Current Report Filing (8-k)
November 15 2013 - 6:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
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Date of Report (Date of Earliest Event Reported): |
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November 14, 2013 |
Municipal
Mortgage & Equity, LLC
__________________________________________
(Exact name of registrant as specified in its charter)
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Delaware |
000-55051 |
52-1449733 |
(State or other jurisdiction |
(Commission |
(I.R.S. Employer |
of incorporation) |
File Number) |
Identification No.) |
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621 E
Pratt Street, Suite 600, Baltimore, Maryland |
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21202 |
(Address
of principal executive offices) |
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(Zip Code) |
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Registrant’s telephone number, including area code: |
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(443) 263-2900 |
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Not Applicable
______________________________________________
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to
Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition.
On November 14, 2013, the Company
filed its Periodic Report on Form 10-Q for the period ended September 30, 2013. The filing was announced in a press release also
issued on November 14, 2013. The press release included certain non-GAAP financial information in the form of adjusted
balance sheets and results of operations and a reconciliation of these non-GAAP financial statements to the Company’s GAAP
financial statements. The purpose of these non-GAAP financial statements and the associated reconciliations is to help investors
better understand our financial statements with regard to our retained bond investments as well as the effects of our consolidated
funds and ventures. The press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
The
information in this Item 2.02 of Form 8-K and Exhibit 99.1 attached hereto shall not be deemed “filed” for purposes
of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor
shall it be deemed incorporated by reference into any filing under the Securities Exchange Act of 1934, as amended, or the Securities
Act of 1933, as amended, except as expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
99.1 |
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Press release, dated November 14, 2013 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Municipal Mortgage & Equity, LLC |
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November 14, 2013 |
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By: |
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/s/ Michael L. Falcone |
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Name: Michael L. Falcone |
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Title: Chief Executive Officer and President |
EXHIBIT INDEX
Exhibit No. |
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Description |
99.1 |
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Press release, dated November 14, 2013 |
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