- Amended Statement of Ownership (SC 13G/A)
February 17 2010 - 6:07AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G/A
Under
the Securities Exchange Act of 1934
(Amendment
No. 7)*
STEC,
Inc.
(Name
of Issuer)
Common
Stock, $0.001 par value per share
(Title
of Class of Securities)
December
31, 2009
(Date
of Event Which Requires Filing of this Statement)
Check the
following box to designate the rule pursuant to which the Schedule is
filed:
¨
Rule
13d-1(b)
¨
Rule
13d-1(c)
x
Rule
13d-1(d)
*
|
|
The
remainder of this cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover
page.
|
The
information required on the remainder of this cover page shall not be deemed to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the
Notes).
|
|
|
|
|
1
|
|
NAMES
OF REPORTING PERSONS
|
|
|
|
|
|
|
|
Mike
Moshayedi
|
|
|
2
|
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (
See
Instructions)
|
|
|
|
|
(a)
¨
|
|
|
|
|
(b)
¨
|
|
|
3
|
|
SEC
USE ONLY
|
|
|
|
|
|
|
|
4
|
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
|
|
|
|
|
|
|
United
States
|
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
5 SOLE
VOTING POWER
|
|
|
|
0
|
|
6 SHARED
VOTING POWER
|
|
|
|
3,000,050
(1)
|
|
7 SOLE
DISPOSITIVE POWER
|
|
|
|
0
|
|
8 SHARED
DISPOSITIVE POWER
|
|
|
|
3,000,050
(1)
|
9
|
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
|
|
|
3,000,050
(1)
|
|
|
10
|
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (
See
Instructions)
|
|
x
|
|
|
|
|
|
See
note 1 below.
|
|
|
11
|
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
|
|
|
|
5.96%*
|
|
|
12
|
|
TYPE
OF REPORTING PERSON (
See
Instructions)
|
|
|
|
|
|
|
|
IN
|
|
|
|
|
|
|
|
1
|
|
NAMES
OF REPORTING PERSONS
|
|
|
|
|
|
|
|
Parto
Moshayedi
|
|
|
2
|
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (
See
Instructions)
|
|
|
|
|
(a)
¨
|
|
|
|
|
(b)
¨
|
|
|
3
|
|
SEC
USE ONLY
|
|
|
|
|
|
|
|
4
|
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
|
|
|
|
|
|
|
United
States
|
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
5 SOLE
VOTING POWER
|
|
|
|
0
|
|
6 SHARED
VOTING POWER
|
|
|
|
3,000,050
(2)
|
|
7 SOLE
DISPOSITIVE POWER
|
|
|
|
0
|
|
8 SHARED
DISPOSITIVE POWER
|
|
|
|
3,000,050
(2)
|
9
|
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
|
|
|
3,000,050
(2)
|
|
|
10
|
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (
See
Instructions)
|
|
x
|
|
|
|
|
|
See
note 2 below.
|
|
|
11
|
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
|
|
|
|
5.96%*
|
|
|
12
|
|
TYPE
OF REPORTING PERSON (
See
Instructions)
|
|
|
|
|
|
|
|
IN
|
|
|
|
|
|
|
|
1
|
|
NAMES
OF REPORTING PERSONS
|
|
|
|
|
|
|
|
M.
and P. Moshayedi Revocable Trust, dated 12/30/96
|
|
|
2
|
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (
See
Instructions)
|
|
|
|
|
(a)
¨
|
|
|
|
|
(b)
¨
|
|
|
3
|
|
SEC
USE ONLY
|
|
|
|
|
|
|
|
4
|
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
|
|
|
|
|
|
|
California
|
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
5 SOLE
VOTING POWER
|
|
|
|
3,000,050
|
|
6 SHARED
VOTING POWER
|
|
|
|
0
|
|
7 SOLE
DISPOSITIVE POWER
|
|
|
|
3,000,050
|
|
8 SHARED
DISPOSITIVE POWER
|
|
|
|
0
|
9
|
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
|
|
|
3,000,050
|
|
|
10
|
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (
See
Instructions)
|
|
¨
|
|
|
|
|
|
Not
Applicable.
|
|
|
11
|
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
|
|
|
|
5.96%*
|
|
|
12
|
|
TYPE
OF REPORTING PERSON (
See
Instructions)
|
|
|
|
|
|
|
|
OO
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item 1
|
|
(a)
|
|
Name
of Issuer:
|
|
|
|
|
|
|
|
|
STEC,
Inc.
|
|
|
|
|
|
|
|
|
|
Item
1
|
|
(b)
|
|
Address
of Issuer’s Principal Executive Offices:
|
|
|
|
|
|
|
|
|
3001
Daimler Street
Santa
Ana, California 92705-5812
|
|
|
|
|
|
|
|
|
|
Item
2
|
|
(a)
|
|
Name
of Person Filing:
|
|
|
|
|
|
|
|
|
Mike
Moshayedi
Parto
Moshayedi
M.
and P. Moshayedi Revocable Trust, dated 12/30/96
|
|
|
|
|
|
|
|
|
|
Item
2
|
|
(b)
|
|
Address
of Principal Business Offices or, if none, Residence:
|
|
|
|
|
|
|
|
|
17
Vista Luci
Newport
Coast, California 92657
|
|
|
|
|
|
|
|
|
|
Item
2
|
|
(c)
|
|
Citizenship
|
|
|
|
|
|
|
|
|
Mike
Moshayedi – United States
Parto
Moshayedi – United States
M.
and P. Moshayedi Revocable Trust, dated 12/30/96 –
California
|
|
|
|
|
|
|
|
|
|
Item
2
|
|
(d)
|
|
Title
of Class of Securities:
|
|
|
|
|
|
|
|
|
Common
Stock, $0.001 par value per share
|
|
|
|
|
|
|
|
|
|
Item
2
|
|
(e)
|
|
CUSIP
Number:
|
|
|
|
|
|
|
|
|
784774
10 1
|
|
|
|
|
|
|
Item 3.
|
|
If
this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check
whether the person filing is a:
|
|
|
Not
Applicable.
|
|
|
Item 4.
|
|
Ownership.
|
|
|
(a)
|
|
Amount
Beneficially Owned:
|
|
|
|
|
|
|
|
Mike
Moshayedi (1) – 3,000,050
Parto
Moshayedi (2) – 3,000,050
M.
and P. Moshayedi Revocable Trust, dated 12/30/96 –
3,000,050
|
|
|
|
|
|
(b)
|
|
Percent
of Class: %
|
|
|
|
|
|
|
|
Mike
Moshayedi (1) – 5.96%*
Parto
Moshayedi (2) – 5.96%*
M.
and P. Moshayedi Revocable Trust, dated 12/30/96 –
5.96%*
|
|
|
|
|
|
(c)
|
|
Number
of shares as to which such person has:
|
|
|
|
|
|
|
|
|
(i)
|
|
sole
power to vote or to direct the vote:
|
|
|
|
|
|
|
|
|
|
|
Mike
Moshayedi – 0
Parto
Moshayedi – 0
M.
and P. Moshayedi Revocable Trust, dated 12/30/96 –
3,000,050
|
|
|
|
|
|
|
|
|
(ii)
|
|
shared
power to vote or to direct the vote:
|
|
|
|
|
|
|
|
|
|
|
Mike
Moshayedi (1) – 3,000,050
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Parto
Moshayedi (2) – 3,000,050
M.
and P. Moshayedi Revocable Trust, dated 12/30/96 - 0
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(iii)
|
|
sole
power to dispose or to direct the disposition of:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Mike
Moshayedi – 0
Parto
Moshayedi – 0
M.
and P. Moshayedi Revocable Trust, dated 12/30/96 –
3,000,050
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(iv)
|
|
shared
power to dispose or to direct the disposition of:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Mike
Moshayedi (1) – 3,000,050
Parto
Moshayedi (2) – 3,000,050
M.
and P. Moshayedi Revocable Trust, dated 12/30/96 - 0
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
5.
|
|
Ownership
of Five Percent or Less of a Class.
|
|
|
|
|
|
|
|
Not
Applicable.
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
6.
|
|
Ownership
of More than Five Percent on Behalf of Another Person.
|
|
|
|
|
|
Not
Applicable.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
7.
|
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being
Reported on by the Parent Holding Company.
|
|
|
|
|
|
|
|
|
|
|
|
Not
Applicable.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
8.
|
|
Identification
and Classification of Members of the Group.
|
|
|
|
|
|
Not
Applicable.
|
|
|
|
|
|
|
|
|
|
|
Item
9.
|
|
Notice
of Dissolution of Group.
|
|
|
|
|
|
Not
Applicable.
|
|
|
|
|
|
|
|
|
|
|
Item
10.
|
|
Certification.
|
|
|
|
|
|
Not
Applicable.
|
|
|
|
*
|
Calculated
based on 50,256,883 shares of the Issuer’s common stock outstanding as of
September 30, 2009.
|
|
|
|
(1)
|
Included
in the number of shares Mike Moshayedi beneficially owns are 3,000,050
shares held by Mike Moshayedi & Parto Moshayedi, as trustees for the
M. and P. Moshayedi Revocable Trust, dated 12/30/96 for the benefit of
Mike and Parto Moshayedi’s family. Mike Moshayedi has shared
voting and dispositive power with respect to the shares held by the M. and
P. Moshayedi Revocable Trust. Mike Moshayedi has no power to vote or
direct the vote or dispose or direct the disposition of any shares of
common stock held by his spouse. Mike Moshayedi disclaims beneficial
ownership, except to the extent of his pecuniary interest therein, if any,
of the shares held by the M. and P. Moshayedi Revocable Trust and his
spouse and the filing of this Schedule 13G/A shall not be construed as an
admission that Mike Moshayedi is, for purposes of Section 13(d) or 13(g)
of the Act the beneficial owner of such shares.
|
(2)
|
Included
in the number of shares Parto Moshayedi beneficially owns are 3,000,050
shares held by Mike Moshayedi & Parto Moshayedi, as trustees for the
M. and P. Moshayedi Revocable Trust, dated 12/30/96 for the benefit of
Mike and Parto Moshayedi’s family. Parto Moshayedi has shared voting and
dispositive power with respect to the shares held by the M. and P.
Moshayedi Revocable Trust. Parto Moshayedi has no power to vote or direct
the vote or dispose or direct the disposition of any shares of common
stock held by her spouse. Parto Moshayedi disclaims beneficial ownership,
except to the extent of her pecuniary interest therein, if any, of the
shares held by the M. and P. Moshayedi Revocable Trust and her spouse and
the filing of this Schedule 13G/A shall not be construed as an admission
that Parto Moshayedi is, for purposes of Section 13(d) or 13(g) of the Act
the beneficial owner of such
shares.
|
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
|
|
|
|
|
Date:
|
|
|
|
|
|
Mike
Moshayedi
|
|
|
|
|
|
Parto
Moshayedi
|
|
|
|
M.
AND P. MOSHAYEDI REVOCABLE TRUST, DATED 12/30/96
|
|
|
|
|
|
Mike
Moshayedi, Co-Trustee
|
|
|
|
|
|
Parto
Moshayedi, Co-Trustee
|
EXHIBIT
A
AGREEMENT
FOR JOINT FILING OF SCHEDULE 13G/A
The
undersigned and each other person executing this joint filing agreement (the
“Agreement’) agree as follows:
(1) The
undersigned and each other person executing this Agreement are individually
eligible to use the Schedule 13G/A to which this Exhibit is attached and such
Schedule 13G/A is filed on behalf of the undersigned and each other person
executing this Agreement; and
(2) The
undersigned and each other person executing this Agreement are responsible for
the timely filing of such Schedule 13G/A and any amendments thereto, and for the
completeness and accuracy of the information concerning such person contained
therein; but none of the undersigned or any other person executing this
Agreement is responsible for the completeness or accuracy of the information
concerning any other persons making the filing, unless such person knows or has
reason to believe that such information is inaccurate.
This
Agreement may be executed in any number of counterparts, each of which shall be
deemed to be an original, but all of which, taken together, shall constitute one
and the same instrument.
|
|
|
|
|
|
|
Date:
February 16, 2010
|
|
|
|
Signature:
|
|
|
|
|
|
|
Name:
|
|
Mike
Moshayedi
|
|
|
|
|
|
|
|
|
Signature:
|
|
|
|
|
|
|
Name:
|
|
Parto
Moshayedi
|
|
|
|
|
|
|
|
M.
AND P. MOSHAYEDI REVOCABLE TRUST, DATED 12/30/96
|
|
|
|
|
|
|
|
|
Signature:
|
|
|
|
|
|
|
Name:
|
|
Mike
Moshayedi
|
|
|
|
|
Title:
|
|
Co-Trustee
|
|
|
|
|
|
|
|
|
Signature:
|
|
|
|
|
|
|
Name:
|
|
Parto
Moshayedi
|
|
|
|
|
Title:
|
|
Co-Trustee
|
Simpletech (NASDAQ:STEC)
Historical Stock Chart
From Jun 2024 to Jul 2024
Simpletech (NASDAQ:STEC)
Historical Stock Chart
From Jul 2023 to Jul 2024