Current Report Filing (8-k)
April 20 2023 - 10:52AM
Edgar (US Regulatory)
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2023-04-19
2023-04-19
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UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported) April 20, 2023 (April 19, 2023)
SB FINANCIAL GROUP, INC
(Exact
name of registrant as specified in its charter)
Ohio |
|
0-13507 |
|
34-1395608 |
(State
or other jurisdiction
of incorporation) |
|
(Commission File
Number) |
|
(IRS
Employer
Identification No.) |
401 Clinton Street, Defiance, OH |
|
43512 |
(Address
of principal executive offices) |
|
(Zip
Code) |
Registrant’s
telephone number, including area code (419) 783-8950
|
Not
Applicable | |
|
(Former
name or former address, if changed since last report.) | |
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting
material pursuant to Rule 1 4a- 12 under the Exchange Act (17 CFR 240.1 4a- 12) |
☐ | Pre-commencement
communications pursuant to Rule 1 4d-2(b) under the Exchange Act (17 CFR 240.1 4d-2(b)) |
☐ | Pre-commencement
communications pursuant to Rule 1 3e-4(c) under the Exchange Act (17 CFR 240.1 3e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
symbol(s) |
|
Name
of each exchange on which registered |
Common Shares, No Par Value 6,942,634 Outstanding at April 20, 2023 |
|
SBFG |
|
The NASDAQ Stock Market, LLC (NASDAQ Capital
Market) |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
7.01. Regulation FD Disclosure.
The
management of SB Financial Group, Inc. (the “Company”) will make a presentation at the Company’s Annual Meeting of
Shareholders on April 19, 2023. The slides that will accompany the presentation are furnished in this Current Report on Form 8-K, pursuant
to this Item 7.01, as Exhibit 99.1, and are incorporated herein by reference.
The
information in this Item 7.01, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed to be “filed”
for purposes of Section 18 of the Exchange Act or otherwise subject to the liabilities of that Section, nor shall such information be
deemed to be incorporated by reference in any registration statement or other document filed under the Securities Act or the Exchange
Act, except as otherwise stated in such filing.
Item
9.01. Financial Statements and Exhibits.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
SB FINANCIAL GROUP, INC. |
|
|
Dated: April 20, 2023 |
By: |
/s/ Anthony V. Cosentino |
|
|
Anthony V. Cosentino |
|
|
Executive Vice President and Chief Financial Officer |
INDEX
TO EXHIBITS
Current
Report on Form 8-K
Dated
April 20, 2023
SB
Financial Group, Inc.
-3-
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