Form SC 13G/A - Statement of Beneficial Ownership by Certain Investors: [Amend]
October 10 2024 - 5:06PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION |
Washington, D.C. 20549 |
|
SCHEDULE 13G |
(Rule 13d-102) |
|
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT |
TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED |
PURSUANT TO RULE 13d-2 UNDER THE SECURITIES EXCHANGE
ACT OF 1934
|
(Amendment No. 2) *
|
Patriot National Bancorp Inc. |
(Name of Issuer)
|
Common Stock, par value $0.01 |
(Title of Class of Securities)
|
70336F203 |
(CUSIP Number)
|
September 30, 2024 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
x Rule 13d-1(b)
o Rule 13d-1(c)
o Rule 13d-1(d)
_______________________
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise
subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 70336F203 |
Page 2 |
1 |
NAMES OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) (VOLUNTARY): |
Siguler Guff Advisers, LLC
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
(a) [ ]
(b) [ ] |
3 |
SEC USE ONLY
|
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
|
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 |
SOLE VOTING POWER
|
0 |
6 |
SHARED VOTING POWER
|
75,929(1) |
7 |
SOLE DISPOSITIVE POWER
|
0 |
8 |
SHARED DISPOSITIVE POWER
|
75,929(1) |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
75,929(1) |
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
|
[ ] |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
1.9%(2) |
12 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
OO, IA |
| (1) | As of September 30, 2024. As of the date of this filing, the Reporting Person no longer holds any shares of Common Stock. |
| (2) | Based on 3,976,073 shares of Common Stock outstanding as of August 9, 2024, as reported in the Issuer’s Form 10-Q for the period
ended June 30, 2024 filed with the Securities and Exchange Commission on August 9, 2024. |
CUSIP No. 70336F203 |
Page 3 |
AMENDMENT NO. 2 TO SCHEDULE 13G (FINAL AMENDMENT)
Reference is hereby made to the statement on Schedule 13G filed with the
Securities and Exchange Commission by the Reporting Person with respect to the Common Stock of the Issuer on May 3, 2021 and Amendment
No. 2 thereto filed on January 20, 2023 (as so amended, the “Schedule 13G”). Terms defined in the Schedule 13G are used herein
as so defined.
The following Items of the Schedule 13G are hereby amended and restated
as follows:
Item 4. Ownership
The information
requested in these paragraphs is incorporated by reference to the cover page to this Amendment No. 2 to Schedule 13G.
Item 5. Ownership of Five Percent or
Less of the Class
If this statement
is being filed to report the fact that the Reporting Person has ceased to be the beneficial owner of more than five percent of the Common
Stock, check the following: [X]
Item 6. Ownership of More than Five Percent
on Behalf of Another Person
Not Applicable
CUSIP No. 70336F203 |
Page 4 |
SIGNATURE
After reasonable inquiry and to the best of the undersigned’s
knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
Date: October 10, 2024
|
SIGULER GUFF ADVISERS, LLC
By: /s/ Marcelo Phillips
Name: Marcelo Phillips
Title: Managing Director, Chief Compliance Officer
|
|
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