UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b),

(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2

(Amendment No. 1) *

 

 

 

Yodlee, Inc.

(Name of Issuer)

 

Common Stock, $0.001 par value per share

(Title of Class of Securities)

 

98600P 20 1

(CUSIP Number)

 

December 31, 2015

(Date of Event Which Requires Filing of This Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP NO. 98600P 20 1   13 G    Page 2 of 16 Pages

 

  1   

NAMES OF REPORTING PERSONS.

 

Institutional Venture Partners XI, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a)  ¨        (b)  x (1)

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

0 shares

   6   

SHARED VOTING POWER

 

0 shares

   7   

SOLE DISPOSITIVE POWER

 

0 shares

   8   

SHARED DISPOSITIVE POWER

 

0 shares

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0 shares

10

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12

 

TYPE OF REPORTING PERSON*

 

PN

 

(1) This Schedule 13G is filed by Institutional Venture Partners XI, L.P. (“IVP XI”), Institutional Venture Management XI, LLC (“IVM XI”), Institutional Venture Partners X, L.P. (“IVP X”), Institutional Venture Management X, LLC (“IVM X”), Todd C. Chaffee (“Chaffee”), Norman A. Fogelsong (“Fogelsong”), Stephen J. Harrick (“Harrick”), J. Sanford Miller (“Miller”), Reid Dennis (“Dennis”) and Dennis B. Phelps (“Phelps” together with IVP XI, IVM XI, IVP X, IVM X, Chaffee, Fogelsong, Harrick, Miller and Dennis, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP NO. 98600P 20 1   13 G    Page 3 of 16 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

Institutional Venture Management XI, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a)  ¨        (b)  x (1)

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

0 shares

   6   

SHARED VOTING POWER

 

0 shares

   7   

SOLE DISPOSITIVE POWER

 

0 shares

   8   

SHARED DISPOSITIVE POWER

 

0 shares

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0 shares

10

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12

 

TYPE OF REPORTING PERSON*

 

OO

 

(1) This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP NO. 98600P 20 1   13 G    Page 4 of 16 Pages

 

  1   

NAMES OF REPORTING PERSONS.

 

Institutional Venture Partners X, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a)  ¨        (b)  x (1)

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

0 shares

   6   

SHARED VOTING POWER

 

0 shares

   7   

SOLE DISPOSITIVE POWER

 

0 shares

   8   

SHARED DISPOSITIVE POWER

 

0 shares

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0 shares

10

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12

 

TYPE OF REPORTING PERSON*

 

PN

 

(1) This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP NO. 98600P 20 1   13 G    Page 5 of 16 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

Institutional Venture Management X, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a)  ¨        (b)  x (1)

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

0 shares

   6   

SHARED VOTING POWER

 

0 shares

   7   

SOLE DISPOSITIVE POWER

 

0 shares

   8   

SHARED DISPOSITIVE POWER

 

0 shares

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0 shares

10

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12

 

TYPE OF REPORTING PERSON*

 

OO

 

(1) This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP NO. 98600P 20 1   13 G    Page 6 of 16 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

Todd C. Chaffee

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a)  ¨        (b)  x (1)

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

0 shares

   6   

SHARED VOTING POWER

 

0 shares

   7   

SOLE DISPOSITIVE POWER

 

0 shares

   8   

SHARED DISPOSITIVE POWER

 

0 shares

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0 shares

10

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12

 

TYPE OF REPORTING PERSON*

 

IN

 

(1) This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP NO. 98600P 20 1   13 G    Page 7 of 16 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

Norman A. Fogelsong

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a)  ¨        (b)  x (1)

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

0 shares

   6   

SHARED VOTING POWER

 

0 shares

   7   

SOLE DISPOSITIVE POWER

 

0 shares

   8   

SHARED DISPOSITIVE POWER

 

0 shares

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0 shares

10

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12

 

TYPE OF REPORTING PERSON*

 

IN

 

(1) This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP NO. 98600P 20 1   13 G    Page 8 of 16 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

Stephen J. Harrick

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a)  ¨        (b)  x (1)

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

0 shares

   6   

SHARED VOTING POWER

 

0 shares

   7   

SOLE DISPOSITIVE POWER

 

0 shares

   8   

SHARED DISPOSITIVE POWER

 

0 shares

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0 shares

10

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12

 

TYPE OF REPORTING PERSON*

 

IN

 

(1) This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP NO. 98600P 20 1   13 G    Page 9 of 16 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

J. Sanford Miller

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a)  ¨        (b)  x (1)

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

0 shares

   6   

SHARED VOTING POWER

 

0 shares

   7   

SOLE DISPOSITIVE POWER

 

0 shares

   8   

SHARED DISPOSITIVE POWER

 

0 shares

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0 shares

10

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0% (3)

12

 

TYPE OF REPORTING PERSON*

 

IN

 

(1) This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP NO. 98600P 20 1   13 G    Page 10 of 16 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

Reid Dennis

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a)  ¨        (b)  x (1)

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

0 shares

   6   

SHARED VOTING POWER

 

0 shares

   7   

SOLE DISPOSITIVE POWER

 

0 shares

   8   

SHARED DISPOSITIVE POWER

 

0 shares

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0 shares

10

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12

 

TYPE OF REPORTING PERSON*

 

IN

 

(1) This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


CUSIP NO. 98600P 20 1   13 G    Page 11 of 16 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

Dennis B. Phelps

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

(a)  ¨        (b)  ¨ (1)

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

0 shares

   6   

SHARED VOTING POWER

 

0 shares

   7   

SOLE DISPOSITIVE POWER

 

0 shares

   8   

SHARED DISPOSITIVE POWER

 

0 shares

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0 shares

10

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.0%

12

 

TYPE OF REPORTING PERSON*

 

IN

 

(1) This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


Introductory Note: This statement on Schedule 13G is filed by the Reporting Persons with the Commission in respect of shares of Common Stock, par value $0.001 per share (“Common Stock”), of Yodlee, Inc., a Delaware corporation (the “Issuer”).

Item 1

 

(a)    Name of Issuer:    Yodlee, Inc.
(b)   

Address of Issuer’s

    Principal Executive Offices:

  

3600 BRIDGE PARKWAY, SUITE 200

REDWOOD CITY CA 94065

Item 2

 

(a) Name of Reporting Persons Filing:

 

  1. Institutional Venture Partners XI, L.P. (“IVP XI”)

 

  2. Institutional Venture Management XI, LLC (“IVM XI”)

 

  3. Institutional Venture Partners X, L.P. (“IVP X”)

 

  4. Institutional Venture Management X, LLC (“IVM X”)

 

  5. Todd C. Chaffee (“Chaffee”)

 

  6. Norman A. Fogelsong (“Fogelsong”)

 

  7. Stephen J. Harrick (“Harrick”)

 

  8. J. Sanford Miller (“Miller”)

 

  9. Reid Dennis (“Dennis”)

 

  10. Dennis B. Phelps (“Phelps”)

 

(b)   Address of Principal Business Office:   

c/o Institutional Venture Partners

3000 Sand Hill Road, Building 2, Suite 250

Menlo Park, California 94025

 

(c) Citizenship:

 

  IVP XI    Delaware
  IVM XI    Delaware
  IVP X    Delaware
  IVM X    Delaware
  Chaffee    United States of America
  Fogelsong    United States of America
  Harrick    United States of America
  Miller    United States of America
  Dennis    United States of America
  Phelps    United States of America

 

(d) Title of Class of Securities: Common Stock

 

(e) CUSIP Number: 98600P 20 1

 

Item 3 Not applicable.

 

12


Item 4 Ownership.

The following information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2015:

 

Reporting Persons

   Shares Held
Directly (1)
     Sole Voting
Power (1)
     Shared
Voting
Power (1)
     Sole
Dispositive
Power (1)
     Shared
Dispositive
Power (1)
     Beneficial
Ownership (1)
     Percentage
of Class (1, 4)
 

IVP XI

     0         0         0         0         0         0         0.0

IVM XI (2)

     0         0         0         0         0         0         0.0

IVP X

     0         0         0         0         0         0         0.0

IVM X (3)

     0         0         0         0         0         0         0.0

Chaffee (2)(3)

     0         0         0         0         0         0         0.0

Fogelsong (2)(3)

     0         0         0         0         0         0         0.0

Harrick (2)(3)

     0         0         0         0         0         0         0.0

Miller (2)

     0         0         0         0         0         0         0.0

Dennis (2)(3)

     0         0         0         0         0         0         0.0

Phelps (2)(3)

     0         0         0         0         0         0         0.0

 

Item 5 Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:  x

 

Item 6 Ownership of More Than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.

Not applicable.

 

Item 8 Identification and Classification of Members of the Group.

Not applicable.

 

Item 9 Notice of Dissolution of Group.

Not applicable.

 

Item 10 Certification.

Not applicable.

 

13


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in the attached statement on Schedule 13G is true, complete and correct.

 

Dated: February 12, 2016
INSTITUTIONAL VENTURE PARTNERS XI, L.P.
By: Institutional Venture Management XI, LLC
Its: General Partner
By:  

/s/ Tracy Hogan

  Tracy Hogan, Attorney-in-Fact
INSTITUTIONAL VENTURE MANAGEMENT XI, LLC
By:  

/s/ Tracy Hogan

  Tracy Hogan, Attorney-in-Fact
INSTITUTIONAL VENTURE PARTNERS X, L.P.
By: Institutional Venture Management X, LLC
Its: General Partner
By:  

/s/ Tracy Hogan

  Tracy Hogan, Attorney-in-Fact
INSTITUTIONAL VENTURE MANAGEMENT X, LLC
By:  

/s/ Tracy Hogan

  Tracy Hogan, Attorney-in-Fact

 

/s/ Tracy Hogan

Tracy Hogan, Attorney-in-Fact for Todd C. Chaffee

/s/ Tracy Hogan

Tracy Hogan, Attorney-in-Fact for Norman A. Fogelsong

/s/ Tracy Hogan

Tracy Hogan, Attorney-in-Fact for Stephen J. Harrick

/s/ Tracy Hogan

Tracy Hogan, Attorney-in-Fact for J. Sanford Miller

/s/ Tracy Hogan

Tracy Hogan, Attorney-in-Fact for Reid Dennis

/s/ Tracy Hogan

Tracy Hogan, Attorney-in-Fact for Dennis B. Phelps

Exhibit(s):

 

A: Joint Filing Statement

 

14



CUSIP No. 98600P 20 1    13G    Exhibit 99.1

EXHIBIT A

JOINT FILING STATEMENT

We, the undersigned, hereby express our agreement that the attached statement on Schedule 13G relating to the Common Stock of Yodlee, Inc. is filed on behalf of each of us.

Dated: February 12, 2016

 

INSTITUTIONAL VENTURE PARTNERS XI, L.P.
By: Institutional Venture Management XI, LLC
Its: General Partner
By:  

/s/ Tracy Hogan

  Tracy Hogan, Attorney-in-Fact
INSTITUTIONAL VENTURE MANAGEMENT XI, LLC
By:  

/s/ Tracy Hogan

  Tracy Hogan, Attorney-in-Fact
INSTITUTIONAL VENTURE PARTNERS X, L.P.
By: Institutional Venture Management X, LLC
Its: General Partner
By:  

/s/ Tracy Hogan

  Tracy Hogan, Attorney-in-Fact
INSTITUTIONAL VENTURE MANAGEMENT X, LLC
By:  

/s/ Tracy Hogan

  Tracy Hogan, Attorney-in-Fact

 

/s/ Tracy Hogan

Tracy Hogan, Attorney-in-Fact for Todd C. Chaffee

/s/ Tracy Hogan

Tracy Hogan, Attorney-in-Fact for Norman A. Fogelsong

/s/ Tracy Hogan

Tracy Hogan, Attorney-in-Fact for Stephen J. Harrick

/s/ Tracy Hogan

Tracy Hogan, Attorney-in-Fact for J. Sanford Miller

/s/ Tracy Hogan

Tracy Hogan, Attorney-in-Fact for Reid Dennis

/s/ Tracy Hogan

Tracy Hogan, Attorney-in-Fact for Dennis B. Phelps

 

15

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