Report of Foreign Issuer (6-k)
June 15 2017 - 6:09AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of June, 2017
Commission File Number
Novogen
Limited
(Translation of registrants name into English)
Level 5, 20 George Street, Hornsby, NSW 2077, Australia
(Address of principal executive office)
Indicate by check mark whether
the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form
20-F ☑ Form 40-F ☐
Indicate by check mark if
the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Note
: Regulation S-T Rule
101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.
Indicate by
check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Note
:
Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which
the registrant is incorporated, domiciled or legally organized (the registrants home country), or under the rules of the home country exchange on which the registrants securities are traded, as long as the report or other
document is not a press release, is not required to be and has not been distributed to the registrants security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on
EDGAR.
Indicate by check mark if the registrant by furnishing the information contained in this form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes ☐ No ☑
If
yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b)
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
Novogen Limited
(Registrant)
Kate Hill
Kate Hill
Company Secretary
Date 15 June 2017
603 Page 1 of 2 15 July 2001
Form 603
Corporations
Act 2001
Section 671B
Notice of initial substantial holder
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To
Company Name/Scheme
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Novogen Limited
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ACN/ARSN
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063 259 754
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1. Details of substantial holder (1)
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Name
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Hishenk Pty Ltd
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ACN/ARSN (if applicable)
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003 114 369
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The holder became a substantial holder on
13
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06
/
17
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2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate
(2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
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Class of securities (4)
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Number of securities
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Persons votes (5)
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Voting
power (6)
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Ordinary Shares
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26,188,670
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26,188,670
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5.4%
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3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a
substantial holder are as follows:
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Holder of relevant interest
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Nature of relevant interest (7)
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Class and number of securities
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Hishenk Pty Limited
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Registered Holder
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Ordinary 23,688,670
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Hishenk Pty Limited Super Fund
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Registered Holder
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Ordinary 2,500,00
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4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
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Holder of relevant interest
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Registered holder of securities
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Person entitled to be registered as
holder (8)
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Class and number of securities
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Hishenk Pty Limited
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Hishenk Pty Limited
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Hishenk Pty Limited
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Ordinary 23,688,670
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Hishenk Pty Limited Super Fund
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Hishenk Pty Limited Super Fund
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Hishenk Pty Limited Super Fund
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Ordinary 2,500,000
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5. Consideration
The
consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
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Holder of relevant interest
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Date of acquisition
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Consideration (9)
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Class and number of securities
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Cash
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Non-cash
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Hishenk
Pty Limited
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03/3/17-13/06/17
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$
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714,136
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Ordinary 8,950,000
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Hishenk Pty Limited Super Fund
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01/04/17-13/06/17
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$
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180,445
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Ordinary 2,500,000
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603 Page 2 of 2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
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Name and ACN/ARSN (if applicable)
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Nature of association
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7. Addresses
The
addresses of persons named in this form are as follows:
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Name
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Address
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Hishenk Pty Limited
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P O BOX 779 Artarmon NSW 1570
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Signature
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print name
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Michael Abolakian
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capacity
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Director
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sign here
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date
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13/06/17
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DIRECTIONS
(1)
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If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an
annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is
clearly set out in paragraph 7 of the form.
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(2)
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See the definition of associate in section 9 of the Corporations Act 2001.
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(3)
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See the definition of relevant interest in sections 608 and 671B(7) of the Corporations Act 2001.
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(4)
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The voting shares of a company constitute one class unless divided into separate classes.
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(5)
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The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
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(6)
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The persons votes divided by the total votes in the body corporate or scheme multiplied by 100.
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(a)
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any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the
person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
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(b)
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any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly
the particular securities to which the qualification applies).
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See the definition of relevant agreement in
section 9 of the Corporations Act 2001.
(8)
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If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write unknown.
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(9)
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Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition.
Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are
not paid directly to the person from whom the relevant interest was acquired.
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