Current Report Filing (8-k)
May 25 2018 - 4:33PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 23, 2018
RESTORATION ROBOTICS, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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001-38238
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06-1681204
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification Number)
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128 Baytech Drive
San Jose, California
(Address of principal executive offices, including Zip Code)
Registrants telephone number, including area code: (408)
883-6888
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended
transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
On May 23, 2018, a securities class action complaint captioned
Sunny
C.
Wong v.
Restoration Robotics, Inc., et al.
, Case No.
18-CV-02609,
was filed against Restoration Robotics, Inc. (the Company), certain
of its current and former executive officers and directors, certain investors in the Company and the underwriters in the Companys initial public offering. The complaint alleges purported violations of Sections 11, 12(a)(2) and 15 of the
Securities Act of 1933, as amended, in connection with the Companys initial public offering. The Company believes that the lawsuit is without merit and intends to vigorously defend itself.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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RESTORATION ROBOTICS, INC.
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Date: May 25, 2018
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By:
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/s/ Ryan Rhodes
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Ryan Rhodes
President, Chief Executive
Officer
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