UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-7852
Exact Name of Registrant as Specified in Charter: USAA MUTUAL FUNDS TRUST
Address of Principal Executive Offices and Zip Code: 9800 FREDERICKSBURG ROAD
SAN ANTONIO, TX 78288
Name and Address of Agent for Service: CHRISTOPHER P. LAIA
USAA MUTUAL FUNDS TRUST
9800 FREDERICKSBURG ROAD
SAN ANTONIO, TX 78288
Registrant's Telephone Number, Including Area Code: (210) 498-0226
Date of Fiscal Year End: JULY 31
|
Date of Reporting Period: OCTOBER 31, 2009
ITEM 1. SCHEDULE OF INVESTMENTS.
USAA MUTUAL FUNDS TRUST - 1ST QUARTER REPORT - PERIOD ENDED OCTOBER 31, 2009
[LOGO OF USAA}
USAA(R)
PORTFOLIO OF INVESTMENTS
1ST QUARTER
USAA MONEY MARKET FUND
OCTOBER 31, 2009
(Form N-Q)
48447-1209 (C)2009, USAA. All rights reserved.
PORTFOLIO OF INVESTMENTS
USAA MONEY MARKET FUND
October 31, 2009 (unaudited)
PORTFOLIO OF INVESTMENTS
PRINCIPAL
AMOUNT COUPON OR VALUE
(000) SECURITY DISCOUNT RATE MATURITY (000)
----------------------------------------------------------------------------------------------------
FIXED-RATE INSTRUMENTS (1.7%)
DIVERSIFIED BANKS (1.7%)
$ 20,000 Abbey National Treasury Services plc 0.19% 11/12/2009 $ 20,000
30,000 Bank of Montreal 0.19 12/09/2009 30,000
25,000 BNP Paribas 0.20 12/28/2009 25,000
25,000 Canadian Imperial Bank 0.19 11/04/2009 25,000
----------
100,000
----------
Total Fixed-Rate Instruments (cost: $100,000) 100,000
----------
COMMERCIAL PAPER (9.1%)
AIRPORT/PORT (0.3%)
7,000 San Diego County Regional Airport (LOC -
Lloyds TSB Bank plc) 0.45 12/03/2009 7,000
8,000 San Francisco City and County Airport
(LOC - State Street Bank and Trust
Co.) 0.35 11/24/2009 8,000
----------
15,000
----------
ASSET-BACKED FINANCING (0.8%)
25,495 Manhattan Asset Funding Co. (a) 0.29 12/10/2009 25,487
25,000 Victory Receivables Corp. (a),(b) 0.20 11/02/2009 25,000
----------
50,487
----------
EDUCATION (1.6%)
30,000 Board of Trustees of Michigan State
Univ. 0.55 12/03/2009 30,000
16,600 Cornell Univ. 0.25 2/04/2010 16,589
3,000 Yale Univ. 0.30 12/10/2009 2,999
28,500 Yale Univ. 0.28 1/08/2010 28,483
20,000 Yale Univ. 0.29 3/05/2010 19,980
----------
98,051
----------
ELECTRIC/GAS UTILITIES (1.1%)
26,303 Nebraska Public Power District 0.45 11/10/2009 26,300
5,000 Nebraska Public Power District 0.40 1/14/2010 4,996
10,001 Nebraska Public Power District 0.40 1/15/2010 9,993
8,842 South Carolina Public Service Auth. 0.70 11/13/2009 8,840
10,000 South Carolina Public Service Auth. 0.39 11/20/2009 9,998
7,500 South Carolina Public Service Auth. 0.35 12/11/2009 7,497
----------
67,624
----------
HOSPITAL (3.0%)
42,100 Catholic Health Initiatives 0.25 11/10/2009 42,100
45,000 Catholic Health Initiatives 0.60 12/10/2009 45,000
36,650 Catholic Health Initiatives 0.45 1/12/2010 36,650
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1 | USAA Money Market Fund
|
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PRINCIPAL
AMOUNT COUPON OR VALUE
(000) SECURITY DISCOUNT RATE MATURITY (000)
----------------------------------------------------------------------------------------------------
$ 55,000 Catholic Health Initiatives 0.35% 1/13/2010 $ 55,000
----------
178,750
----------
REAL ESTATE OPERATING COMPANIES (0.4%)
23,100 Medical Building Funding IV, LLC (LOC -
KBC Bank, N.V.) 1.00 11/05/2009 23,097
----------
SALES TAX (0.9%)
20,000 Dallas Area Rapid Transit 0.80 11/02/2009 20,000
15,000 Dallas Area Rapid Transit 0.45 12/09/2009 15,000
20,000 Dallas Area Rapid Transit 0.55 2/10/2010 20,000
----------
55,000
----------
SOFT DRINKS (1.0%)
25,000 Coca-Cola Co. (a),(b) 0.25 12/08/2009 24,994
25,000 Coca-Cola Co. (a),(b) 0.22 12/15/2009 24,993
12,800 Coca-Cola Co. (a),(b) 0.18 1/12/2010 12,795
----------
62,782
----------
Total Commercial Paper (cost: $550,791) 550,791
----------
PUT BONDS (1.0%)
OIL & GAS REFINING & MARKETING (1.0%)
60,000 IDB of the Parish of Calcasieu, Inc. (LOC
- BNP Paribas) 0.65 7/01/2026 60,000
----------
VARIABLE-RATE DEMAND NOTES (88.1%)
AGRICULTURAL PRODUCTS (0.1%)
4,170 Bybee Foods, LLC (LOC - Key Bank, N.A.) 1.55 11/01/2026 4,170
4,415 yakima County Public Corp. (LOC - Key
Bank, N.A.) 1.10 4/01/2018 4,415
----------
8,585
----------
AIRPORT SERVICES (1.0%)
4,500 Broward County (LOC - Citibank, N.A.) 0.40 4/01/2035 4,500
23,615 Holland-Sheltair Aviation Funding, LLC
(LOC - Federal Home Loan Bank of
Atlanta) 0.28 5/01/2035 23,615
14,135 Holland-Sheltair Aviation Funding, LLC
(LOC - Federal Home Loan Bank of
Atlanta) 0.28 5/01/2048 14,135
9,105 Jacksonville Economic Dev. Commission
(LOC - Federal Home Loan Bank of
Atlanta) 0.21 5/01/2035 9,105
2,790 Jacksonville Economic Dev. Commission
(LOC - Federal Home Loan Bank of
Atlanta) 0.21 5/01/2039 2,790
8,655 Metropolitan Nashville Airport Auth. (LOC
- Regions Bank) 4.77 4/01/2030 8,655
----------
62,800
----------
AIRPORT/PORT (0.9%)
4,840 Cleveland (LOC - U.S. Bank, N.A.) 0.30 1/01/2020 4,840
26,000 Cleveland (LOC - UBS A.G.) 0.30 1/01/2033 26,000
6,145 Gadsden Airport Auth. (LOC - Wachovia
Bank, N.A.) 0.35 8/01/2024 6,145
12,770 Raleigh Durham Airport Auth. (LOC -
SunTrust Bank) 0.70 5/01/2036 12,770
5,480 Tulsa Airport Improvement Trust (LOC -
JPMorgan Chase Bank, N.A.) 0.30 6/01/2023 5,480
----------
55,235
----------
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Portfolio of Investments | 2
|
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PRINCIPAL
AMOUNT COUPON OR VALUE
(000) SECURITY DISCOUNT RATE MATURITY (000)
----------------------------------------------------------------------------------------------------
ALUMINUM (0.1%)
$ 3,500 Tennessee Aluminum Processors, Inc. (LOC
- SunTrust Bank) 1.00% 5/01/2014 $ 3,500
----------
APPAREL & ACCESSORIES & LUXURY GOODS (0.1%)
7,400 Wellstone Mills, LLC (LOC - PNC Bank,
N.A.) 0.42 12/01/2024 7,400
----------
APPROPRIATED DEBT (6.3%)
60,040 Allegheny County (INS)(LIQ) 0.60 11/01/2039 60,040
24,000 Arlington County IDA (LOC - Bank of
America, N.A.) 0.32 8/01/2031 24,000
10,620 Auburn IDB (LOC - Allied Irish Banks plc) 2.75 5/01/2024 10,620
5,640 Auburn IDB (LOC - Allied Irish Banks plc) 2.75 7/01/2026 5,640
27,660 Cleveland Economic & Community Dev. (LOC
- RBS Citizens, N.A.) 0.65 12/01/2033 27,660
51,000 County & City of Denver (LIQ)(INS) 0.45 12/15/2037 51,000
50,000 County & City of Denver (LIQ)(INS) 0.55 12/15/2037 50,000
9,595 Downtown Renaissance, Inc. (LOC - RBC
Bank (USA)) 1.10 2/01/2025 9,595
17,500 Emmaus General Auth. (INS)(LIQ) 0.32 12/01/2028 17,500
60,000 New Jersey EDA (LOC - Dexia Credit Local) 0.28 3/01/2024 60,000
4,685 Opelika IDB (LOC - Regions Bank) 2.35 6/01/2023 4,685
12,000 Raleigh (LOC - Wachovia Bank, N.A.) 0.25 8/01/2034 12,000
45,680 San Jose Financing Auth. (LOC - Bank of
Nova Scotia)(NBGA) 0.25 6/01/2025 45,680
2,425 Washington County (LOC - SunTrust Bank) 0.70 12/01/2028 2,425
----------
380,845
----------
ASSET-BACKED FINANCING (6.3%)
4,460 Capital Markets Access Co., LC (LOC -
SunTrust Bank) 1.00 8/01/2020 4,460
14,805 Capital Markets Access Co., LC (LOC -
SunTrust Bank) 1.05 4/01/2033 14,805
8,290 Capital Markets Access Co., LC (LOC - RBC
Bank (USA)) 1.10 5/01/2034 8,290
11,700 Capital Markets Access Co., LC (LOC -
SunTrust Bank) 1.05 6/27/2036 11,700
44,145 Corporate Finance Managers, Inc. (LOC -
Wells Fargo Bank, N.A.) 0.30 2/02/2043 44,145
10,000 Midwestern Univ. (LOC - Royal Bank of
Canada) 0.37 4/01/2044 10,000
15,000 Minnesota Higher Education Facilities
Auth. (LOC - U.S. Bank, N.A.) 0.37 12/01/2043 15,000
25,000 New Mexico Educational Assistance
Foundation (LOC - Royal Bank of
Canada) 0.35 4/01/2036 25,000
74,000 North Texas Higher Education Auth., Inc.
(LOC - Bank of America, N.A. and
Lloyds TSB Bank plc) 0.35 6/01/2045 74,000
39,300 North Texas Higher Education Auth., Inc.
(LOC - Bank of America, N.A. and
Lloyds TSB Bank plc) 0.35 12/01/2046 39,300
105,000 Pennsylvania Higher Education Assistance
Agency (LIQ)(INS) 3.25 6/01/2025 105,000
30,000 Rhode Island Student Loan (LOC - Dexia
Credit Local) 0.55 7/01/2019 30,000
----------
381,700
----------
AUTO PARTS & EQUIPMENT (0.1%)
2,605 Dayton Wheel Concepts, Inc. (LOC -
National City Bank) 0.42 5/01/2024 2,605
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3 | USAA Money Market Fund
|
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PRINCIPAL
AMOUNT COUPON OR VALUE
(000) SECURITY DISCOUNT RATE MATURITY (000)
----------------------------------------------------------------------------------------------------
$ 5,765 Illinois Finance Auth. (LOC - Federal
Home Loan Bank of Chicago) 0.62% 7/01/2040 $ 5,765
----------
8,370
----------
AUTOMOBILE MANUFACTURERS (0.1%)
7,945 Franklin IDB (LOC - Fifth Third Bank) 1.60 4/01/2030 7,945
----------
AUTOMOTIVE RETAIL (0.1%)
6,929 Kenwood Lincoln-Mercury, Inc. (LOC -
National City Bank) 0.42 5/01/2015 6,929
----------
BIOTECHNOLOGY (0.2%)
10,925 Westgate Investment Fund, LLC (LOC -
Wells Fargo Bank, N.A.) 0.30 2/01/2012 10,925
----------
BROADCASTING (0.1%)
3,200 New Jersey EDA (LOC - JPMorgan Chase
Bank, N.A.) 0.50 10/01/2021 3,200
----------
BUILDING PRODUCTS (1.3%)
4,170 Cornell Iron Works, Inc. (LOC - Bank of
America, N.A.) 0.35 4/01/2019 4,170
2,315 Haas Door Co., Inc. (LOC - National City
Bank) 0.52 6/01/2030 2,315
13,660 Janus Investment, LLC (LOC - Regions
Bank) 3.00 8/01/2032 13,660
4,000 Manhattan IDB (LOC - Harris, N.A.) 0.40 4/01/2028 4,000
8,385 Moondance Enterprises, LP (LOC - PNC
Bank, N.A.) 0.42 11/01/2020 8,385
3,200 Pinellas County IDA (LOC - RBC Bank
(USA)) 0.69 5/01/2027 3,200
990 Schmitz Ready Mix, Inc. (LOC - U.S. Bank,
N.A.) 0.99 4/01/2046 990
27,150 Union County (LOC - SunTrust Bank) 1.05 10/01/2027 27,150
4,865 Volusia County IDA (LOC - RBC Bank (USA)) 0.72 4/01/2024 4,865
1,000 Warren County (LOC - JPMorgan Chase Bank,
N.A.) 0.63 12/01/2026 1,000
10,000 Warren County (LOC - JPMorgan Chase Bank,
N.A.) 0.39 12/01/2031 10,000
----------
79,735
----------
BUILDINGS (0.7%)
21,250 Aquarium Parking Deck, LLC (LOC - Federal
Home Loan Bank of Atlanta) 0.30 4/01/2020 21,250
8,390 Baltimore (LOC - Bank of America, N.A.) 0.28 7/01/2032 8,390
3,095 Irondale Public Building Auth. (LOC -
Allied Irish Banks plc) 2.75 10/01/2035 3,095
3,880 Miami Parking System (LOC - SunTrust
Bank) 1.10 10/01/2019 3,880
4,260 Security Partners, LP (LOC - Wells Fargo
Bank, N.A.) 0.35 3/15/2012 4,260
----------
40,875
----------
CASINOS & GAMING (1.3%)
67,000 Santa Rosa Rancheria Tachi Yokut Tribe
(LOC - JPMorgan Chase Bank, N.A.) 0.30 9/01/2019 67,000
9,000 Strategic Fund (LOC - Deutsche Bank Trust
Co.) 0.50 3/01/2039 9,000
----------
76,000
----------
COMMERCIAL PRINTING (0.2%)
3,725 Fairway, LLC (LOC - U.S. Bank, N.A.) 1.00 12/01/2023 3,725
2,615 John E. Staten Properties, Inc. (LOC -
National City Bank) 0.52 10/01/2021 2,615
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Portfolio of Investments | 4
|
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PRINCIPAL
AMOUNT COUPON OR VALUE
(000) SECURITY DISCOUNT RATE MATURITY (000)
----------------------------------------------------------------------------------------------------
$ 4,050 South Carolina Jobs EDA (LOC - Wachovia
Bank, N.A.) 0.52% 4/01/2033 $ 4,050
----------
10,390
----------
COMMODITY CHEMICALS (0.1%)
3,675 BleachTech, LLC (LOC - National City
Bank) 0.42 11/01/2035 3,675
----------
COMMUNICATIONS EQUIPMENT (0.6%)
35,500 Utah Telecommunication Open
Infrastructure Agency (LOC -
Federal Home Loan Bank of
Cincinnati) 0.70 6/01/2040 35,500
----------
COMMUNITY SERVICE (0.2%)
6,530 Miami-Dade County IDA (LOC - Regions
Bank) 1.20 5/01/2028 6,530
7,320 Toledo Lucas County Port Auth. (LOC -
Fifth Third Bank) 1.10 9/01/2019 7,320
----------
13,850
----------
CONSTRUCTION & ENGINEERING (0.4%)
15,980 Boland Holdings, LLC (LOC - PNC Bank,
N.A.) 0.42 12/01/2039 15,980
8,100 Liliha Parking Co., LP (LOC - First
Hawaiian Bank) 1.00 8/01/2024 8,100
----------
24,080
----------
CONSTRUCTION MATERIALS (0.2%)
5,230 Alabama Paper Products, LLC (LOC - RBC
Bank (USA)) 0.74 1/01/2011 5,230
3,350 DiGeronimo Aggregates, LLC (LOC -
National City Bank) 0.42 1/01/2015 3,350
2,765 Lee County IDA (LOC - SunTrust Bank) 1.75 4/01/2017 2,765
----------
11,345
----------
CONSUMER ELECTRONICS (0.0%)
2,170 Ferguson Township Industrial & Commercial
Dev. Auth. (LOC - Fulton Bank) 3.00 10/01/2021 2,170
----------
DIVERSIFIED METALS & MINING (0.1%)
2,165 Lancaster IDA (LOC - Fulton Bank) 3.00 1/01/2015 2,165
1,915 Lancaster IDA (LOC - Fulton Bank) 3.00 1/01/2027 1,915
----------
4,080
----------
DIVERSIFIED REAL ESTATE ACTIVITIES (4.9%)
9,495 2880 Stevens Creek, LLC (LOC - Bank of
the West) 0.40 11/01/2033 9,495
6,985 A & M Associates (LOC - Wells Fargo Bank,
N.A.) 0.35 3/01/2017 6,985
26,505 CHF-Elon, LLC (LOC - Regions Bank) 2.05 6/01/2035 26,505
5,275 Colonial Interstate Investments, LLC (LOC
- Regions Bank) 2.05 6/01/2032 5,275
7,109 Cornerstone Funding Corp. I (LOC -
SunTrust Bank) 4.16 1/01/2012 7,109
2,728 Cornerstone Funding Corp. I (LOC - RBS
Citizens, N.A.) 3.86 1/01/2030 2,728
8,856 Cornerstone Funding Corp. I (LOC - RBS
Citizens, N.A.) 3.86 8/01/2031 8,856
5,195 Dennis E. Eash and Florida O. Eash (LOC -
Hancock Bank) 2.00 4/01/2025 5,195
4,500 Douglas County Dev. Auth. (LOC - Wells
Fargo Bank, N.A.) 0.40 12/01/2014 4,500
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5 | USAA Money Market Fund
|
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PRINCIPAL
AMOUNT COUPON OR VALUE
(000) SECURITY DISCOUNT RATE MATURITY (000)
----------------------------------------------------------------------------------------------------
$ 2,300 Houston County IDA (LOC - Wachovia Bank,
N.A.) 0.35% 8/01/2012 $ 2,300
955 JCM Properties, LP (LOC - PNC Bank, N.A.) 0.57 4/01/2013 955
3,200 Los Lunas (LOC - Wells Fargo Bank, N.A.) 0.40 2/01/2025 3,200
4,180 New Plaza Management, LLC (LOC - U.S.
Bank, N.A.) 0.42 2/01/2024 4,180
90,485 New York City Housing Dev. Corp. (LOC -
Landesbank Hessen-Thuringen) 0.68 6/01/2039 90,485
18,105 NPJ Properties, LP (LOC - Manufacturers &
Traders Trust Co.) 0.97 2/01/2027 18,105
31,560 Paca-Pratt Associates, Inc. (LOC - 1,560
Manufacturers & Traders Trust Co.) 0.97 1/01/2038 3
4,900 Rio Bravo, LLC (LOC - Wells Fargo Bank,
N.A.) 0.40 12/01/2033 4,900
19,750 SF Tarns, LLC (LOC - Bank of America,
N.A.) 0.35 12/01/2025 19,750
5,800 Stice-Hill Holding, LC (LOC - Hancock
Bank of Louisiana) 0.95 12/01/2023 5,800
20,240 Stobro Co., LP (LOC - Fulton Bank) 3.00 1/01/2032 20,240
16,520 Woerner Holdings, Inc. (LOC - Wachovia
Bank, N.A.) 0.25 7/01/2033 16,520
----------
294,643
----------
EDUCATION (4.0%)
3,870 Allegheny County Higher Education
Building Auth. (LOC - PNC Bank,
N.A.) 0.37 3/01/2038 3,870
8,815 Calvin College (LOC - JPMorgan Chase
Bank, N.A.) 0.44 10/01/2037 8,815
6,200 Health and Educational Facilities Auth.
(LOC - Allied Irish Banks plc) 0.35 11/01/2017 6,200
9,530 Higher Education Loan Auth. (LOC - Allied
Irish Banks plc) 0.35 10/01/2033 9,530
6,600 Illinois Finance Auth. (LOC - RBS
Citizens, N.A.) 1.77 6/01/2037 6,600
13,465 Indiana Finance Auth. (LOC - Key Bank,
N.A.) 0.65 7/01/2036 13,465
1,245 Massachusetts Dev. Finance Agency (LOC -
JPMorgan Chase Bank, N.A.) 0.34 10/01/2012 1,245
5,810 Massachusetts Dev. Finance Agency
(INS)(LIQ) 1.24 7/01/2014 5,810
9,000 Massachusetts Dev. Finance Agency (LOC -
Sovereign Bank) 0.36 1/01/2037 9,000
10,000 Massachusetts Dev. Finance Agency (LOC -
RBS Citizens, N.A.) 0.80 7/01/2043 10,000
16,705 Michigan Higher Education Facilities
Auth. (LOC - Fifth Third Bank) 0.90 4/01/2032 16,705
5,215 Minnesota Higher Education Facilities
Auth. (LOC - U.S. Bank, N.A.) 0.35 4/01/2027 5,215
8,135 Oklahoma City Industrial & Cultural
Facilities Trust (LOC - Bank of
America, N.A.) 0.35 9/15/2016 8,135
6,345 Pittsburgh Technical Institute, Inc. (LOC
- Wells Fargo Bank, N.A.) 0.45 10/01/2015 6,345
3,960 Rockland County IDA (LOC - TD Bank, N.A.) 0.34 5/01/2034 3,960
6,225 San Diego County (LOC - Comerica Bank,
N.A.) 0.24 1/01/2023 6,225
3,410 Summit School (LOC - RBS Citizens, N.A.) 1.55 7/01/2027 3,410
40,290 Tompkins County IDA (LOC - HSBC Bank USA) 0.57 7/01/2026 40,290
10,970 Univ. Athletic Association, Inc. (LOC -
SunTrust Bank) 0.30 10/01/2031 10,970
48,545 Univ. of Cincinnati (LOC - Bayerische
Landesbank) 0.80 6/01/2034 48,545
15,695 Washington State Housing Finance
Commission (LOC - Bank of America,
N.A.) 0.25 7/01/2036 15,695
----------
240,030
----------
EDUCATION SERVICES (3.6%)
6,690 Berkeley Realty Co., LLC (LOC - Wachovia
Bank, N.A.) 0.35 9/01/2021 6,690
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Portfolio of Investments | 6
|
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PRINCIPAL
AMOUNT COUPON OR VALUE
(000) SECURITY DISCOUNT RATE MATURITY (000)
----------------------------------------------------------------------------------------------------
$ 5,800 California Educational Facilities Auth.
(LOC - Allied Irish Banks plc) 1.00% 12/01/2028 $ 5,800
24,060 Catholic Univ. of America (LOC - SunTrust
Bank) 1.65 4/01/2034 24,060
4,295 Clinic Building BG, LLC (LOC - U.S. Bank,
N.A.) 0.42 2/01/2033 4,295
3,915 Cornerstone Funding Corp. I (LOC -
Comerica Bank, N.A.) 3.86 11/01/2023 3,915
8,901 Cornerstone Funding Corp. I (LOC - TD
Bank, N.A.) 2.36 1/01/2025 8,901
3,255 Educational Management Corp. (LOC - Wells
Fargo Bank, N.A.) 0.40 5/01/2023 3,255
11,915 Frisch School (LOC - Banco Santander) 0.35 5/01/2036 11,915
6,800 Glendale IDA (LOC - Bank of New York
Mellon) 0.25 7/01/2035 6,800
2,015 Grove City Church of the Nazarene (LOC -
National City Bank) 0.52 2/01/2024 2,015
15,955 Indiana Educational Facilities Auth. (LOC
- RBS Citizens, N.A.) 1.15 10/01/2029 15,955
9,765 Loganville Christian Academy, Inc. (LOC -
Key Bank, N.A.) 1.00 6/01/2038 9,765
27,000 Mesivta Yeshiva Rabbi Chaim Berlin (LOC -
Allied Irish Banks plc) 1.04 11/01/2035 27,000
3,075 Praise Tabernacle Outreach & Family
Worship Center (LOC - Comerica
Bank, N.A.) 1.00 6/03/2024 3,075
6,300 Rhode Island EDC (LOC - RBS Citizens,
N.A.) 0.80 3/01/2038 6,300
10,375 Roman Catholic Diocese of Charlotte (LOC
- Wachovia Bank, N.A.) 0.25 5/01/2014 10,375
3,240 Roman Catholic Diocese of Houma-Thibodaux
(LOC - Allied Irish Banks plc) 2.74 12/01/2037 3,240
10,590 Sabri Arac (LOC - Wells Fargo Bank, N.A.) 0.30 10/01/2035 10,590
11,200 Saddleback Valley Community Church (LOC -
Federal Home Loan Bank of San
Francisco) 0.30 11/01/2038 11,200
10,895 St. James United Methodist Church (LOC -
Regions Bank) 3.00 5/01/2037 10,895
2,950 St. Louis County IDA (LOC - Fifth Third
Bank) 1.40 9/01/2038 2,950
4,910 Summit School (LOC - U.S. Bank, N.A.) 1.00 2/01/2019 4,910
5,025 Wilmington (LOC - Allied Irish Banks plc) 0.40 7/01/2031 5,025
12,520 World Wildlife Fund, Inc. (LOC - JPMorgan
Chase Bank, N.A.) 0.30 7/01/2030 12,520
5,625 Yamhill County (LOC - Bank of America,
N.A.) 0.35 10/01/2020 5,625
----------
217,071
----------
ELECTRIC UTILITIES (3.0%)
55,000 Brazos River Auth. (LOC - Citibank, N.A.) 0.32 12/01/2036 55,000
5,985 Converse County 2.05 12/01/2020 5,985
37,300 Garfield County Industrial Auth. 0.50 1/01/2025 37,300
7,700 Indiana Dev. Finance Auth. 0.47 12/01/2038 7,700
13,300 Indiana Dev. Finance Auth. 0.96 12/01/2038 13,300
29,900 Jacksonville 0.50 5/01/2029 29,900
30,000 West Jefferson IDB 0.35 6/01/2028 30,000
----------
179,185
----------
ELECTRIC/GAS UTILITIES (0.1%)
5,000 M-S-R Public Power Agency (LOC - Dexia
Credit Local) 0.70 7/01/2020 5,000
----------
ElECTRICAL COMPONENTS & EQUIPMENT (0.1%)
5,180 Albuquerque (LOC - Wells Fargo Bank,
N.A.) 0.30 8/01/2025 5,180
----------
ELECTRONIC EQUIPMENT & INSTRUMENTS (0.1%)
2,885 Putnam County IDA (LOC - RBS Citizens,
N.A.) 1.30 7/01/2032 2,885
----------
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7 | USAA Money Market Fund
|
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PRINCIPAL
AMOUNT COUPON OR VALUE
(000) SECURITY DISCOUNT RATE MATURITY (000)
----------------------------------------------------------------------------------------------------
ENVIRONMENTAL & FACILITIES SERVICES (0.2%)
$ 11,300 Miami-Dade County IDA (LOC - JPMorgan
Chase Bank, N.A.) 0.30% 9/01/2027 $ 11,300
----------
FOOD DISTRIBUTORS (0.2%)
7,655 KFDT, LP (LOC - Fifth Third Bank) 1.60 3/01/2035 7,655
3,550 REG Properties, LLC (LOC - National City
Bank) 0.42 4/01/2035 3,550
----------
11,205
----------
FOOD RETAIL (0.2%)
3,415 Food Supply, Inc. (LOC - SunTrust Bank) 1.05 5/01/2024 3,415
9,000 Saubels Market, Inc. (LOC - Fulton Bank) 3.00 5/01/2034 9,000
----------
12,415
----------
FOREST PRODUCTS (0.1%)
1,151 Chenango County IDA (LOC - Citizens Bank
of Pennsylvania) 4.75 12/01/2020 1,151
6,320 Rex Lumber, LLC (LOC - Federal Home Loan
Bank of Dallas) 0.44 2/01/2022 6,320
----------
7,471
----------
GAS UTILITIES (0.6%)
36,000 Summit Utilities, Inc. (LOC - JPMorgan
Chase Bank, N.A.) 0.75 4/01/2038 36,000
----------
GENERAL MERCHANDISE STORES (0.2%)
11,850 Marion EDA (LOC - Key Bank, N.A.) 1.55 2/01/2035 11,850
----------
GENERAL OBLIGATION (3.7%)
7,500 Bridgeview (LOC - Harris, N.A.) 0.34 12/01/2038 7,500
7,500 Bridgeview (LOC - Northern Trust Co.) 0.34 12/01/2038 7,500
9,100 Butler County (LIQ)(INS) 0.32 10/01/2017 9,100
13,115 Covington (LOC - U.S. Bank, N.A.) 1.00 12/01/2029 13,115
13,915 Fiddler's Business Improvement District
(LOC - Key Bank, N.A.) 1.25 12/01/2037 13,915
25,000 Fiddler's Business Improvement District
(LOC - Key Bank, N.A.) 0.65 12/01/2038 25,000
35,045 Michigan Charter Township of Commerce
(LOC - RBS Citizens, N.A.) 3.00 10/01/2034 35,045
4,440 Montgomery Downtown Redevelopment Auth.
(LOC - Regions Bank) 3.00 11/01/2018 4,440
12,025 Oakland County Charter Township of
Commerce (LIQ) 2.00 10/01/2018 12,025
93,700 Southern Ute Indian Tribe (a) 1.05 1/01/2027 93,700
----------
221,340
----------
HEALTH CARE EQUIPMENT (0.1%)
3,555 Rawcar Group, LLC (LOC - National City
Bank) 0.42 4/01/2036 3,555
----------
HEALTH CARE FACILITIES (8.0%)
8,550 Baptist Medical Plaza Associates (LOC -
KBC Bank, N.V.) 1.00 6/01/2017 8,550
4,000 Bayfront Regional Dev. Auth. (LOC - PNC
Bank, N.A.) 0.32 11/01/2027 4,000
13,815 Bronson Lifestyle Improvement & Research
Center (LOC - Fifth Third Bank) 1.90 9/01/2030 13,815
7,995 California Statewide Communities Dev.
Auth. (LOC - Allied Irish Banks
plc) 3.00 11/15/2042 7,995
----------------------------------------------------------------------------------------------------
Portfolio of Investments | 8
|
----------------------------------------------------------------------------------------------------
PRINCIPAL
AMOUNT COUPON OR VALUE
(000) SECURITY DISCOUNT RATE MATURITY (000)
----------------------------------------------------------------------------------------------------
$ 14,585 Chestnut Hill Benevolent Association (LOC
- TD Bank, N.A.) 0.34% 2/01/2035 $ 14,585
3,350 Christopher Place Management, LLC (LOC -
Fifth Third Bank) 2.00 5/01/2030 3,350
19,800 Cleveland-Cuyahoga County (LOC - Key
Bank, N.A.) 1.25 1/01/2037 19,800
11,000 Clinic Investment, LP (LOC - National
City Bank) 0.42 6/01/2015 11,000
3,010 Columbia County IDA (LOC - Key Bank,
N.A.) 1.65 7/01/2027 3,010
3,340 Community Behavioral Healthcare
Cooperative of Pennsylvania (LOC -
Fulton Bank) 3.00 9/01/2027 3,340
1,875 District of Columbia (LOC - Manufacturers
& Traders Trust Co.) 0.97 7/01/2032 1,875
2,440 Doctors Park, LLP (LOC - U.S. Bank, N.A.) 0.39 8/01/2047 2,440
8,300 Dome Corp. (LOC - Wachovia Bank, N.A.) 0.35 8/31/2016 8,300
4,665 Duchesne County (LOC - JPMorgan Chase
Bank, N.A.) 0.34 8/01/2024 4,665
5,005 Dunn Nursing Home, Inc. (LOC - Federal
Home Loan Bank of Atlanta) 0.44 2/01/2024 5,005
5,100 Guilford Capital, LLC (LOC - Regions
Bank) 2.05 8/01/2022 5,100
5,570 Hamot Surgery Center, LLC (LOC - PNC
Bank, N.A.) 0.42 7/01/2030 5,570
16,870 Healthcare Network Properties, LLC (LOC -
National City Bank) 0.37 1/01/2029 16,870
22,705 Healthcare Property Group, LLC (LOC -
SunTrust Bank) 1.05 12/01/2030 22,705
8,030 Heart Center Cascades (LOC - Key Bank,
N.A.) 1.55 12/01/2036 8,030
5,870 Heart Property, LLC (LOC - National City
Bank) 0.42 7/01/2026 5,870
16,855 Illinois Finance Auth. (LOC - Bank of
America, N.A.) 0.35 12/01/2034 16,855
6,940 Indiana Health and Educational Facility
Financing Auth. (LOC - Fifth Third
Bank) 1.30 9/01/2036 6,940
8,005 Jackson 2000, LLC (LOC - Key Bank, N.A.) 1.55 6/01/2049 8,005
6,160 Louisiana Public Facilities Auth. (LOC -
Capital One, N.A.) 1.75 7/01/2028 6,160
14,910 Massachusetts Dev. Finance Agency (LOC -
Sovereign Bank) 0.20 11/01/2042 14,910
3,075 MCE MOB IV, LP (LOC - National City Bank) 0.37 8/01/2022 3,075
8,050 Medical Properties Investment Co. -
Walker, LLC (LOC - Fifth Third
Bank) 1.30 11/01/2035 8,050
6,100 MediLucent MOB I, LP (LOC - National City
Bank) 0.37 8/01/2030 6,100
7,240 Medina County (LOC - RBS Citizens, N.A.) 2.35 8/01/2037 7,240
13,685 MMC Corp. (LOC - JPMorgan Chase Bank,
N.A.) 2.25 11/01/2035 13,685
14,715 New Tristate Ventures, LLC (LOC - Fifth
Third Bank) 1.30 5/01/2026 14,715
3,435 Ohio Presbyterian Retirement Services
(LOC - National City Bank) 0.42 7/01/2033 3,435
5,705 Onondaga County IDA (LOC - Key Bank,
N.A.) 1.65 1/01/2023 5,705
18,565 OSF Finance Co., LLC (LOC - National City
Bank) 0.37 12/01/2037 18,565
21,735 OSS Realty Co. (LOC - Federal Home Loan
Bank of Pittsburgh) (a) 0.32 9/01/2034 21,735
6,100 PCP Investors, LLC (LOC - Wells Fargo
Bank, N.A.) 0.30 12/01/2024 6,100
21,800 Polk County IDA (LOC - Bank of America,
N.A.) 0.35 12/01/2018 21,800
7,110 Premier Senior Living, LLC (LOC -
Wachovia Bank, N.A.) 0.59 8/01/2037 7,110
4,950 Premier Senior Living, LLC (LOC -
Wachovia Bank, N.A.) 0.59 8/01/2037 4,950
4,120 Premier Senior Living, LLC (LOC -
Wachovia Bank, N.A.) 0.59 8/01/2037 4,120
3,200 Premier Senior Living, LLC (LOC -
Wachovia Bank, N.A.) 0.59 8/01/2037 3,200
----------------------------------------------------------------------------------------------------
9 | USAA Money Market Fund
|
----------------------------------------------------------------------------------------------------
PRINCIPAL
AMOUNT COUPON OR VALUE
(000) SECURITY DISCOUNT RATE MATURITY (000)
----------------------------------------------------------------------------------------------------
$ 2,300 Premier Senior Living, LLC (LOC -
Wachovia Bank, N.A.) 0.59% 8/01/2037 $ 2,300
24,750 Premier Senior Living, LLC (LOC -
Wachovia Bank, N.A.) 0.59 8/01/2037 24,750
2,725 Premier Senior Living, LLC (LOC -
Wachovia Bank, N.A.) 0.59 8/01/2037 2,725
1,700 Premier Senior Living, LLC (LOC -
Wachovia Bank, N.A.) 0.59 8/01/2037 1,700
9,805 San Juan Regional Medical Center, Inc.
(LOC - Bank of Nova Scotia) 0.42 6/01/2037 9,805
8,685 Sumner Medical Plaza, LLC (LOC - Fifth
Third Bank) 1.60 10/01/2010 8,685
3,150 Surgery Center Financing Corp. (LOC -
National City Bank) 0.42 4/01/2020 3,150
16,405 Tack Capital Co. (LOC - Wachovia Bank,
N.A.) 0.25 6/01/2031 16,405
14,270 Trinitas Hospital (LOC - Wachovia Bank,
N.A.) 0.25 7/01/2035 14,270
1,865 United Church Homes, Inc. (LOC - Allied
Irish Banks plc) 3.00 9/01/2027 1,865
13,960 West Park Hospital Medical Facilities
Foundation (LOC - Key Bank, N.A.) 2.24 6/01/2033 13,960
3,400 Woodbury County (LOC - Wells Fargo Bank,
N.A.) 0.40 12/01/2014 3,400
----------
481,345
----------
HEALTH CARE SERVICES (0.3%)
10,045 Central Ohio Medical Textiles (LOC -
National City Bank) 0.37 3/01/2023 10,045
8,935 Kaneville Road Joint Venture (LOC -
Federal Home Loan Bank of Chicago) 0.40 11/01/2032 8,935
----------
18,980
----------
HEALTH MISCELLANEOUS (0.4%)
21,850 Everett Clinic P.S. (LOC - Bank of
America, N.A.) 0.39 5/01/2027 21,850
----------
HEAVY ELECTRICAL EQUIPMENT (0.2%)
9,570 Mississippi Business Finance Corp. (LOC -
Regions Bank) 2.25 10/01/2018 9,570
----------
HOME FURNISHINGS (0.1%)
4,940 Caddo Parish IDB (LOC - Capital One,
N.A.) 0.70 7/01/2024 4,940
1,970 Maryland EDC (LOC - Manufacturers &
Traders Trust Co.) 0.97 8/01/2016 1,970
----------
6,910
----------
HOME IMPROVEMENT RETAIL (0.3%)
8,080 Brookhaven, IDA (LOC - Capital One, N.A.) 1.24 1/01/2025 8,080
11,750 Savannah EDA (LOC - SunTrust Bank) 0.70 8/01/2025 11,750
----------
19,830
----------
HOSPITAL (7.8%)
4,125 Adventist Health System West (LOC - Wells
Fargo Bank, N.A.) 0.30 9/01/2016 4,125
2,265 Chesterfield County EDA (LIQ)(INS) 0.29 11/01/2042 2,265
3,100 Clarke County IDA (LIQ)(INS) 0.36 1/01/2030 3,100
23,220 Clinton County (LOC - Fifth Third Bank) 0.77 6/01/2032 23,220
30,950 Colorado Health Facilities Auth.
(INS)(LIQ) 0.41 5/15/2024 30,950
3,605 Fayette County (LOC - National City Bank) 0.37 8/01/2023 3,605
9,155 Floyd County (LOC - JPMorgan Chase Bank,
N.A.) 0.50 12/01/2020 9,155
----------------------------------------------------------------------------------------------------
Portfolio of Investments | 10
|
----------------------------------------------------------------------------------------------------
PRINCIPAL
AMOUNT COUPON OR VALUE
(000) SECURITY DISCOUNT RATE MATURITY (000)
----------------------------------------------------------------------------------------------------
$ 21,225 Harrison County Health Facilities Dev.
Corp. (LOC - Regions Bank) 1.20% 4/01/2026 $ 21,225
14,000 Highlands County Health Facilities Auth.
(LOC - Federal Home Loan Bank of
Atlanta) 0.21 11/15/2026 14,000
37,500 Highlands County Health Facilities Auth.
(LOC - Federal Home Loan Bank of
Atlanta) 0.21 11/15/2034 37,500
25,000 Illinois Finance Auth. (LOC - RBS
Citizens, N.A.) 0.90 4/01/2041 25,000
12,100 Indiana Health Facility Financing Auth.
(LOC - Bank of America, N.A.) 0.29 1/01/2019 12,100
29,440 Indiana Health Facility Financing Auth.
(LIQ)(INS) 1.00 3/01/2033 29,440
45,000 Indiana Health Facility Financing Auth.
(LIQ)(INS) 1.10 3/01/2033 45,000
77,055 Johnson City Health and Educational
Facilities Board (LOC - Regions
Bank) 3.10 7/01/2033 77,055
6,000 Long Beach Health Facilities 0.32 10/01/2016 6,000
20,675 Louisiana Health System (INS)(LIQ) 0.90 10/01/2022 20,675
38,550 Minnesota Agricultural and EDB (INS)(LIQ) 0.38 2/15/2017 38,550
57,000 Montgomery County (LIQ)(INS) 0.30 8/01/2047 57,000
1,920 New Hampshire Health and Education
Facilities Auth. (LOC - JPMorgan
Chase Bank, N.A.) 0.34 1/01/2030 1,920
7,400 Statewide Communities Dev. Auth.
(LIQ)(LOC - Citigroup, Inc.) (a) 0.96 7/01/2012 7,400
----------
469,285
----------
HOTELS, RESORTS, & CRUISE LINES (0.5%)
5,100 Albany-Dougherty Inner City EDA (LOC -
SunTrust Bank) 2.00 11/01/2023 5,100
7,065 Alprion, LLC (LOC - Federal Home Loan
Bank of Topeka) 0.35 10/01/2034 7,065
2,645 Connecticut Dev. Auth. (LOC - TD Bank,
N.A.) 0.34 12/01/2028 2,645
13,955 Forward Corp. (LOC - Fifth Third Bank) 1.30 12/01/2030 13,955
3,600 Massachusetts Port Auth. (LOC - Royal
Bank of Scotland plc) 0.35 3/01/2018 3,600
----------
32,365
----------
HOUSEHOLD APPLIANCES (0.2%)
14,885 Mississippi Business Finance Corp. (LOC -
Wells Fargo Bank, N.A.) 1.50 6/01/2015 14,885
----------
INDUSTRIAL MACHINERY (0.3%)
6,940 AL-FE Heat Treating, Inc. (LOC - National
City Bank) 0.42 5/01/2021 6,940
3,365 Boone County (LOC - Fifth Third Bank) 1.17 7/01/2026 3,365
5,325 Sterling Pipe & Tube, Inc. (LOC -
National City Bank) 0.42 11/01/2012 5,325
3,300 Strategic Fund Ltd. (LOC - Fifth Third
Bank) 1.17 3/01/2023 3,300
----------
18,930
----------
INTEGRATED TELECOMMUNICATION SERVICES (0.2%)
11,430 South Central Communications Corp. (LOC -
Fifth Third Bank) 1.30 4/01/2018 11,430
----------
LEISURE FACILITIES (1.7%)
6,110 Cattail Creek Country Club, Inc. (LOC -
Manufacturers & Traders Trust Co.) 0.97 3/01/2031 6,110
3,800 Healthtrack Sports & Wellness, LP (LOC -
JPMorgan Chase Bank, N.A.) 0.30 2/15/2027 3,800
6,505 Old South Country Club, Inc. (LOC -
Manufacturers & Traders Trust Co.) 0.97 12/01/2031 6,505
----------------------------------------------------------------------------------------------------
11 | USAA Money Market Fund
|
----------------------------------------------------------------------------------------------------
PRINCIPAL
AMOUNT COUPON OR VALUE
(000) SECURITY DISCOUNT RATE MATURITY (000)
----------------------------------------------------------------------------------------------------
$ 13,970 TP Racing, LLP (LOC - JPMorgan Chase
Bank, N.A.) 0.30% 6/01/2030 $ 13,970
75,000 Twins Ballpark, LLC (INS)(LIQ) (a) 1.43 10/01/2034 75,000
----------
105,385
----------
LEISURE PRODUCTS (0.4%)
9,710 Fun Entertainment, LLC (LOC - Wachovia
Bank, N.A.) 0.35 1/01/2025 9,710
6,500 Monroe County IDB (LOC - SunTrust Bank) 0.70 1/01/2021 6,500
3,190 Rhode Island Industrial Facilities Corp.
(LOC - RBS Citizens, N.A.) 0.80 2/01/2021 3,190
6,310 Robert C. Fox Jr. (LOC - Comerica Bank,
N.A.) 1.50 6/01/2033 6,310
----------
25,710
----------
LIFE & HEALTH INSURANCE (0.0%)
1,850 Ronald Ray Irrevocable Life Insurance
Trust (LOC - Federal Home Loan Bank
of Atlanta) 0.44 8/01/2022 1,850
----------
MARINE (0.1%)
7,120 Washington Economic Dev. Finance Auth.
(LOC - Key Bank, N.A.) 3.75 3/01/2037 7,120
----------
MISCELLANEOUS (0.0%)
2,150 Donaldsonville IDB (LOC - Regions Bank) 4.10 4/01/2023 2,150
----------
MULTI-UTILITIES (0.2%)
10,000 Sempra Energy ESOP & Trust (NBGA) (a) 1.55 11/01/2014 10,000
----------
MULTIFAMILY HOUSING (2.7%)
8,430 Alabama Housing Finance Auth. (LOC - U.S.
Bank, N.A.) 0.29 4/01/2037 8,430
19,975 California Statewide Communities (LOC -
Bank of America, N.A.) 0.27 4/01/2042 19,975
62,025 Housing Finance Commission (LOC - HSH
Nordbank A.G.) 0.40 3/01/2036 62,025
12,500 Independence Place Fort Campbell
Patriots, LLC (LOC - Bank of
America, N.A.) 0.35 1/01/2040 12,500
6,225 Los Angeles Community Redevelopment
Agency (LOC - Bank of America,
N.A.) 0.40 10/15/2038 6,225
9,500 Los Angeles Community Redevelopment
Agency (LOC - Bank of America,
N.A.) 0.40 10/15/2038 9,500
15,871 Massachusetts Housing Finance Agency (LOC
- JPMorgan Chase Bank, N.A.) 0.30 6/01/2037 15,871
26,670 Osprey Property Co., LLC (LOC - Wells
Fargo Bank, N.A.) 0.30 9/01/2033 26,670
3,500 Provence, LLC (LOC - Bank of America,
N.A.) 0.90 9/01/2037 3,500
----------
164,696
----------
MUNICIPAL FINANCE (0.6%)
37,805 Sunshine State Governmental Financing
Commission (LOC - Dexia Credit
Local) 0.27 7/01/2016 37,805
----------
NURSING/CCRC (2.4%)
5,000 Bucks County IDA (LOC - Citizens Bank of
Pennsylvania) 0.97 1/01/2037 5,000
4,760 Cuyahoga County (LOC - Fifth Third Bank) 1.10 11/01/2023 4,760
6,250 Erie County IDA (LOC - Sovereign Bank) 0.97 11/15/2036 6,250
25,930 Gaithersburg (LOC - KBC Bank, N.V.) 0.35 1/01/2036 25,930
8,090 Illinois Finance Auth. (LOC - Sovereign
Bank) 0.22 5/15/2031 8,090
----------------------------------------------------------------------------------------------------
Portfolio of Investments | 12
|
----------------------------------------------------------------------------------------------------
PRINCIPAL
AMOUNT COUPON OR VALUE
(000) SECURITY DISCOUNT RATE MATURITY (000)
----------------------------------------------------------------------------------------------------
$ 3,480 Indiana Finance Auth. (LOC - Federal Home
Loan Bank of Indianapolis) 0.76% 7/01/2029 $ 3,480
5,305 Lancaster County Hospital Auth. (LOC -
Allied Irish Banks plc) 0.31 7/01/2030 5,305
1,200 Lynchburg Redevelopment & Housing Auth.
(LOC - Manufacturers & Traders
Trust Co.) 0.97 12/01/2034 1,200
45,330 Moon IDA (LOC - Bank of Scotland) 0.24 7/01/2038 45,330
9,480 Multnomah County (LOC - Bank of Scotland) 1.20 10/01/2047 9,480
15,055 Nassau County IDA (LOC - Bank of America,
N.A.) 0.19 1/01/2028 15,055
1,465 Roanoke County EDA (LOC - Branch Banking
& Trust Co.) 1.49 10/01/2028 1,465
8,885 Schenectady County IDA (LOC - RBS
Citizens, N.A.) 1.55 2/01/2037 8,885
3,800 Washington State Housing Finance
Commission (LOC - Bank of America,
N.A.) 0.40 7/01/2041 3,800
----------
144,030
----------
OIL & GAS EQUIPMENT & SERVICES (0.1%)
8,140 Shipley Group, LP (LOC - RBS Citizens,
N.A.) 1.55 12/01/2016 8,140
----------
OIL & GAS REFINING & MARKETING (0.2%)
13,400 Harris County IDC 0.30 3/01/2023 13,400
----------
OTHER DIVERSIFIED FINANCIAL SERVICES (0.3%)
15,000 Mortgage Bankers Association of America
(LOC - PNC Bank, N.A.) 0.35 5/01/2038 15,000
----------
PACKAGED FOODS & MEAT (0.6%)
4,545 Brewster Dairy, Inc. (LOC - BMO Bank of
Montreal) 0.42 4/03/2023 4,545
3,115 Lancaster IDA (LOC - Fulton Bank) 3.00 6/01/2027 3,115
3,000 Las Cruces IDB (LOC - Wells Fargo Bank,
N.A.) 0.30 12/01/2018 3,000
3,040 Laurel County (LOC - Fifth Third Bank) 2.10 3/01/2015 3,040
5,775 Laurel County (LOC - Wells Fargo Bank,
N.A.) 0.40 5/01/2033 5,775
5,885 South Carolina Jobs EDA (LOC - Regions
Bank) 1.25 2/01/2016 5,885
7,610 St. Tammany Parish (LOC - Regions Bank) 2.00 7/01/2022 7,610
2,625 York (LOC - RBS Citizens, N.A.) 1.80 6/01/2019 2,625
----------
35,595
----------
PAPER PACKAGING (0.0%)
2,240 Washington Finance EDA (LOC - Wells Fargo
Bank, N.A.) 0.40 4/01/2033 2,240
----------
PAPER PRODUCTS (0.6%)
16,500 Campbell County IDA (LOC - Bank of
America, N.A.) 0.21 12/01/2019 16,500
11,100 Fayette County (LOC - Bank of America,
N.A.) 0.24 5/01/2018 11,100
5,600 Willacoochee Dev. Auth. (LOC - Federal
Home Loan Bank of Atlanta) 0.36 5/01/2021 5,600
----------
33,200
----------
REAL ESTATE DEVELOPMENT (0.2%)
14,000 Blair County IDA (LOC - PNC Bank, N.A.) 0.32 10/01/2028 14,000
----------
REAL ESTATE OPERATING COMPANIES (9.3%)
13,635 411 Seventh Avenue Associates, LP (LOC -
National City Bank) 0.42 1/01/2027 13,635
----------------------------------------------------------------------------------------------------
13 | USAA Money Market Fund
|
----------------------------------------------------------------------------------------------------
PRINCIPAL
AMOUNT COUPON OR VALUE
(000) SECURITY DISCOUNT RATE MATURITY (000)
----------------------------------------------------------------------------------------------------
$ 49,105 ABAG Finance Auth. for Nonprofit Corp.
(LIQ)(LOC - Citigroup, Inc.) (a) 1.06% 4/01/2011 $ 49,105
5,235 AIK Partners, LLC (LOC - Wachovia Bank,
N.A.) 0.42 2/01/2031 5,235
2,265 Beaver Creek Enterprises, Inc. (LOC -
National City Bank) 0.42 3/02/2020 2,265
3,320 Cain Capital Investments, LLC (LOC -
Federal Home Loan Bank of
Cincinnati) 0.69 10/01/2046 3,320
2,050 Chicago (LOC - Bank of America, N.A.) 0.34 3/01/2039 2,050
32,670 Cobb County Housing Auth. (LIQ)(LOC -
Citigroup, Inc.) (a) 1.06 6/01/2035 32,670
8,750 Cobb County Housing Auth. (LOC - Federal
Home Loan Bank of Atlanta) 0.31 10/01/2035 8,750
9,000 Contra Costa County (LOC - Bank of
America, N.A.) 0.40 4/15/2046 9,000
28,710 DeKalb County Housing Auth. (LIQ)(LOC -
Citigroup, Inc.) (a) 1.06 11/07/2012 28,710
10,500 Donegal Crossing Associates, LLC (LOC -
Federal Home Loan Bank of
Pittsburgh) 0.50 8/15/2027 10,500
7,520 East Hempfield IDA (LOC - Fulton Bank) 2.85 10/15/2026 7,520
16,800 Fairway Park Properties, LLC (LOC -
National City Bank) 0.42 10/15/2026 16,800
17,570 Florida Housing Finance Corp. (LOC - Key
Bank, N.A.) 0.75 6/15/2036 17,570
3,175 Fountains Apartments, LLC (LOC - Fifth
Third Bank) 1.35 9/01/2036 3,175
3,700 Franklin County (LOC - Fifth Third Bank) 1.17 8/01/2035 3,700
14,540 Ft. Northport, LLC (LOC - Regions Bank) 2.05 12/01/2031 14,540
1,750 Fulton County Housing Auth. (LOC -
Federal Home Loan Bank of Atlanta) 0.35 2/01/2041 1,750
4,900 H&P Holdings, LLC (LOC - RBC Bank (USA)) 0.84 7/01/2026 4,900
9,055 Harlan Dev. Co., LLC (LOC - Fifth Third
Bank) 1.30 12/01/2023 9,055
9,810 Harlan Dev. Co., LLC (LOC - Fifth Third
Bank) 1.30 12/01/2044 9,810
7,350 Harvard (LOC - Fifth Third Bank) 1.31 12/01/2025 7,350
2,355 Hickory Creek Apartments, LLC (LOC -
Fifth Third Bank) 1.35 9/01/2036 2,355
5,600 Illinois Housing Dev. Auth. (LOC - Bank
of America, N.A.) 0.36 1/01/2034 5,600
2,270 Islip IDA (LOC - Citibank, N.A.) 1.00 11/01/2020 2,270
5,750 JJB Properties, LLC (LOC - Federal Home
Loan Bank of Dallas) 1.50 1/01/2036 5,750
4,795 Jungs Station & Timberlane Village
Associates (LOC - Wachovia Bank,
N.A.) 0.35 9/01/2027 4,795
5,680 Lodge Apartments Holdings, LLC (LOC -
Wachovia Bank, N.A.) 0.35 3/01/2026 5,680
37,050 Massachusetts Dev. Finance Agency (LOC -
Bayerische Landesbank) 0.65 12/01/2040 37,050
6,505 McHenry (LOC - Fifth Third Bank) 1.21 12/01/2024 6,505
10,000 Nashville and Davidson County Health and
Educational Facilities Board (LOC -
Fifth Third Bank) 1.16 9/01/2036 10,000
9,065 Nebar Investments, LLC (LOC - Fifth Third
Bank) 1.30 7/01/2050 9,065
15,200 Net Magan, LLC (LOC - Wachovia Bank,
N.A.) 0.25 4/01/2026 15,200
9,900 New York City Housing Dev. Corp. (LOC -
Landesbank Hessen-Thuringen) 0.60 12/01/2036 9,900
10,000 New York City Housing Dev. Corp. (LOC -
RBS Citizens, N.A.) 0.80 3/01/2048 10,000
36,175 New York City Housing Dev. Corp. (LOC -
RBS Citizens, N.A.) 1.07 3/01/2048 36,175
11,625 Nick & Nat Properties, LLC (LOC - Fifth
Third Bank) 1.30 5/01/2025 11,625
5,600 Orange County Housing Finance Auth. (LOC
- Compass Bank) 0.86 1/15/2040 5,600
8,660 Orange County Housing Finance Auth. (LOC
- SunTrust Bank) 1.00 8/15/2042 8,660
----------------------------------------------------------------------------------------------------
Portfolio of Investments | 14
|
----------------------------------------------------------------------------------------------------
PRINCIPAL
AMOUNT COUPON OR VALUE
(000) SECURITY DISCOUNT RATE MATURITY (000)
----------------------------------------------------------------------------------------------------
$ 9,050 Orange County Housing Finance Auth. (LOC
- SunTrust Bank) 1.00% 8/15/2042 $ 9,050
2,970 Richfield Technology Associates, LLC (LOC
- U.S. Bank, N.A.) 0.42 4/01/2020 2,970
10,690 Sacramento County Housing Auth. (LIQ)(LOC
- Citigroup, Inc.) (a) 0.97 7/05/2017 10,690
11,500 Seattle Housing Auth. (LOC - Key Bank,
N.A.) 0.85 3/01/2039 11,500
9,535 Shepherd Capital, LLC (LOC - Wachovia
Bank, N.A.) 0.35 11/01/2052 9,535
21,760 South Carolina Jobs EDA (LOC - SunTrust
Bank) 0.70 12/01/2035 21,760
2,485 Spiller, LLC (LOC - RBC Bank (USA)) 0.74 6/01/2018 2,485
7,575 Sugar Creek Finance Co., LLC (LOC -
National City Bank) 0.42 6/01/2042 7,575
16,505 Trinity Funding, LLC (LOC - Fifth Third
Bank) 1.30 3/01/2036 16,505
2,595 Univ. Ltd. Properties, LLC (LOC - RBC
Bank (USA)) 0.74 6/01/2026 2,595
16,130 Willow Interests, LLC (LOC - Fifth Third
Bank) 1.60 4/01/2025 16,130
----------
558,435
----------
REAL ESTATE SERVICES (0.1%)
4,500 District of Columbia (LOC - SunTrust
Bank) 0.70 4/01/2024 4,500
----------
REAL ESTATE TAX/FEE (0.2%)
6,400 Jasper, Morgan, Newton, & Walton County
(LOC - Bank of America, N.A.) 0.55 12/01/2020 6,400
5,565 Michigan Strategic Fund Ltd. (LOC - Fifth
Third Bank) 0.90 8/01/2023 5,565
----------
11,965
----------
REGIONAL BANKS (0.3%)
16,760 Bhavnani, LLC (LOC - Mellon 1st Business
Bank, N.A.) 0.50 5/01/2038 16,760
----------
REITS - DIVERSIFIED (0.3%)
15,100 New York Housing Finance Agency (LOC -
Landesbank Hessen-Thuringen) 0.35 5/01/2042 15,100
----------
RESEARCH & CONSULTING SERVICES (0.5%)
28,925 Fuller Road Management Corp. (LOC - Key
Bank, N.A.) 1.25 7/01/2037 28,925
----------
SALES TAX (0.1%)
7,750 Arista Metropolitan District (LOC -
Compass Bank) 1.00 12/01/2030 7,750
----------
SINGLE FAMILY HOUSING (1.0%)
27,885 California Housing Finance Agency
(LIQ)(INS) 0.50 8/01/2022 27,885
34,750 Wisconsin Housing & EDA (LIQ)(INS) 0.50 9/01/2032 34,750
----------
62,635
----------
SOFT DRINKS (0.1%)
4,500 Blackfoot IDC (LOC - Key Bank, N.A.) 1.10 11/01/2027 4,500
----------
SOLID WASTE DISPOSAL (0.7%)
45,000 Pasco County (LIQ)(INS) 0.95 10/01/2020 45,000
----------
----------------------------------------------------------------------------------------------------
15 | USAA Money Market Fund
|
----------------------------------------------------------------------------------------------------
PRINCIPAL
AMOUNT COUPON OR VALUE
(000) SECURITY DISCOUNT RATE MATURITY (000)
----------------------------------------------------------------------------------------------------
SPECIAL ASSESSMENT/TAX/FEE (1.2%)
$ 18,000 Austin (LOC - Dexia Credit Local) 0.28% 11/15/2029 $ 18,000
9,995 Denver Urban Renewal Auth. (LOC - Compass
Bank) 0.87 9/01/2017 9,995
2,935 Lake Oswego Redevelopment Agency (LOC -
Wells Fargo Bank, N.A.) 0.40 6/01/2020 2,935
13,445 Sheridan Redevelopment Agency (LOC -
Citibank, N.A.) 1.95 12/01/2029 13,445
14,965 Timber Ridge Affordable Housing Corp.
(LOC - U.S. Bank, N.A.) 0.34 12/01/2032 14,965
15,535 Township of Derry Commercial IDA (LOC -
PNC Bank, N.A.) 0.32 11/01/2030 15,535
----------
74,875
----------
SPECIALIZED CONSUMER SERVICES (0.6%)
6,705 Chicago Enterprise Zone (LOC - RBS
Citizens, N.A.) 1.90 12/01/2032 6,705
5,199 Cornerstone Funding Corp. I (LOC -
National City Bank) 2.16 9/01/2025 5,199
23,445 Saber Management, LLC (LOC - RBS
Citizens, N.A.) 0.45 8/01/2056 23,445
----------
35,349
----------
SPECIALTY STORES (0.5%)
22,660 Cooperative District of the City of
Prattville (LOC - Regions Bank) 2.25 6/01/2026 22,660
5,995 D&H Enterprises of Ohio, LLC (LOC -
National City Bank) 0.42 12/01/2025 5,995
----------
28,655
----------
STEEL (0.7%)
7,480 Klein Steel Services, Inc. (LOC -
Manufacturers & Traders Trust Co.) 0.97 8/01/2025 7,480
3,665 Metaltec Steel Abrasive Co. (LOC -
Comerica Bank, N.A.) 0.67 11/01/2034 3,665
26,500 Millport IDA (LOC - Regions Bank) 1.25 12/01/2037 26,500
2,500 Mississippi Business Finance Corp. (LOC -
Federal Home Loan Bank of Dallas) 1.00 7/01/2020 2,500
----------
40,145
----------
TECHNOLOGY DISTRIBUTORS (0.1%)
7,905 Fresno Leasing, LLC (LOC - Manufacturers
& Traders Trust Co.) 0.97 11/17/2030 7,905
----------
TIRES & RUBBER (0.0%)
2,505 West Virginia EDA (LOC - JPMorgan Chase
Bank, N.A.) 1.40 12/01/2015 2,505
----------
TOLL ROADS (1.2%)
72,470 Triborough Bridge and Tunnel Auth. (LOC -
Bayerische Landesbank) 0.30 1/01/2032 72,470
----------
TRUCKING (0.2%)
10,630 Dayton Freight Lines, Inc. (LOC - Fifth
Third Bank) 1.30 12/01/2045 10,630
----------
WATER UTILITIES (0.6%)
13,600 Basic Water Co., LLC (LOC - U.S. Bank,
N.A.) 0.35 8/01/2024 13,600
----------
----------------------------------------------------------------------------------------------------
Portfolio of Investments | 16
|
----------------------------------------------------------------------------------------------------
PRINCIPAL
AMOUNT COUPON OR VALUE
(000) SECURITY DISCOUNT RATE MATURITY (000)
----------------------------------------------------------------------------------------------------
$ 17,650 Collier County IDA (LOC - SunTrust Bank) 0.70% 10/01/2035 $ 17,650
4,500 Union Springs Wastewater Treatment Plant,
LLC (LOC - Regions Bank) 3.80 7/01/2037 4,500
----------
35,750
----------
WATER/SEWER UTILITY (0.4%)
13,530 Hesperia Public Financing Auth. (LOC -
Bank of America, N.A.) 0.35 6/01/2026 13,530
2,969 Kern Water Bank Auth. (LOC - Wells Fargo
Bank, N.A.) 0.30 7/01/2028 2,969
7,820 Olivenhain Municipal Water District (LOC
- Bank of America, N.A.) 0.35 6/01/2022 7,820
----------
24,319
----------
Total Variable-Rate Demand Notes (cost: $5,312,138) 5,312,138
----------
TOTAL INVESTMENTS (COST: $6,022,929) $6,022,929
==========
VALUATION HIERARCHY
-------------------
($ IN 000S)
(LEVEL 1) (LEVEL 2) (LEVEL 3)
QUOTED PRICES OTHER SIGNIFICANT
IN ACTIVE SIGNIFICANT UNOBSERVABLE
MARKETS OBSERVABLE INPUTS
FOR IDENTICAL INPUTS
ASSETS TOTAL
----------------------------------------------------------------------------------------------------
MONEY MARKET INSTRUMENTS:
FIXED-RATE INSTRUMENTS $ -- $ 100,000 $ -- $ 100,000
COMMERCIAL PAPER -- 550,791 -- 550,791
PUT BONDS -- 60,000 -- 60,000
VARIABLE-RATE DEMAND NOTES -- 5,312,138 -- 5,312,138
----------------------------------------------------------------------------------------------------
TOTAL $ -- $ 6,022,929 $ -- $ 6,022,929
----------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------
17 | USAA Money Market Fund
|
NOTES TO PORTFOLIO
OF INVESTMENTS
October 31, 2009 (unaudited)
GENERAL NOTES
USAA MUTUAL FUNDS TRUST (the Trust), registered under the Investment Company Act
of 1940 (the 1940 Act), as amended, is an open-end management investment company
organized as a Delaware statutory trust consisting of 45 separate funds. The
information presented in this quarterly report pertains only to the USAA Money
Market Fund (the Fund), which is classified as diversified under the 1940 Act.
A. SECURITY VALUATION - The value of each security is determined (as of the
close of trading on the New York Stock Exchange (NYSE) on each business day the
NYSE is open) as set forth below:
1. Pursuant to Rule 2a-7 under the 1940 Act, securities in the Fund are valued
at amortized cost, which approximates market value. This method values a
security at its cost on the date of purchase and, thereafter, assumes a constant
amortization to maturity of any premiums or discounts.
2. Repurchase agreements are valued at cost, which approximates market value.
3. Securities for which amortized cost valuations are considered unreliable or
whose values have been materially affected by a significant event are valued in
good faith at fair value, using methods determined by USAA Investment Management
Company (the Manager), an affiliate of the Fund, under valuation procedures and
procedures to stabilize net asset value (NAV) approved by the Trust's Board of
Trustees.
B. FAIR VALUE MEASUREMENTS - Fair value is defined as the price that would be
received to sell an asset or paid to transfer a liability in an orderly
transaction between market participants at the measurement date. The three-level
valuation hierarchy disclosed in the portfolio of investments is based upon the
transparency of inputs to the valuation of an asset or liability as of the
measurement date. The three levels are defined as follows:
Level 1 - inputs to the valuation methodology are quoted prices (unadjusted) in
active markets for identical securities.
Level 2 - inputs to the valuation methodology are other significant observable
inputs, including quoted prices for similar securities, inputs that are
observable for the securities, either directly or indirectly, and
market-corroborated inputs such as market indices.
Level 3 - inputs to the valuation methodology are unobservable and significant
to the fair value measurement, including the Manager's own assumptions in
determining the fair value.
Notes to Portfolio of Investments | 18
The inputs or methodologies used for valuing securities are not necessarily an
indication of the risks associated with investing in those securities. For
example, money market securities are valued using amortized cost, in accordance
with rules under the 1940 Act. Generally, amortized cost approximates the
current fair value of a security, but since the value is not obtained from a
quoted price in an active market, such securities are reflected as Level 2.
C. SECURITIES PURCHASED ON A DELAYED-DELIVERY OR WHEN-ISSUED BASIS - Delivery
and payment for securities that have been purchased by the Fund on a
delayed-delivery or when-issued basis can take place a month or more after the
trade date. During the period prior to settlement, these securities do not earn
interest, are subject to market fluctuation, and may increase or decrease in
value prior to their delivery. The Fund maintains segregated assets with a
market value equal to or greater than the amount of its purchase commitments.
D. GUARANTEE PROGRAM - Subject to certain terms and conditions, the U.S.
Department of the Treasury's Temporary Guarantee Program for Money Market Funds
(the Program) provided coverage to shareholders for amounts held in
participating money market funds as of the close of business on September 19,
2008 for the term of the Program of September 19, 2008, through September 18,
2009 (Program Term). The Fund was responsible for payment of fees required to
continue its participation in the Program without regard to any waivers or
expense limitations in effect for the Fund. The participation fee for the
Program Term was 0.04% of the number of shares outstanding of the Fund as of
September 19, 2008. Effective September 18, 2009 the Program has expired.
E. SUBSEQUENT EVENTS - Subsequent events are events or transactions that occur
after the balance sheet date but before the quarterly report is issued and are
categorized as recognized or non-recognized for quarterly report purposes. The
Manager has evaluated subsequent events through December 17, 2009, the date the
quarterly report was issued, and has determined there were no events that
required recognition or disclosure in the Fund's quarterly report.
F. As of October 31, 2009, the cost of securities, for federal income tax
purposes, was approximately the same as that reported in the portfolio of
investments.
G. The portfolio of investments category percentages shown represent the
percentages of the investments to net assets, which were $6,029,829,000 at
October 31, 2009, and, in total, may not equal 100%. A category percentage of
0.0% represents less than 0.1% of net assets.
CATEGORIES AND DEFINITIONS
FIXED-RATE INSTRUMENTS - consist of municipal bonds, notes, and commercial
paper. The interest rate is constant to maturity. Prior to maturity, the market
price of a fixed-rate instrument generally varies inversely to the movement of
interest rates.
COMMERCIAL PAPER - unsecured promissory notes with maturities ranging from two
to 270 days, issued mainly by the most creditworthy corporations. Commercial
paper is usually purchased at a discount and matures at par value; however, it
may also be interest-bearing.
19 | USAA Money Market Fund
PUT BONDS - provide the right to sell the bond at face value at specific tender
dates prior to final maturity. The put feature shortens the effective maturity
of the security.
VARIABLE-RATE DEMAND NOTES (VRDNS) - provide the right to sell the security at
face value on either that day or within the rate-reset period. The interest rate
is adjusted at a stipulated daily, weekly, monthly, quarterly, or other
specified time interval to reflect current market conditions. The effective
maturity of these instruments is deemed to be less than 397 days in accordance
with detailed regulatory requirements.
PORTFOLIO ABBREVIATIONS AND DESCRIPTIONS
EDA Economic Development Authority
EDB Economic Development Board
EDC Economic Development Corp.
ESOP Employee Stock Ownership Plan
IDA Industrial Development Authority/Agency
IDB Industrial Development Board
IDC Industrial Development Corp.
REIT Real Estate Investment Trust
|
CREDIT ENHANCEMENTS - add the financial strength of the provider of the
enhancement to support the issuer's ability to repay the principal and interest
payments when due. The enhancement may be provided by a high-quality bank,
insurance company or other corporation, or a collateral trust. The enhancements
do not guarantee the values of the securities.
The Fund's investments consist of securities meeting the requirements to qualify
at the time of purchase as "eligible securities" under the Securities and
Exchange Commission (SEC) rules applicable to money market funds. With respect
to quality, eligible securities generally consist of securities rated in one of
the two highest categories for short-term securities or, if not rated, of
comparable quality at the time of purchase. The Manager also attempts to
minimize credit risk in the Fund through rigorous internal credit research.
(LOC) Principal and interest payments are guaranteed by a bank letter of
credit or other bank credit agreement.
(NBGA) Principal and interest payments or, under certain circumstances,
underlying mortgages are guaranteed by a nonbank guarantee agreement
from California State Teachers' Retirement System or Sempra Energy.
(LIQ) Liquidity enhancement that may, under certain circumstances, provide
for repayment of principal and interest upon demand from one of the
following: Bayerische Landesbank, Branch Banking & Trust Co.,
Citigroup, Inc., Comerica Bank, N.A., Dexia Credit Local, JPMorgan
Chase Bank, N.A., Key Bank, N.A., Lloyds TSB Bank plc, PNC Bank, N.A.,
State
--------------------------------------------------------------------------------
Notes to Portfolio of Investments | 20
|
--------------------------------------------------------------------------------
Street Bank and Trust Co., U.S. Bank, N.A., Wachovia Bank, N.A., Wells
Fargo Bank, N.A., or WestLB A.G.
(INS) Principal and interest payments are insured by Assured Guaranty Corp.
or Financial Security Assurance Holdings Ltd. Although bond insurance
reduces the risk of loss due to default by an issuer, such bonds remain
subject to the risk that value may fluctuate for other reasons, and
there is no assurance that the insurance company will meet its
obligations.
|
SPECIFIC NOTES
(a) Restricted security that is not registered under the Securities Act of
1933. A resale of this security in the United States may occur in an
exempt transaction to a qualified institutional buyer as defined by
Rule 144A, and as such has been deemed liquid by the Manager under
liquidity guidelines approved by the Trust's Board of Trustees, unless
otherwise noted as illiquid.
(b) Commercial paper issued in reliance on the "private placement"
exemption from registration afforded by Section 4(2) of the Securities
Act of 1933. Unless this commercial paper is subsequently registered,
a resale of this commercial paper in the United States must be
effected in a transaction exempt from registration under the Securities
Act of 1933. Section 4(2) commercial paper is normally resold to other
investors through or with the assistance of the issuer or an investment
dealer who makes a market in this security, and as such has been deemed
liquid by the Manager under liquidity guidelines approved by the
Trust's Board of Trustees, unless otherwise noted as illiquid.
Notes to Portfolio of Investments | 21
ITEM 2. CONTROLS AND PROCEDURES
The principal executive officer and principal financial officer of USAA Mutual
Funds Trust (Trust) have concluded that the Trust's disclosure controls and
procedures are sufficient to ensure that information required to be disclosed by
the Trust in this Form N-Q was recorded, processed, summarized and reported
within the time periods specified in the Securities and Exchange Commission's
rules and forms, based upon such officers' evaluation of these controls and
procedures as of a date within 90 days of the filing date of the report.
There were no significant changes or corrective actions with regard to
significant deficiencies or material weaknesses in the Trust's internal controls
or in other factors that could significantly affect the Trust's internal
controls subsequent to the date of their evaluation.
ITEM 3. EXHIBITS.
Certification pursuant to Rule 30a-2(a) under the Investment Company Act of 1940
(17 CFR 270.30a-2(a)) is filed and attached hereto as Exhibit 99.CERT.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the
Investment Company Act of 1940, the registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: USAA MUTUAL FUNDS TRUST - Period Ended October 31, 2009
By:* /s/ CHRISTOPHER P. LAIA
--------------------------------------------------------------
Signature and Title: Christopher P. Laia, Assistant Secretary
Date: 12-18-2009
-------------------------------
|
Pursuant to the requirements of the Securities Exchange Act of 1934 and the
Investment Company Act of 1940, this report has been signed below by the
following persons on behalf of the registrant and in the capacities and on the
dates indicated.
By:* /s/ CHRISTOPHER W. CLAUS
-----------------------------------------------------
Signature and Title: Christopher W. Claus, President
Date: 12-21-2009
------------------------------
By:* /s/ ROBERTO GALINDO, JR.
-----------------------------------------------------
Signature and Title: Roberto Galindo, Jr., Treasurer
Date: 12-18-2009
------------------------------
|
*PRINT THE NAME AND TITLE OF EACH SIGNING OFFICER UNDER HIS OR HER SIGNATURE.
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