Current Report Filing (8-k)
January 20 2021 - 8:01AM
Edgar (US Regulatory)
0001492915
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0001492915
2021-01-19
2021-01-19
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 19, 2021
STANDARD AVB FINANCIAL CORP.
(Exact name of registrant as specified in
its charter)
Maryland
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001-34893
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27-3100949
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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2640
Monroeville Boulevard,
Monroeville, Pennsylvania, 15146
(Address of principal executive offices,
including zip code)
Registrant’s
telephone number, including area code: (412)856-0363
Not Applicable
(Former name or former address, if changed
since last report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant
to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of exchange on which registered
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Common Stock, par value $0.01 per share
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STND
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The NASDAQ Stock Market LLC
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Indicate by check mark whether the registrant is an
emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the
Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ¨
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ¨
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Item 5.07
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Submission of Matters to a Vote of Security Holders.
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A special meeting of
the stockholders of Standard AVB Financial Corp. (the “Company”), the parent holding company for Standard Bank, PaSB,
was held on January 19, 2021. The matters listed below were submitted to a vote of the stockholders through the solicitation of
proxies, and the proposals are described in detail in the Company’s Proxy Statement dated December 8, 2020.
All proposals were
approved and the final results for the matters submitted to a vote of stockholders at the special meeting are as follows:
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1.
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The proposal to approve the Agreement and Plan of Merger (the “merger agreement”),
by and among the Company, Dollar Mutual Bancorp, and Dollar Acquisition Sub, Inc., dated as of September 24, 2020:
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FOR
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AGAINST
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ABSTAIN
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BROKER
NON-VOTES
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3,615,607
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74,183
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22,045
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0
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2.
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The proposal to approve, on a non-binding, advisory basis, the compensation to be paid to the named
executive officers of the Company if the merger contemplated by the merger agreement is consummated:
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FOR
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AGAINST
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ABSTAIN
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BROKER
NON-VOTES
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3,006,218
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628,059
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77,558
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0
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On January 19, 2021,
the Company issued a press release announcing that its stockholders had approved the merger agreement at the special meeting of
stockholders. A copy of the Company’s press release dated January 19, 2021 is attached to this Report as Exhibit 99.1 and
is incorporated herein by reference.
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Item 9.01
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Financial Statements and Other Exhibits.
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SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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STANDARD AVB FINANCIAL CORP.
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(Registrant)
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Date: January 20, 2021
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By:
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/s/ Andrew W. Hasley
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Andrew W. Hasley
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President and Chief Executive Officer
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