Statement of Changes in Beneficial Ownership (4)
June 23 2021 - 6:36PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Maverick Capital Ventures, LLC |
2. Issuer Name and Ticker or Trading Symbol
Seer, Inc.
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SEER
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O MAVERICK CAPITAL, LTD., 1900 N. PEARL STREET, 20TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/17/2021 |
(Street)
DALLAS, TX 75201
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options (right to buy) | $33.74 | 6/17/2021 | | A | | 15000 | | (1) | 6/17/2031 | Class A Common Stock | 15000 | $0 | 15000 | I | See footnote (2) |
Explanation of Responses: |
(1) | Shares subject to the stock options vest on the earlier of (i) June 17, 2021 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders. |
(2) | The stock options reported on this Form 4 were awarded to David Singer, in connection with his membership on the board of directors of the Issuer. Mr. Singer and Lee S. Ainslie III are Managing Partners of Maverick Capital Ventures, LLC ("Maverick Ventures"), the general partner of Maverick Ventures Investment Fund, L.P. and Maverick Advisors Fund, L.P. Pursuant to the policies of Maverick Ventures, Mr. Singer holds the reported stock options for the benefit of clients of Maverick Capital, Ltd. and its affiliates. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer except to the extent of any pecuniary interest therein. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Maverick Capital Ventures, LLC C/O MAVERICK CAPITAL, LTD. 1900 N. PEARL STREET, 20TH FLOOR DALLAS, TX 75201 | X |
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Maverick Ventures Investment Fund, L.P. C/O MAVERICK CAPITAL, LTD. 1900 N. PEARL STREET, 20TH FLOOR DALLAS, TX 75201 | X |
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Maverick Advisors Fund, L.P. C/O MAVERICK CAPITAL, LTD. 1900 N. PEARL STREET, 20TH FLOOR DALLAS, TX 75201 | X |
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AINSLIE LEE S III C/O MAVERICK CAPITAL, LTD. 1900 N. PEARL STREET, 20TH FLOOR DALLAS, TX 75201 | X |
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Signatures
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/s/ Mark Gurevich, by power of attorney for Lee S. Ainslie, III, a Managing Partner of Maverick Capital Ventures, LLC | | 6/23/2021 |
**Signature of Reporting Person | Date |
/s/ Mark Gurevich, by power of attorney for Lee S. Ainslie, III, a Managing Partner of Maverick Capital Ventures, LLC, the general partner of Maverick Ventures Investment Fund, L.P. | | 6/23/2021 |
**Signature of Reporting Person | Date |
/s/ Mark Gurevich, by power of attorney for Lee S. Ainslie, III, a Managing Partner of Maverick Capital Ventures, LLC, the general partner of Maverick Advisors Fund, L.P. | | 6/23/2021 |
**Signature of Reporting Person | Date |
/s/ Mark Gurevich, by power of attorney for Lee S. Ainslie, III | | 6/23/2021 |
**Signature of Reporting Person | Date |
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