Principal Shareholders
Share Ownership of 5% or Greater Beneficial Owners
The following table sets forth information regarding the beneficial ownership of our common shares and common shares into which units in American
Homes 4 Rent, L.P., our operating partnership (OP units), may be exchangeable by each person known by us to be the beneficial owner of 5% or more of our common shares and OP units as of December 31, 2021.
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Name and Address |
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Number of Common
Shares Beneficially
Owned (1) |
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Number of Common
Shares and OP Units
Beneficially Owned (2) |
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Percentage of All
Common Shares Beneficially Owned (1) |
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Percentage of All Common Shares and OP Units
Beneficially
Owned (2) |
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The Vanguard Group (3) 100 Vanguard Blvd. Malvern, PA
19355 |
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39,871,926 |
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39,871,926 |
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11.80 |
% |
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10.24 |
% |
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BlackRock, Inc. (4) 55 East 52nd Street
New York, NY 10055 |
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23,487,597 |
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23,487,597 |
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6.95 |
% |
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6.03 |
% |
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Tamara H. Gustavson (5)(6) c/o Malibu Management
22917 Pacific Coast Highway, Suite 300 Malibu, CA 90265 |
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20,268,193 |
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20,268,193 |
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6.00 |
% |
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5.21 |
% |
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Trusts of B. Wayne Hughes (6) c/o Malibu Management 22917 Pacific Coast Highway,
Suite 300 Malibu, CA 90265 |
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17,384,496 |
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17,384,496 |
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5.14 |
% |
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4.46 |
% |
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Principal Real Estate Investors,
LLC (7) 801 Grand Ave
Des Moines, IA 50392 |
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17,493,987 |
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17,493,987 |
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5.18 |
% |
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4.49 |
% |
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HF Investments 2010, LLC
(8) c/o Malibu Management 22917 Pacific Coast Highway, Suite 300
Malibu, CA 90265 |
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6,645,581 |
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54,765,472 |
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1.97 |
% |
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14.06 |
% |
(1) Assumes a total of 337,362,716 Class A and 635,075 Class B common shares are
outstanding as of December 31, 2021. All Class B common shares are held by HF Investments 2010, LLC (HF LLC).
(2) Assumes a total of 337,997,791 common shares and 51,376,980 OP units (which OP units may be redeemed for cash or, at our option, exchanged for our Class A common shares) are outstanding as of December 31, 2021,
excluding OP units held by the company.
(3) This information is as of December 31, 2021 and is based on a Schedule
13G/A filed on February 9, 2022 by The Vanguard Group as investment advisor to report that it has shared voting power with respect to 415,354 Class A common shares, sole dispositive power with respect to 39,201,944 Class A common
shares and shared dispositive power with respect to 669,982 Class A common shares.
(4) This information is as of
December 31, 2021 and is based on a Schedule 13G/A filed on February 3, 2022 by BlackRock, Inc. to report that it has sole voting power with respect to 20,585,224 Class A common shares and sole dispositive power with respect to
23,487,597 Class A common shares.
(5) Includes 30,000 shares underlying stock options that have vested or will vest
within 60 days of December 31, 2021. Does not include any shares held by (i) HF LLC which is comprised of trusts established by B. Wayne Hughes, for certain of his heirs, including the children of Ms. Gustavson or (ii) other trusts formed
by B. Wayne Hughes for which Ms. Gustavson currently serves as trustee. These shares are reported separately in this table.
(6) Mr. Hughes, who co-founded the company with Mr. Singelyn and was Chairperson of the Board until May 2019, passed away in 2021. Prior to his passing, Mr. Hughes beneficially owned
the shares through trusts for which he was trustee. Ms. Gustavson, his daughter, is the successor trustee of these trusts. The shares will be distributed to the beneficiaries of the trusts (which do not include Ms. Gustavson) in accordance with the
terms of the trusts.
(7) This information is as of December 31, 2021 and is based on a Schedule 13G/A filed on
February 15, 2022 by Principal Real Estate Investors, LLC to report that it has shared voting power with respect to 17,493,987 Class A common shares and shared dispositive power with respect to 17,493,987 Class A common shares.
(8) HF LLC is comprised of trusts established by Mr. Hughes for certain of his heirs. Anita McIntyre, an officer of
Malibu Management, Inc., a corporation 50% owned by Ms. Gustavson, is the sole manager of HF LLC. As the sole manager of HF LLC, Ms. McIntyre has voting and dispositive power over the common shares and OP units directly owned by HF LLC and may be
deemed to have beneficial ownership over such securities. Ms. Gustavson disclaims beneficial ownership of all common shares and OP units owned by HF LLC. The HF LLC ownership interests disclaimed by Ms. Gustavson include:
(i) 6,010,506 Class A common shares;
(ii) 635,075 Class B common shares (for voting purposes, each Class B common share entitles the holder to 50 votes on all
matters on which the holders of Class A common shares are entitled to vote); and
(iii) 48,119,891 Class A
units issued by our operating partnership (Class A units).
2022 Proxy Statement | 35