- Current report filing (8-K)
November 10 2008 - 5:01PM
Edgar (US Regulatory)
Table
of Contents
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The
Securities Exchange Act of 1934
November 4,
2008
(Date of earliest event
reported)
TEAM FINANCIAL, INC.
(Exact name of registrant as
specified in its charter)
KANSAS
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000-26335
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48-1017164
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(State or other jurisdiction
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(Commission
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(I.R.S. Employer
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of
incorporation)
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File Number)
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Identification
No.)
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8 West
Peoria, Suite 200, Paola, Kansas, 66071
(Address of principal executive
offices) (Zip Code)
Registrants telephone,
including area code:
(913) 294-9667
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions:
o
Written Communications pursuant to Rule 425
under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Table of Contents
SECTION 5 CORPORATE GOVERNANCE AND
MANAGEMENT
ITEM 5.02 DEPARTURE OF
DIRECTORS OR CERTAIN OFFICERS; ELECTION
OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF
CERTAIN OFFICERS
Effective November 4, 2008, the board of
directors of Team Financial, Inc. (the Registrant), appointed Bruce R.
Vance as the permanent Chief Financial Officer of the Registrant. Vance, 51,
had served as Interim Chief Financial Officer of the Registrant since April 28,
2008.
Vance is a Certified Public
Accountant who served as the Director of Internal Audit for the Registrant from
May 2006 until his appointment as Interim Chief Financial Officer of the
Registrant in April 2008. Prior to joining the Company, Mr. Vance
spent four years as an independent financial institution consultant with Bruce
R. Vance, C.P.A., Chartered, a local firm which specialized in financial
institution consulting. Previous experience also includes fifteen years as a
federal financial institution regulator with the Office of Thrift Supervision,
four years as chief financial officer of a $110 million financial institution,
and four years in public accounting with national and regional accounting firms.
There are no family relationships between Vance and any of the Companys
directors or executive officers.
SECTION 9 FINANCIAL STATEMENTS AND
EXHIBITS
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.
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(a)
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Financial statements of businesses acquired:
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Not applicable.
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(b)
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Pro forma financial information:
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Not applicable.
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(c)
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Shell company transactions:
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Not applicable.
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(d)
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Exhibits:
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Not applicable.
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3
Table of Contents
SIGNATURE
Pursuant to the requirement of the Securities Exchange
Act of 1934, the Registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
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TEAM FINANCIAL, INC.
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By:
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/s/ Bruce R. Vance
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Bruce R. Vance,
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Chief Financial Officer
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Date: November 10, 2008
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