Initial Statement of Beneficial Ownership (3)
October 08 2021 - 5:29PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Auburn OWMH, LLLP |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/30/2021
|
3. Issuer Name and Ticker or Trading Symbol
OneWater Marine Inc. [ONEW]
|
(Last)
(First)
(Middle)
6275 LANIER ISLANDS PARKWAY |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) ___X___ Other (specify below) / Member of 10% Ownership Group |
(Street)
BUFORD, GA 30518
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A common stock, par value $0.01 | 611371 (1)(4) | D | |
Class A common stock, par value $0.01 | 345678 (2)(4) | D | |
Class A common stock, par value $0.01 | 476261 (3)(4) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents shares held directly by Auburn OWMH, LLLP ("Auburn LLLP"). The general partner of Auburn LLLP is Singleton Asset Management, LLC ("Singleton LLC"), for which Michelle Singleton is the Manager and has voting and investment control over shares held by Auburn LLLP. Singleton LLC and Mrs. Singleton may be deemed to indirectly own the shares held by Auburn LLLP. |
(2) | Represents shares held directly by Philip Singleton Irrevocable Trust, dated December 24, 2015 (the "12/24 Trust"). |
(3) | Represents shares held directly by Austin Singleton Irrevocable Trust, dated December 30, 2015 (the "12/30 Trust"). |
(4) | Auburn LLLP, Singleton LLC, Mrs. Singleton, the 12/24 Trust and the 12/30 Trust are members of a "group" with Philip Austin Singleton, Jr., the Chief Executive Officer of OneWater Marine Inc., for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
Remarks: Exhibit 24.1 - Power of Attorney (Auburn OWMH, LLLP) Exhibit 24.2 - Power of Attorney (Singleton Asset Management, LLC) Exhibit 24.3 - Power of Attorney (Michelle Singleton) Exhibit 24.4 - Power of Attorney (Philip Singleton Irrevocable Trust, dated December 24, 2015) Exhibit 24.5 - Power of Attorney (Austin Singleton Irrevocable Trust, dated December 30, 2015) |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Auburn OWMH, LLLP 6275 LANIER ISLANDS PARKWAY BUFORD, GA 30518 |
|
|
| Member of 10% Ownership Group |
Singleton Asset Management, LLC 6275 LANIER ISLANDS PARKWAY BUFORD, GA 30518 |
|
|
| Member of 10% Ownership Group |
Singleton Michelle 6275 LANIER ISLANDS PARKWAY BUFORD, GA 30518 |
|
|
| Member of 10% Ownership Group |
Philip Singleton Irrevocable Trust, dated December 24, 2015 6275 LANIER ISLANDS PARKWAY BUFORD, GA 30518 |
|
|
| Member of 10% Ownership Group |
Austin Singleton Irrevocable Trust, dated December 30, 2015 6275 LANIER ISLANDS PARKWAY BUFORD, GA 30518 |
|
|
| Member of 10% Ownership Group |
Signatures
|
/s/ Jack Ezzell, as Attorney-in-Fact for Michelle Singleton, as Manager of Singleton Asset Management, LLC, in its capacity as general partner of Auburn OWMH, LLLP | | 10/8/2021 |
**Signature of Reporting Person | Date |
/s/ Jack Ezzell, as Attorney-in-Fact for Michelle Singleton, as Manager of Singleton Asset Management, LLC | | 10/8/2021 |
**Signature of Reporting Person | Date |
/s/ Jack Ezzell, as Attorney-in-Fact for Michelle Singleton | | 10/8/2021 |
**Signature of Reporting Person | Date |
/s/ Jack Ezzell, Attorney-in-Fact for Scott Beville, as Co-Trustee of Philip Singleton Irrevocable Trust, dated December 24, 2015 | | 10/8/2021 |
**Signature of Reporting Person | Date |
/s/ Jack Ezzell, Attorney-in-Fact for Scott Beville, as Co-Trustee of Austin Singleton Irrevocable Trust, dated December 30, 2015 | | 10/8/2021 |
**Signature of Reporting Person | Date |
OneWater Marine (NASDAQ:ONEW)
Historical Stock Chart
From Jul 2024 to Jul 2024
OneWater Marine (NASDAQ:ONEW)
Historical Stock Chart
From Jul 2023 to Jul 2024