KFX (MM)

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

REPORT OF FOREIGN ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 OF THE

SECURITIES EXCHANGE ACT OF 1934

For the month of April, 2015

(Commission File No. 001-36221)

 

 

Kofax Limited

(Translation of registrant’s name into English)

 

 

Kofax Limited

15211 Laguna Canyon Road

Irvine, CA 92618-3146

(Address of registrant’s principal executive office)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F  x             Form 40-F  ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (1):  ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (7):  ¨

 

 

 

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Other Events

On March 31, 2015, Kofax Limited issued a regulatory announcement reporting notification by RGM Capital, LLC that RGM’s holdings in the company crossed below a 3% threshold.

Exhibits

 

99.1		Regulatory Announcement

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.

 

Date: April 1, 2015

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EXHIBIT INDEX

 

Exhibit		Description
99.1		Regulatory Announcement

Exhibit 99.1

 

TR–1:        NOTIFICATIONS OF MAJOR INTERESTS IN SHARES

 

1: Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:		Kofax Limited

 

2: Reason for notification (yes/no)
An acquisition or disposal of voting rights		yes
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached		no
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments		no
An event changing the breakdown of voting rights		no
Other (please specify):		no

 

3. Full name of person(s) subject to the notification obligation:		RGM Capital, LLC 9010 Strada Stell Court Suite 105 Naples, FL 34109
4. Full name of shareholder(s) (if different from 3.):
5. Date of the transaction (and date on which the threshold is crossed or reached):		03/25/2015
6. Date on which issuer notified:		3/27/2015
7. Threshold(s) that is/are crossed or reached:		9%, 8%, 7%, 6%, 5%, 4%, 3%

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8: Notified Details
A: Voting rights attached to shares
Class/type of share If possible use ISIN code		BMG5307C1055
Situation previous to the triggering transaction
Number of shares		Number of voting rights
8,731,025		8,731,025

Resulting situation after the triggering transaction
Number of shares		Number of voting rights				Percentage of voting rights
		Direct		Indirect		Direct		Indirect
2,225,025		2,225,025		0		2,225,025		2.41%

 

B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument		Expiration date		Exercise/ conversion period/date		No. of voting rights that may be acquired (if the instrument exercised/converted)		Percentage of voting rights
N/A		N/A		N/A		N/A		N/A

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Exercise

Expiration

Exercise/ Conversion

Number of voting rights instrument

% of voting rights

Type of financial instrument

price

date

period

refers to

Nominal

Delta

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

Total (A+B+C)
Number of voting rights		Percentage of voting rights
2,225,025		2.41%

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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
RGM Capital, LLC		2,225,025		2.41%

 

Proxy Voting:
10. Name of the proxy holder:		N/A
11. Number of voting rights proxy holder will cease to hold:		N/A
12. Date on which proxy holder will cease to hold voting rights:		N/A

 

13. Additional information:
14. Contact name:		Kofax Limited Bradford Weller Company Secretary
15. Contact telephone number:		(949) 783-1376

Source: Kofax