Statement of Changes in Beneficial Ownership (4)
February 04 2020 - 5:00PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Christensen Thomas W. |
2. Issuer Name and Ticker or Trading Symbol
Noble Midstream Partners LP
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NBLX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Financial Officer |
(Last)
(First)
(Middle)
1001 NOBLE ENERGY WAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/31/2020 |
(Street)
HOUSTON, TX 77070
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Units Representing Limited Partner Interests | 1/31/2020 | | A | | 4179 (1) | A | $0 | 19388 | D | |
Common Units Representing Limited Partner Interests | 2/1/2020 | | F | | 138 (2) | D | $22.40 | 19250 | D | |
Common Units Representing Limited Partner Interests | 2/1/2020 | | F | | 68 (3) | D | $22.40 | 19182 | D | |
Common Units Representing Limited Partner Interests | 2/1/2020 | | F | | 111 (4) | D | $22.40 | 19071 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Restricted units of Noble Noble Midstream Partners LP subject to vesting 1/3 after year one, 1/3 after year two and the final 1/3 after year three, granted under the Noble Midstream Partners LP 2016 Long-Term Incentive Plan. |
(2) | Reflects units relinquished to Noble Midstream Partners LP by the reporting person out of, and to cover estimated tax withholding for, restricted units granted on February 1, 2017, and vesting on February 1, 2020. The unit price reflected in Table I Column 4 was determined based on the fair market value of the common units on January 31, 2020. |
(3) | Reflects units relinquished to Noble Midstream Partners LP by the reporting person out of, and to cover estimated tax withholding for, restricted units granted on February 1, 2018, and vesting on February 1, 2020. The unit price reflected in Table I Column 4 was determined based on the fair market value of the common units on January 31, 2020. |
(4) | Reflects units relinquished to Noble Midstream Partners LP by the reporting person out of, and to cover estimated tax withholding for, restricted units granted on February 1, 2019, and vesting on February 1, 2020. The unit price reflected in Table I Column 4 was determined based on the fair market value of the common units on January 31, 2020. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Christensen Thomas W. 1001 NOBLE ENERGY WAY HOUSTON, TX 77070 |
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| Chief Financial Officer |
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Signatures
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/s/ Aaron Carlson, attorney-in-fact for Thomas W. Christensen | | 2/4/2020 |
**Signature of Reporting Person | Date |
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