Current Report Filing (8-k)
January 05 2021 - 4:01PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): January 5, 2021
NanoVibronix,
Inc.
(Exact
name of registrant as specified in its charter)
Delaware
(State
or other jurisdiction of incorporation)
001-36445
|
|
01-0801232
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(Commission
File Number)
|
|
(IRS
Employer Identification No.)
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525
Executive Blvd., Elmsford, NY 10523
(Address
of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code: (914) 233-3004
Not
Applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company [X]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common
Stock, par value $0.001 per share
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NAOV
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Nasdaq
Capital Market
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Item
8.01 Other Events.
As
previously disclosed, on August 5, 2020, NanoVibronix, Inc. (the “Company”) was
notified by the Listing Qualifications Staff of The Nasdaq Stock Market LLC (“Nasdaq”) that it no longer satisfied
the $2.5 million stockholders’ equity requirement for continued listing on The Nasdaq Capital Market (the “Rule”).
The Company thereafter presented a compliance plan to the Nasdaq Hearings Panel, which granted the Company an extension through
December 15, 2020 to evidence compliance with the Rule. On December 7, 2020, the Company completed a private placement
of its common stock and warrants for gross proceeds of approximately $6 million and, as
a result, disclosed its belief that it had regained compliance with the Rule. By letter dated January 4, 2021, Nasdaq confirmed
the Company’s compliance with all applicable criteria for continued listing on The Nasdaq Capital Market and the matter
is now closed.
***
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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NANOVIBRONIX,
INC.
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Date:
January 5, 2021
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By:
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/s/
Stephen Brown
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Name:
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Stephen
Brown
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Title:
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Chief
Financial Officer
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