Current Report Filing (8-k)
July 08 2021 - 12:49PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (date of earliest event reported):
July 8, 2021
WHEELER REAL ESTATE INVESTMENT TRUST, INC.
(Exact name of registrant as specified in its charter)
Maryland
|
|
001-35713
|
|
45-2681082
|
(State or other jurisdiction
of incorporation or organization)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification No.)
|
2529 Virginia Beach Blvd.
Virginia Beach, VA
|
|
23452
|
(Address of principal executive offices)
|
|
(Zip code)
|
Registrant’s telephone number, including
area code: (757) 627-9088
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
|
|
|
|
|
|
¨
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
¨
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
¨
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
¨
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ¨
Securities registered pursuant to Section 12(b) of
the Act:
Title of each class
|
|
Trading Symbol(s)
|
|
Name of each exchange on which registered
|
Common Stock, $0.01 par value per share
|
|
WHLR
|
|
Nasdaq Capital Market
|
Series B Convertible Preferred Stock
|
|
WHLRP
|
|
Nasdaq Capital Market
|
Series D Cumulative Convertible Preferred Stock
|
|
WHLRD
|
|
Nasdaq Capital Market
|
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change
in Fiscal Year.
On July 8, 2021, the Board of
Directors (the “Board”) of Wheeler Real Estate Investment Trust, Inc., a Maryland corporation (the “Company”)
filed Articles Supplementary (the “Articles Supplementary”) with the Maryland State Department of Assessments and Taxation
to designate an additional 2,000,000 shares of the Company’s authorized but unissued preferred stock, without par value, as shares
of Series D Cumulative Convertible Preferred Stock, without par value per share, of the Company (the “Series D Preferred Stock”).
The Articles Supplementary became effective upon filing on July 8, 2021.
The foregoing description of the
Articles Supplementary is a summary and is qualified in its entirety by the terms of the Articles Supplementary, a copy of which is filed
as Exhibit No. 3.1 to this Current Report on Form 8-K and incorporated by reference into this Item 5.03.
Item 9.01(d) Financial Statements and Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities and
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
|
WHEELER REAL ESTATE INVESTMENT TRUST, INC.
|
|
|
|
By:
|
/s/ M. Andrew Franklin
|
|
|
Name: M. Andrew Franklin
Title: Interim Chief Executive Officer
|
Dated: July
8, 2021
3
Wheeler Real Estate Inve... (NASDAQ:WHLR)
Historical Stock Chart
From Jun 2024 to Jul 2024
Wheeler Real Estate Inve... (NASDAQ:WHLR)
Historical Stock Chart
From Jul 2023 to Jul 2024