(1-Month USD Libor+6.00%), 5/15/2035 (a)(b)
|
|
|
|
|
|
|
|
|
|
|
500,000
|
|
|
|
501,851
|
|
|
|
(500,000
|
)
|
|
|
(501,851
|
)
|
|
|
|
|
|
|
|
|
Beechwood Park CLO Ltd., Series 2019-1A, Class E,
9.403% (3-Month USD Libor+7.50%), 1/17/2033 (a)(b)
|
|
|
|
|
|
|
|
|
|
|
250,000
|
|
|
|
249,200
|
|
|
|
(250,000
|
)
|
|
|
(249,200
|
)
|
|
|
|
|
|
|
|
|
BlueMountain CLO XXVI Ltd., Series 2019-26A, Class E,
9.526% (3-Month USD Libor+7.70%), 10/20/2032 (a)(b)
|
|
|
|
|
|
|
|
|
|
|
500,000
|
|
|
|
501,098
|
|
|
|
(500,000
|
)
|
|
|
(501,098
|
)
|
|
|
|
|
|
|
|
|
Continental Credit Card ABS LLC, Series 2019-1A,
Class B, 4.950%, 8/15/2026 (b)
|
|
|
|
|
|
|
|
|
|
|
300,000
|
|
|
|
294,220
|
|
|
|
(300,000
|
)
|
|
|
(294,220
|
)
|
|
|
|
|
|
|
|
|
CPS Auto Receivables Trust, Series 2017-D, Class E,
5.300%, 6/17/2024 (b)
|
|
|
|
|
|
|
|
|
|
|
500,000
|
|
|
|
515,389
|
|
|
|
(500,000
|
)
|
|
|
(515,389
|
)
|
|
|
|
|
|
|
|
|
CPS Auto Receivables Trust , Series 2019-C, Class F,
6.940%, 9/15/2026 (b)
|
|
|
|
|
|
|
|
|
|
|
300,000
|
|
|
|
307,726
|
|
|
|
(300,000
|
)
|
|
|
(307,726
|
)
|
|
|
|
|
|
|
|
|
Deephaven Residential Mortgage Trust, Series 2018-4A,
Class B2, 6.125%, 10/25/2058 (b)(c)
|
|
|
|
|
|
|
|
|
|
|
500,000
|
|
|
|
509,987
|
|
|
|
(500,000
|
)
|
|
|
(509,987
|
)
|
|
|
|
|
|
|
|
|
Deephaven Residential Mortgage Trust, Series 2019-3A,
Class B1, 4.258%, 7/25/2059 (b)(c)
|
|
|
|
|
|
|
|
|
|
|
600,000
|
|
|
|
604,814
|
|
|
|
(600,000
|
)
|
|
|
(604,814
|
)
|
|
|
|
|
|
|
|
|
Fannie Mae Connecticut Avenue Securities, Series 2017-C03,
Class 1M2, 4.792% (1-Month USD Libor+3.00%), 10/25/2029 (a)
|
|
|
|
|
|
|
|
|
|
|
300,000
|
|
|
|
313,676
|
|
|
|
(300,000
|
)
|
|
|
(313,676
|
)
|
|
|
|
|
|
|
|
|
First Investors Auto Owner Trust, Series 2019-1A,
Class F, 6.150%, 7/15/2026 (b)
|
|
|
|
|
|
|
|
|
|
|
250,000
|
|
|
|
253,482
|
|
|
|
(250,000
|
)
|
|
|
(253,482
|
)
|
|
|
|
|
|
|
|
|
Foursight Capital Automobile Receivables Trust, Series
2019-1, Class E, 4.300%, 9/15/2025 (b)
|
|
|
|
|
|
|
|
|
|
|
100,000
|
|
|
|
101,353
|
|
|
|
(100,000
|
)
|
|
|
(101,353
|
)
|
|
|
|
|
|
|
|
|
Legacy Mortgage Asset Trust, Series 2019-GS5,
Class A2, 4.250%, 5/25/2059 (b)(d)
|
|
|
|
|
|
|
|
|
|
|
500,000
|
|
|
|
500,104
|
|
|
|
(500,000
|
)
|
|
|
(500,104
|
)
|
|
|
|
|
|
|
|
|
Magnetite XVI Ltd., Series 2015-16A, Class F, 8.503% (3-Month USD Libor+6.50%), 1/18/2028 (b)(c)
|
|
|
|
|
|
|
|
|
|
|
250,000
|
|
|
|
219,083
|
|
|
|
(250,000
|
)
|
|
|
(219,083
|
)
|
|
|
|
|
|
|
|
|
MMCF CLO LLC, Series 2017-1A, Class D, 8.366% (3-Month USD Libor+6.38%), 1/15/2028 (b)(c)
|
|
|
|
|
|
|
|
|
|
|
1,000,000
|
|
|
|
975,938
|
|
|
|
(1,000,000
|
)
|
|
|
(975,938
|
)
|
|
|
|
|
|
|
|
|
Monroe Capital MML CLO VI Ltd., Series 2018-1A,
Class E, 8.901% (3-Month USD Libor+6.90%), 4/15/2030 (a)(b)
|
|
|
|
|
|
|
|
|
|
|
1,000,000
|
|
|
|
923,151
|
|
|
|
(1,000,000
|
)
|
|
|
(923,151
|
)
|
|
|
|
|
|
|
|
|
Mosaic Solar Loan Trust, Series 2018-1A, Class C, ,
6/22/2043 (b)
|
|
|
|
|
|
|
|
|
|
|
335,000
|
|
|
|
284,412
|
|
|
|
(335,000
|
)
|
|
|
(284,412
|
)
|
|
|
|
|
|
|
|
|
Mosaic Solar Loan Trust, Series 2019-1A, Class B, ,
12/21/2043 (b)
|
|
|
|
|
|
|
|
|
|
|
391,158
|
|
|
|
320,115
|
|
|
|
(391,158
|
)
|
|
|
(320,115
|
)
|
|
|
|
|
|
|
|
|
Mosaic Solar Loans LLC, Series 2017-2A, Class D, ,
6/22/2043 (b)
|
|
|
|
|
|
|
|
|
|
|
340,972
|
|
|
|
319,920
|
|
|
|
(340,972
|
)
|
|
|
(319,920
|
)
|
|
|
|
|
|
|
|
|
Multifamily Connecticut Avenue Securities Trust, Series
2019-01, Class M10, 5.042% (1-Month USD Libor+3.2%), 10/15/2049 (a)(b)
|
|
|
|
|
|
|
|
|
|
|
250,000
|
|
|
|
262,063
|
|
|
|
(250,000
|
)
|
|
|
(262,063
|
)
|
|
|
|
|
|
|
|
|
New Residential Mortgage Loan Trust, Series 2019-NQM1, Class B2, 5.465%,
1/25/2049
(b)(c)
|
|
|
|
|
|
|
|
|
|
|
500,000
|
|
|
|
498,459
|
|
|
|
(500,000
|
)
|
|
|
(498,459
|
)
|
|
|
|
|
|
|
|
|
Palmer Square CLO Ltd., Series 2019-1A, Class SUB, ,
4/20/2027 (b)(c)
|
|
|
|
|
|
|
|
|
|
|
750,000
|
|
|
|
684,733
|
|
|
|
|
|
|
|
|
|
|
|
750,000
|
|
|
|
684,733
|
|
Palmer Square Loan Funding 2019-4 Ltd., Series 2019-4A, Class SUB, , 10/24/2027 (b)(c)
|
|
|
|
|
|
|
|
|
|
|
750,000
|
|
|
|
763,803
|
|
|
|
|
|
|
|
|
|
|
|
750,000
|
|
|
|
763,803
|
|
Palmer Square Loan Funding Ltd., Series 2019-3A,
Class SUB, , 8/20/2027 (b)(c)
|
|
|
|
|
|
|
|
|
|
|
750,000
|
|
|
|
741,222
|
|
|
|
|
|
|
|
|
|
|
|
750,000
|
|
|
|
741,222
|
|
Pretium Mortgage Credit Partners I LLC, Series 2019-NPL1, Class A2, 5.927%,
7/25/2060
(b)(d)
|
|
|
|
|
|
|
|
|
|
|
150,000
|
|
|
|
151,350
|
|
|
|
(150,000
|
)
|
|
|
(151,350
|
)
|
|
|
|
|
|
|
|
|
Prosper Marketplace Issuance Trust Series, Series 2019-2A,
Class C, 5.050%, 9/15/2025 (b)
|
|
|
|
|
|
|
|
|
|
|
200,000
|
|
|
|
202,978
|
|
|
|
(200,000
|
)
|
|
|
(202,978
|
)
|
|
|
|
|
|
|
|
|
RBSSP Resecuritization Trust, Series 2009-10,
Class 2A2, 2.000%, 1/26/2037 (b)(c)
|
|
|
|
|
|
|
|
|
|
|
700,063
|
|
|
|
497,909
|
|
|
|
(700,063
|
)
|
|
|
(497,909
|
)
|
|
|
|
|
|
|
|
|
Regatta XVI Funding Ltd., Series 2019-2A, Class E,
8.903% (3-Month USD Libor+7.00%), 1/15/2033 (b)(c)
|
|
|
|
|
|
|
|
|
|
|
400,000
|
|
|
|
392,134
|
|
|
|
(400,000
|
)
|
|
|
(392,134
|
)
|
|
|
|
|
|
|
|
|
Residential Mortgage Loan Trust, Series 2019-3,
Class B2, 5.664%, 9/25/2059 (b)(c)
|
|
|
|
|
|
|
|
|
|
|
200,000
|
|
|
|
199,230
|
|
|
|
(200,000
|
)
|
|
|
(199,230
|
)
|
|
|
|
|
|
|
|
|
Seasoned Credit Risk Transfer Trust Series, Series 2019-2,
Class M, 4.750%, 8/25/2058 (b)(c)
|
|
|
|
|
|
|
|
|
|
|
500,000
|
|
|
|
517,070
|
|
|
|
(500,000
|
)
|
|
|
(517,070
|
)
|
|
|
|
|
|
|
|
|
Velocity Commercial Capital Loan Trust, Series 2018-1,
Class M6, 7.260%, 4/25/2048 (b)
|
|
|
|
|
|
|
|
|
|
|
194,492
|
|
|
|
195,523
|
|
|
|
(194,492
|
)
|
|
|
(195,523
|
)
|
|
|
|
|
|
|
|
|
York CLO-2 Ltd., Series
2015-1A, Class F, 9.203% (3-Month USD Libor+7.25%), 1/22/2031 (b)(c)
|
|
|
|
|
|
|
|
|
|
|
1,000,000
|
|
|
|
843,470
|
|
|
|
(1,000,000
|
)
|
|
|
(843,470
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL ASSET-BACKED SECURITIES - (Cost $2,250,000)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
14,100,688
|
|
|
|
|
|
|
|
(11,910,930
|
)
|
|
|
|
|
|
|
2,189,758
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Bank Loans - 1.6%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
BJ Services, 12.430%, 1/3/2023 (e)
|
|
|
|
|
|
|
|
|
|
|
1,933,344
|
|
|
|
1,950,000
|
|
|
|
|
|
|
|
|
|
|
|
1,933,344
|
|
|
|
1,950,000
|
|
Juul, 8.902%, 8/2/2023 (e)
|
|
|
|
|
|
|
|
|
|
|
1,238,480
|
|
|
|
1,212,500
|
|
|
|
|
|
|
|
|
|
|
|
1,238,480
|
|
|
|
1,212,500
|
|
Murray Savings Association, 11.500%, 2/12/2021 (e)
|
|
|
|
|
|
|
|
|
|
|
1,514,165
|
|
|
|
1,483,881
|
|
|
|
|
|
|
|
|
|
|
|
1,514,165
|
|
|
|
1,483,881
|
|
Premier Brands Group Holdings LLC, 10.156%, 03/20/2024 (e)
|
|
|
|
|
|
|
|
|
|
|
456,222
|
|
|
|
459,779
|
|
|
|
|
|
|
|
|
|
|
|
456,222
|
|
|
|
459,779
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL BANK LOANS - (Cost $5,142,210)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
5,106,160
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
5,106,160
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Shares
|
|
|
|
|
|
Shares
|
|
|
|
|
|
Shares
|
|
|
|
|
|
Shares
|
|
|
|
|
Closed-End Funds - 0.0%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Aberdeen Emerging Markets Equity Income Fund, Inc.
|
|
|
|
|
|
|
|
|
|
|
31,332
|
|
|
|
238,750
|
|
|
|
(31,332
|
)
|
|
|
(238,750
|
)
|
|
|
|
|
|
|
|
|
Aberdeen Total Dynamic Dividend Fund (f)
|
|
|
|
|
|
|
|
|
|
|
80,241
|
|
|
|
718,157
|
|
|
|
(80,241
|
)
|
|
|
(718,157
|
)
|
|
|
|
|
|
|
|
|
AllianzGI NFJ Dividend Interest & Premium Strategy Fund (f)
|
|
|
|
|
|
|
|
|
|
|
39,576
|
|
|
|
514,488
|
|
|
|
(39,576
|
)
|
|
|
(514,488
|
)
|
|
|
|
|
|
|
|
|
Barings BDC, Inc. (f)
|
|
|
|
|
|
|
|
|
|
|
69,596
|
|
|
|
715,447
|
|
|
|
(69,596
|
)
|
|
|
(715,447
|
)
|
|
|
|
|
|
|
|
|
BlackRock California Municipal Income Trust
|
|
|
|
|
|
|
|
|
|
|
3,919
|
|
|
|
53,142
|
|
|
|
(3,919
|
)
|
|
|
(53,142
|
)
|
|
|
|
|
|
|
|
|
BlackRock Credit Allocation Income Trust
|
|
|
|
|
|
|
|
|
|
|
14,926
|
|
|
|
208,666
|
|
|
|
(14,926
|
)
|
|
|
(208,666
|
)
|
|
|
|
|
|
|
|
|
BlackRock Debt Strategies Fund, Inc. (f)
|
|
|
|
|
|
|
|
|
|
|
77,300
|
|
|
|
865,760
|
|
|
|
(77,300
|
)
|
|
|
(865,760
|
)
|
|
|
|
|
|
|
|
|
BlackRock New York Municipal Income Quality Trust
|
|
|
|
|
|
|
|
|
|
|
15,709
|
|
|
|
215,999
|
|
|
|
(15,709
|
)
|
|
|
(215,999
|
)
|
|
|
|
|
|
|
|
|
BlackRock Resources & Commodities Strategy Trust
|
|
|
|
|
|
|
|
|
|
|
18,190
|
|
|
|
146,793
|
|
|
|
(18,190
|
)
|
|
|
(146,793
|
)
|
|
|
|
|
|
|
|
|
BrandywineGLOBAL Global Income Opportunities Fund, Inc. (f)
|
|
|
|
|
|
|
|
|
|
|
60,907
|
|
|
|
769,255
|
|
|
|
(60,907
|
)
|
|
|
(769,255
|
)
|
|
|
|
|
|
|
|
|
Clough Global Equity Fund
|
|
|
|
|
|
|
|
|
|
|
23,247
|
|
|
|
280,591
|
|
|
|
(23,247
|
)
|
|
|
(280,591
|
)
|
|
|
|
|
|
|
|
|
Clough Global Opportunities Fund (f)
|
|
|
|
|
|
|
|
|
|
|
47,048
|
|
|
|
444,133
|
|
|
|
(47,048
|
)
|
|
|
(444,133
|
)
|
|
|
|
|
|
|
|
|
Cohen & Steers Infrastructure Fund, Inc.
|
|
|
|
|
|
|
|
|
|
|
4,292
|
|
|
|
112,450
|
|
|
|
(4,292
|
)
|
|
|
(112,450
|
)
|
|
|
|
|
|
|
|
|
Cornerstone Strategic Value Fund, Inc.
|
|
|
|
|
|
|
|
|
|
|
5,768
|
|
|
|
64,659
|
|
|
|
(5,768
|
)
|
|
|
(64,659
|
)
|
|
|
|
|
|
|
|
|
Delaware Enhanced Global Dividend & Income Fund (f)
|
|
|
|
|
|
|
|
|
|
|
32,045
|
|
|
|
333,268
|
|
|
|
(32,045
|
)
|
|
|
(333,268
|
)
|
|
|
|
|
|
|
|
|
Duff & Phelps Utility and Corporate Bond Trust, Inc.
|
|
|
|
|
|
|
|
|
|
|
14,845
|
|
|
|
135,683
|
|
|
|
(14,845
|
)
|
|
|
(135,683
|
)
|
|
|
|
|
|
|
|
|
Eaton Vance Floating-Rate Income Plus Fund
|
|
|
|
|
|
|
|
|
|
|
9,376
|
|
|
|
150,016
|
|
|
|
(9,376
|
)
|
|
|
(150,016
|
)
|
|
|
|
|
|
|
|
|
Eaton Vance Ltd. Duration Income Fund (f)
|
|
|
|
|
|
|
|
|
|
|
77,615
|
|
|
|
1,028,399
|
|
|
|
(77,615
|
)
|
|
|
(1,028,399
|
)
|
|
|
|
|
|
|
|
|
Eaton Vance Senior Income Trust
|
|
|
|
|
|
|
|
|
|
|
45,058
|
|
|
|
288,822
|
|
|
|
(45,058
|
)
|
|
|
(288,822
|
)
|
|
|
|
|
|
|
|
|
Eaton Vance Tax-Managed
Buy-Write Strategy Fund
|
|
|
|
|
|
|
|
|
|
|
15,074
|
|
|
|
154,358
|
|
|
|
(15,074
|
)
|
|
|
(154,358
|
)
|
|
|
|
|
|
|
|
|
GDL Fund
|
|
|
|
|
|
|
|
|
|
|
4,393
|
|
|
|
40,855
|
|
|
|
(4,393
|
)
|
|
|
(40,855
|
)
|
|
|
|
|
|
|
|
|
Highland Global Allocation Fund/CEF
|
|
|
|
|
|
|
|
|
|
|
8,739
|
|
|
|
81,622
|
|
|
|
(8,739
|
)
|
|
|
(81,622
|
)
|
|
|
|
|
|
|
|
|
Highland Income Fund (f)
|
|
|
|
|
|
|
|
|
|
|
30,396
|
|
|
|
377,822
|
|
|
|
(30,396
|
)
|
|
|
(377,822
|
)
|
|
|
|
|
|
|
|
|
India Fund, Inc. (f)
|
|
|
|
|
|
|
|
|
|
|
4,305
|
|
|
|
86,660
|
|
|
|
(4,305
|
)
|
|
|
(86,660
|
)
|
|
|
|
|
|
|
|
|
Invesco Dynamic Credit Opportunities Fund (f)
|
|
|
|
|
|
|
|
|
|
|
26,519
|
|
|
|
300,991
|
|
|
|
(26,519
|
)
|
|
|
(300,991
|
)
|
|
|
|
|
|
|
|
|
Invesco High Income Trust II (f)
|
|
|
|
|
|
|
|
|
|
|
15,293
|
|
|
|
218,384
|
|
|
|
(15,293
|
)
|
|
|
(218,384
|
)
|
|
|
|
|
|
|
|
|
Invesco Municipal Opportunity Trust
|
|
|
|
|
|
|
|
|
|
|
155
|
|
|
|
1,916
|
|
|
|
(155
|
)
|
|
|
(1,916
|
)
|
|
|
|
|
|
|
|
|
Invesco Senior Income Trust (f)
|
|
|
|
|
|
|
|
|
|
|
60,513
|
|
|
|
259,601
|
|
|
|
(60,513
|
)
|
|
|
(259,601
|
)
|
|
|
|
|
|
|
|
|
John Hancock Tax-Advantaged Global Shareholder Yield
Fund
|
|
|
|
|
|
|
|
|
|
|
11,874
|
|
|
|
83,949
|
|
|
|
(11,874
|
)
|
|
|
(83,949
|
)
|
|
|
|
|
|
|
|
|
Kayne Anderson MLP/Midstream Investment Co. (f)
|
|
|
|
|
|
|
|
|
|
|
35,848
|
|
|
|
499,363
|
|
|
|
(35,848
|
)
|
|
|
(499,363
|
)
|
|
|
|
|
|
|
|
|
Lazard Global Total Return and Income Fund, Inc. (f)
|
|
|
|
|
|
|
|
|
|
|
3,067
|
|
|
|
50,759
|
|
|
|
(3,067
|
)
|
|
|
(50,759
|
)
|
|
|
|
|
|
|
|
|
Neuberger Berman High Yield Strategies Fund, Inc.
|
|
|
|
|
|
|
|
|
|
|
2,674
|
|
|
|
33,024
|
|
|
|
(2,674
|
)
|
|
|
(33,024
|
)
|
|
|
|
|
|
|
|
|
Neuberger Berman New York Municipal Fund, Inc.
|
|
|
|
|
|
|
|
|
|
|
8,247
|
|
|
|
102,767
|
|
|
|
(8,247
|
)
|
|
|
(102,767
|
)
|
|
|
|
|
|
|
|
|
NexPoint Strategic Opportunities Fund
|
|
|
|
|
|
|
|
|
|
|
18,849
|
|
|
|
333,816
|
|
|
|
(18,849
|
)
|
|
|
(333,816
|
)
|
|
|
|
|
|
|
|
|
Nuveen AMT-Free Municipal Credit Income Fund
|
|
|
|
|
|
|
|
|
|
|
31,379
|
|
|
|
523,088
|
|
|
|
(31,379
|
)
|
|
|
(523,088
|
)
|
|
|
|
|
|
|
|
|
Nuveen AMT-Free Quality Municipal Income Fund
|
|
|
|
|
|
|
|
|
|
|
12,665
|
|
|
|
182,123
|
|
|
|
(12,665
|
)
|
|
|
(182,123
|
)
|
|
|
|
|
|
|
|
|
Nuveen Credit Strategies Income Fund (f)
|
|
|
|
|
|
|
|
|
|
|
72,350
|
|
|
|
554,925
|
|
|
|
(72,350
|
)
|
|
|
(554,925
|
)
|
|
|
|
|
|
|
|
|
Nuveen Georgia Quality Municipal Income Fund
|
|
|
|
|
|
|
|
|
|
|
17,512
|
|
|
|
220,826
|
|
|
|
(17,512
|
)
|
|
|
(220,826
|
)
|
|
|
|
|
|
|
|
|
Nuveen Intermediate Duration Quality Municipal Term Fund (f)
|
|
|
|
|
|
|
|
|
|
|
6,157
|
|
|
|
85,459
|
|
|
|
(6,157
|
)
|
|
|
(85,459
|
)
|
|
|
|
|
|
|
|
|
Nuveen Ohio Quality Municipal Income Fund
|
|
|
|
|
|
|
|
|
|
|
3,494
|
|
|
|
53,895
|
|
|
|
(3,494
|
)
|
|
|
(53,895
|
)
|
|
|
|
|
|
|
|
|
Nuveen Texas Quality Municipal Income Fund
|
|
|
|
|
|
|
|
|
|
|
955
|
|
|
|
13,685
|
|
|
|
(955
|
)
|
|
|
(13,685
|
)
|
|
|
|
|
|
|
|
|
Palmer Square Opportunistic Income Fund
|
|
|
|
|
|
|
|
|
|
|
149,699
|
|
|
|
2,767,942
|
|
|
|
(149,699
|
)
|
|
|
(2,767,942
|
)
|
|
|
|
|
|
|
|
|
PGIM Global High Yield Fund, Inc. (f)
|
|
|
|
|
|
|
|
|
|
|
75,417
|
|
|
|
1,132,763
|
|
|
|
(75,417
|
)
|
|
|
(1,132,763
|
)
|
|
|
|
|
|
|
|
|
PGIM High Yield Bond Fund, Inc. (f)
|
|
|
|
|
|
|
|
|
|
|
17,312
|
|
|
|
266,605
|
|
|
|
(17,312
|
)
|
|
|
(266,605
|
)
|
|
|
|
|
|
|
|
|
PIMCO Energy & Tactical Credit Opportunities Fund
|
|
|
|
|
|
|
|
|
|
|
40,132
|
|
|
|
662,178
|
|
|
|
(40,132
|
)
|
|
|
(662,178
|
)
|
|
|
|
|
|
|
|
|
PIMCO Flexible Credit Income Fund - Class I
|
|
|
|
|
|
|
|
|
|
|
286,063
|
|
|
|
2,789,111
|
|
|
|
(286,063
|
)
|
|
|
(2,789,111
|
)
|
|
|
|
|
|
|
|
|
Pomona Investment Fund
|
|
|
|
|
|
|
|
|
|
|
219,457
|
|
|
|
2,126,803
|
|
|
|
(219,457
|
)
|
|
|
(2,126,803
|
)
|
|
|
|
|
|
|
|
|
Putnam Municipal Opportunities Trust
|
|
|
|
|
|
|
|
|
|
|
12,370
|
|
|
|
162,666
|
|
|
|
(12,370
|
)
|
|
|
(162,666
|
)
|
|
|
|
|
|
|
|
|
Royce Micro-Cap Trust, Inc.
|
|
|
|
|
|
|
|
|
|
|
31,988
|
|
|
|
273,178
|
|
|
|
(31,988
|
)
|
|
|
(273,178
|
)
|
|
|
|
|
|
|
|
|
Source Capital, Inc.
|
|
|
|
|
|
|
|
|
|
|
8,615
|
|
|
|
333,314
|
|
|
|
(8,615
|
)
|
|
|
(333,314
|
)
|
|
|
|
|
|
|
|
|
Special Opportunities Fund, Inc. (f)
|
|
|
|
|
|
|
|
|
|
|
11,382
|
|
|
|
167,657
|
|
|
|
(11,382
|
)
|
|
|
(167,657
|
)
|
|
|
|
|
|
|
|
|
Swiss Helvetia Fund, Inc.
|
|
|
|
|
|
|
|
|
|
|
19,686
|
|
|
|
165,559
|
|
|
|
(19,686
|
)
|
|
|
(165,559
|
)
|
|
|
|
|
|
|
|
|
Templeton Global Income Fund (f)
|
|
|
|
|
|
|
|
|
|
|
88,019
|
|
|
|
539,556
|
|
|
|
(88,019
|
)
|
|
|
(539,556
|
)
|
|
|
|
|
|
|
|
|
Voya Emerging Markets High Income Dividend Equity Fund
|
|
|
|
|
|
|
|
|
|
|
5,798
|
|
|
|
46,326
|
|
|
|
(5,798
|
)
|
|
|
(46,326
|
)
|
|
|
|
|
|
|
|
|
Voya Global Equity Dividend and Premium Opportunity Fund
|
|
|
|
|
|
|
|
|
|
|
23,917
|
|
|
|
148,046
|
|
|
|
(23,917
|
)
|
|
|
(148,046
|
)
|
|
|
|
|
|
|
|
|
Voya Natural Resources Equity Income Fund
|
|
|
|
|
|
|
|
|
|
|
13,167
|
|
|
|
54,248
|
|
|
|
(13,167
|
)
|
|
|
(54,248
|
)
|
|
|
|
|
|
|
|
|
Voya Prime Rate Trust (f)
|
|
|
|
|
|
|
|
|
|
|
106,440
|
|
|
|
533,264
|
|
|
|
(106,440
|
)
|
|
|
(533,264
|
)
|
|
|
|
|
|
|
|
|
Western Asset Global High Income Fund, Inc. (f)
|
|
|
|
|
|
|
|
|
|
|
26,468
|
|
|
|
265,209
|
|
|
|
(26,468
|
)
|
|
|
(265,209
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL CLOSED-END FUNDS - (Cost $0)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
23,978,791
|
|
|
|
|
|
|
|
(23,978,791
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|