Current Report Filing (8-k)
May 23 2016 - 11:36AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date of Report (Date of Earliest Event Reported):
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May 17, 2016
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M
MA Capital Management
, LLC
__________________________________________
(Exact name of registrant as specified in its charter)
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Delaware
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001-11981
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52-1449733
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(State or other jurisdiction
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(Commission
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(I.R.S. Employer
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of incorporation)
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File Number)
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Identification No.)
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3600 O’Donnell St
, Suite 600, Baltimore, Maryland
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212
24
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code:
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(443) 263-2900
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Not Applicable
______________________________________________
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders
On
May 1
7
, 201
6
,
the
Company held its annual meeting of shareholders. At that meeting, the shareholders of the Company elected
Michael L. Falcone, Francis X. Gallagher, Jr. and Frederick W. Puddester
to the Board of Directors for a three
-
year term, approved
the compensation of the named executive officers of the Company
and ratified the
appointment
of KPMG, LLP as independent registered publ
ic accountant for the calendar year ending
201
6
. As to these matters, the numbers of votes cast for or against, as well as the number of abstentions and broker non-votes, are as set forth below:
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1.
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Election of directors nominated by
MMA Capital Management
, LLC to serve for a term to expire in 201
9
and until their successors are duly elected and qualified:
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Nominee
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Votes
For
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Votes
Against
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Votes
Abstain
ed
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Broker
Non-Votes
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Michael L. Falcone
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1,957,21
3
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106,559
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20,536
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3,304,338
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Francis X. Gallagher, Jr.
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1,609,020
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450,004
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25,284
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3,304,338
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Frederick W. Puddester
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1,609,825
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449,309
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25,174
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3,304,338
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2.
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The non-binding Advisory Vote on Executive Compensation
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Votes
For
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Votes
Against
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Votes
Abstain
ed
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Broker
Non-Votes
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1,511,267
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405,231
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167,810
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3,304,338
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3.
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Ratification of KPMG, LLP as independent registered public accounting firm for 201
6
:
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Votes
For
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Votes
Against
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Votes
Abstain
ed
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Broker
Non-Votes
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4,942,537
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417,260
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28,849
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0
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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MMA Capital Management, LLC
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May
23
, 2016
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By:
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/s/ Michael L. Falcone
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Name: Michael L. Falcone
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Title:
Chief Executive Officer and President
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