Rio Vista Energy Partners Lp - Amended Statement of Ownership (SC 13G/A)
February 14 2008 - 1:58PM
Edgar (US Regulatory)
|
|
|
|
OMB APPROVAL
|
|
|
OMB Number: 3235-0145
|
|
|
Expires: February 28, 2009
|
|
|
Estimated average burden hours per response...10.4
|
|
|
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 6)*
RIO VISTA ENERGY PARTNERS L.P.
(Name of Issuer)
Common Units
(Title of Class of Securities)
767271109
(CUSIP Number)
December 31, 2007
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
þ
Rule 13d-1(b)
o
Rule 13d-1(c)
o
Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
|
|
|
|
|
1
|
|
NAMES OF REPORTING PERSONS
Swank Capital, LLC
|
|
|
|
|
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a)
o
|
|
(b)
o
|
|
|
|
3
|
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
Texas
|
|
|
|
|
|
5
|
|
SOLE VOTING POWER
|
|
|
|
NUMBER OF
|
|
405,486
|
|
|
|
|
SHARES
|
6
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
|
|
OWNED BY
|
|
0
|
|
|
|
|
EACH
|
7
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
|
|
|
PERSON
|
|
405,486
|
|
|
|
|
WITH:
|
8
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
0
|
|
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
405,486
|
|
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
o
|
|
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
16.3%**
|
|
|
|
12
|
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
CO
|
** SEE ITEM 4(b).
2
|
|
|
|
|
|
1
|
|
NAMES OF REPORTING PERSONS
Swank Energy Income Advisors, LP
|
|
|
|
|
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a)
o
|
|
(b)
o
|
|
|
|
3
|
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
Texas
|
|
|
|
|
|
5
|
|
SOLE VOTING POWER
|
|
|
|
NUMBER OF
|
|
0
|
|
|
|
|
SHARES
|
6
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
|
|
OWNED BY
|
|
405,486
|
|
|
|
|
EACH
|
7
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
|
|
|
PERSON
|
|
0
|
|
|
|
|
WITH:
|
8
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
405,486
|
|
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
405,486
|
|
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
o
|
|
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
16.3%**
|
|
|
|
12
|
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
PN
|
** SEE ITEM 4(b).
3
|
|
|
|
|
|
1
|
|
NAMES OF REPORTING PERSONS
Jerry V. Swank
|
|
|
|
|
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a)
o
|
|
(b)
o
|
|
|
|
3
|
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
U.S. Citizen
|
|
|
|
|
|
5
|
|
SOLE VOTING POWER
|
|
|
|
NUMBER OF
|
|
406,161
|
|
|
|
|
SHARES
|
6
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
|
|
OWNED BY
|
|
0
|
|
|
|
|
EACH
|
7
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
|
|
|
PERSON
|
|
406,161
|
|
|
|
|
WITH:
|
8
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
0
|
|
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
406,161
|
|
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
o
|
|
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
16.3%**
|
|
|
|
12
|
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
IN
|
** SEE ITEM 4(b).
5
SCHEDULE 13G/A
This Amendment No. 6 (Amendment) to Schedule 13G is being filed on behalf of Swank Capital,
LLC, a Texas limited liability company (Swank Capital), Swank Energy Income Advisors, LP, a Texas
limited partnership (Swank Income Advisors), and Mr. Jerry V. Swank, the principal of Swank
Capital and Swank Income Advisors, relating to common units representing limited partner interests
(the Common Units) of Rio Vista Energy Partners L.P., a Delaware limited partnership (the
Issuer).
This
Amendment relates to Common Units purchased by Swank Income Advisors
through an account it manages (the Fund). Swank Income
Advisors serves as the investment advisor to the Fund and may direct the vote and
disposition of the Common Units held by the Fund. Swank Capital as the general partner
of Swank Income Advisors may direct Swank Income Advisors to direct the vote and disposition of the
Common Units held by the Fund. As the principal of Swank Capital, Mr. Swank, may
direct the vote and disposition of the Common Units held by the Fund, and may direct
the vote and disposition of the Common Units held by him in a personal account.
This Amendment is being filed to amend and restate Items 2(a), 2(c) and 4 as follows:
|
|
|
Item 2(a)
|
|
Name of Person Filing.
|
|
Swank Capital, LLC, Swank Energy Income Advisors, LP, and Mr. Jerry V. Swank.
|
|
|
|
Item 2(c)
|
|
Citizenship or Place of Organization.
|
|
Swank Capital, LLC is a limited liability company organized under the laws of the State of Texas. Swank Energy Income Advisors,
LP is a limited partnership organized under the laws of the State of Texas. Mr. Swank is a United States citizen.
|
|
|
|
|
|
Item 4
|
|
Ownership
.
|
|
|
|
|
|
|
|
Item 4 is hereby amended and restated as follows:
|
|
|
|
|
|
|
|
(a)
|
|
Swank Capital and Swank Income Advisors
may be deemed the beneficial owners of 405,486 Common Units. Mr. Swank may be
deemed the beneficial owner of 406,161 Common Units.
|
|
|
|
|
|
|
|
(b)
|
|
Swank Capital and Swank Income Advisors
may be deemed the beneficial owners of 16.3% of the outstanding Common Units.
Mr. Swank may be deemed the beneficial owner of 16.3% of the outstanding Common
Units. These percentages are determined by dividing 405,486 and 406,161,
respectively, by 2,429,206, the number of Common Units issued and outstanding,
calculated as the sum of (i) 1,935,656 Common Units issued and outstanding as
of November 9, 2007 according to the Issuers Form 10-Q filed with the
Securities and Exchange Commission on November 19, 2007,
(ii) 137,994 Common Units issued by the Issuer on November 19, 2007 according
to the Issuers Form 8-K filed with the Securities and Exchange Commission on
November 26, 2007, and (iii) 355,556 Common Units issued by the Issuer on
December 3, 2007 according to the Issuers Form 8-K filed with the Securities
and Exchange Commission on December 4, 2007.
|
|
|
|
|
|
|
|
(c)
|
|
Swank Income Advisors, and Swank Capital as the general partner
of Swank Income Advisors, may direct the vote and disposition of the 405,486
Common Units held by the Fund. As the principal of Swank Capital, Mr. Swank may direct the vote and disposition of the 405,486 Common Units held by the Fund, and may also direct the vote and
disposition of 675 Common Units held by him in a personal account.
|
6
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Date: February 14, 2008
|
|
|
|
|
|
|
|
|
SWANK CAPITAL, LLC
|
|
|
|
|
|
|
|
|
|
|
|
By:
|
|
/s/ Jerry V. Swank
|
|
|
|
|
|
|
Jerry V. Swank
|
|
|
|
|
|
|
Managing Member
|
|
|
|
|
|
|
|
|
|
|
|
SWANK ENERGY INCOME ADVISORS, LP
|
|
|
|
|
|
|
|
|
|
|
|
By:
|
|
Swank Capital, LLC, its general partner
|
|
|
|
|
|
|
|
|
|
|
|
By:
|
|
/s/ Jerry V. Swank
|
|
|
|
|
|
|
Jerry V. Swank
|
|
|
|
|
|
|
Managing Member
|
|
|
|
|
|
|
|
|
|
|
|
/s/ Jerry V. Swank
|
|
|
|
|
Jerry V. Swank
|
|
|
7
Rio Vista Energy Partners (NASDAQ:RVEP)
Historical Stock Chart
From Jun 2024 to Jul 2024
Rio Vista Energy Partners (NASDAQ:RVEP)
Historical Stock Chart
From Jul 2023 to Jul 2024