Explanatory Note
Each Reporting Person (as defined below) was initially eligible pursuant to Section 13(d)(6)(B) and Rule 13d-1(d)
under the Securities Exchange Act of 1934, as amended (the Exchange Act), to file a report on Schedule 13G as a beneficial owner of more than five percent of Common Stock before the Issuer registered the Common Stock under
Section 12(b) of the Exchange Act on February 9, 2010 (the Registration). Each Reporting Person is filing this Schedule 13D in lieu of a report on Schedule 13G because, as a result of additional acquisitions of Common
Stock of the Issuer by the Reporting Persons following the Registration, the Reporting Persons acquired beneficial ownership of more than 2.0% of the Common Stock of the Issuer during the preceding 12-month
period.
Item 1. |
Security and Issuer |
This Schedule 13D (the Schedule 13D) is being filed to report the beneficial ownership of shares of common stock, par value $0.01 per share
(the Common Stock), of SLR Investment Corp., a Maryland corporation (the Issuer), by each of the reporting persons named in this Schedule 13D (each, individually, a Reporting Person and
collectively the Reporting Persons). The principal executive offices of the Issuer are located at 500 Park Avenue, New York, NY 10022.
Item 2. |
Identity and Background |
This Schedule 13D is being filed jointly by the following persons:
(1) Michael S. Gross, a United States citizen, is the Co-Chief Executive Officer, President and the Chairman of the
Board of Directors of the Issuer. The principal business and office address for Mr. Gross is 500 Park Avenue, New York, NY 10022.
(2) Bruce J.
Spohler, a United States citizen, is the Co-Chief Executive Officer, Chief Operating Officer and a member of the Board of Directors of the Issuer. The principal business and office address for Mr. Spohler
is 500 Park Avenue, New York, NY 10022.
(3) Solar Capital Investors, LLC (Solar Investors) is a Delaware limited liability company.
The principal business of Solar Investors is to hold investments in the securities of the Issuer. The principal business and office address for Solar Investors is 500 Park Avenue, New York, NY 10022. The controlling members of Solar Investors are
Michael S. Gross and Bruce J. Spohler.
(4) Solar Capital Investors II, LLC (Solar Investors II) is a Delaware limited liability
company. The principal business of Solar Investors II is to hold investments in the securities of the Issuer. The principal business and office address for Solar Investors II is 500 Park Avenue, New York, NY 10022. The controlling members of Solar
Investors II are Michael S. Gross and Bruce J. Spohler.
(5) Solar Senior Capital Investors, LLC (Solar Senior Investors) is a Delaware
limited liability company. The principal business of Solar Senior Investors is to hold investments in the securities of the Issuer. The principal business and office address for Solar Senior Investors is 500 Park Avenue, New York, NY 10022. The
controlling members of Solar Senior Investors are Michael S. Gross and Bruce J. Spohler.
(6) SLR Capital Management, LLC (SLR
Management) is a Delaware limited liability company. The principal business of SLR Management is to provide office facilities and administrative services to the Issuer and certain other entities. The principal business and office address
for SLR Management is 500 Park Avenue, New York, NY 10022. The controlling members of SLR Management are Michael S. Gross and Bruce J. Spohler.