Statement of Ownership (sc 13g)
February 13 2014 - 1:00PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. N/A)*
Chart
Acquisition Corp
(Name of Issuer)
Common Stock
(Title of
Class of Securities)
161151105
(CUSIP Number)
December 31st, 2013
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
*
|
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
|
The information required on the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
|
|
|
|
|
|
|
1.
|
|
Name of
Reporting Person:
TD Asset Management Inc.
|
2.
|
|
Check the Appropriate Box if a Member
of a Group
(a)
¨
(b)
¨
|
3.
|
|
SEC Use Only
|
4.
|
|
Citizenship or Place of
Organization:
Canada
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
5.
|
|
Sole Voting Power:
725,000
|
|
6.
|
|
Shared Voting Power:
0
|
|
7.
|
|
Sole Dispositive Power:
725,000
|
|
8.
|
|
Shared Dispositive Power:
0
|
9.
|
|
Aggregate Amount Beneficially Owned by Each Reporting Person:
725,000
|
10.
|
|
Check Box if the Aggregate Amount in
Row (9) Excludes Certain Shares (See Instructions)
¨
|
11.
|
|
Percent of Class Represented by Amount
in Row (9):
7.44%
|
12.
|
|
Type of Reporting Person (See
Instructions):
CO
|
Page 2 of 4
|
|
|
Item 1.
|
|
(a). Name of Issuer
Chart Acquisition Corp (the Issuer)
|
|
|
|
|
(b). Address of Issuers Principal Executive Offices:
75 Rockefeller Plaza, 14th Floor, New York, NY 10019 United
States
|
|
|
Item 2(a).
|
|
Name of Person Filing
|
|
|
Item 2(b).
|
|
Address of Principal Business Office
|
|
|
Item 2(c).
|
|
Citizenship
|
|
|
|
|
(i) TD Asset Management Inc. (TDAM)
Canada Trust Tower, BCE Place, 161 Bay Street, 35th Floor, Toronto, Ontario, M5J 2T2
Citizenship: Canada
|
|
|
Item 2(d).
|
|
Title of Class of Securities:
|
|
|
|
|
Common Stock
|
|
|
Item 2(e).
|
|
CUSIP Number:
161151105
|
|
|
Item 3.
|
|
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
|
|
|
|
|
This Item 3 is not applicable.
|
|
|
Item 4.
|
|
Ownership.
|
|
|
|
|
(a) Amount beneficially owned:
TDAM individually beneficially owns 725,000 shares of Common
Stock.
(b) Percent
of class:
The ownership percentages set forth below are based
on 9,750,000 shares of the Issuers Common Stock outstanding as of December 31st, 2013.
TDAM may be deemed to beneficially own approximately 7.44% of the outstanding shares of Common Stock.
(c) Number of Shares as
to which the Reporting Person has:
TDAM:
(i) Sole power to
vote or to direct the vote:
725,000
(ii) Shared power to vote
or to direct the vote:
0
(iii) Sole power to dispose or to
direct the disposition of:
725,000
(iv) Shared power to dispose or
to direct the disposition of:
0
|
Page 3 of 4
|
|
|
Item 5.
|
|
Ownership of Five Percent or Less of a Class
|
|
|
|
|
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following:
¨
|
|
|
Item 6.
|
|
Ownership of More than Five Percent on Behalf of Another Person.
|
|
|
|
|
This Item 6 is not applicable.
|
|
|
Item 7.
|
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
|
|
|
|
|
This Item 7 is not applicable.
|
|
|
Item 8.
|
|
Identification and Classification of Members of the Group.
|
|
|
|
|
This Item 8 is not applicable.
|
|
|
Item 9.
|
|
Notice of Dissolution of Group.
|
|
|
|
|
This Item 9 is not applicable.
|
|
|
Item 10.
|
|
Certification.
|
|
|
|
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
|
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 5th, 2014
|
|
|
TD ASSET MANAGEMENT INC.
|
|
|
By:
|
|
/s/ Barbara Callbeck
|
Name: Barbara Callbeck
|
Title: Managing Director
|
Page 4 of 4
Legg Mason ETF Investmen... (NASDAQ:CACG)
Historical Stock Chart
From Dec 2024 to Jan 2025
Legg Mason ETF Investmen... (NASDAQ:CACG)
Historical Stock Chart
From Jan 2024 to Jan 2025