Statement of Changes in Beneficial Ownership (4)
February 05 2020 - 4:30PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Walkingshaw Nate |
2. Issuer Name and Ticker or Trading Symbol
Pluralsight, Inc.
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PS
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Experience Officer |
(Last)
(First)
(Middle)
C/O PLURALSIGHT, INC., 182 NORTH UNION AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/3/2020 |
(Street)
FARMINGTON, UT 84025
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 2/3/2020 | | M(1) | | 7000 | A | $0 | 201090 | D | |
Class A Common Stock | 2/3/2020 | | S(2) | | 7000 | D | $19.5693 (3) | 194090 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B Common Stock | (4) | 2/3/2020 | | M (1) | | | 7000 | (4) | (4) | Class A Common Stock | 7000.0 | $0 | 119503 | D | |
Explanation of Responses: |
(1) | Represents an exchange of shares of the Issuer's Class B Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. |
(2) | The sale transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 6, 2019. |
(3) | The sale price represents the weighted average price of the shares sold, ranging from $19.37 to $19.78 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
(4) | The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer one-to-one voting rights on the holders thereof. Each share of Class B Common Stock is exchangeable for one share of Class A Common Stock at the option of the holder (for which the Issuer may substitute cash) and has no expiration date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Walkingshaw Nate C/O PLURALSIGHT, INC. 182 NORTH UNION AVENUE FARMINGTON, UT 84025 |
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| Chief Experience Officer |
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Signatures
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/s/ Matthew Forkner, by power of attorney | | 2/5/2020 |
**Signature of Reporting Person | Date |
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