Initial Statement of Beneficial Ownership (3)
January 11 2022 - 4:05PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
LaBode Moyo |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/1/2022
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3. Issuer Name and Ticker or Trading Symbol
Leslie's, Inc. [LESL]
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(Last)
(First)
(Middle)
2005 EAST INDIAN SCHOOL ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Merchandising Officer / |
(Street)
PHOENIX, AZ 85016
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | (1) | Common Stock | 65000 | $0.00 (2) | D | |
Options to purchase shares | (3) | 5/12/2031 | Common Stock | 183333 | $26.11 | D | |
Options to purchase shares | 12/16/2021 | 5/12/2031 | Common Stock | 45833 (4) | $26.11 | D | |
Explanation of Responses: |
(1) | Represents a grant of RSUs, which will vest in four (4) equal installments on May 12, 2022, May 12, 2023, May 12, 2024, and May 12, 2025, subject to Mr. LaBode's continuous employment or service with the Issuer or an affiliate until the applicable vesting date. |
(2) | Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. |
(3) | Represents a grant of options to purchase shares ("Options") which will vest in four equal installments on May 12, 2022, May 12, 2023, May 12, 2024, and May 12, 2025, subject to Mr. LaBode's continuous employment or service with the Issuer or an affiliate until the applicable vesting date. |
(4) | On May 12, 2021, Mr. LaBode was granted Options to purchase 91,667 shares of common stock. The Options vest in two equal annual installments based on the Issuer's satisfaction of certain performance criteria for each of the fiscal years ending October 2, 2021 and October 1, 2022. The performance criteria for 2021 were met, resulting in vesting of the Options as to 45,833 shares. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
LaBode Moyo 2005 EAST INDIAN SCHOOL ROAD PHOENIX, AZ 85016 |
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| Chief Merchandising Officer |
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Signatures
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Brad A. Gazaway, as Attorney-in-Fact for Moyo LaBode | | 1/11/2022 |
**Signature of Reporting Person | Date |
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