UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of June, 2017

Commission File Number                         

 

 

Novogen Limited

(Translation of registrant’s name into English)

 

 

Level 5, 20 George Street, Hornsby, NSW 2077, Australia

(Address of principal executive office)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  ☑             Form 40-F   ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Note : Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

Note : Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant’s “home country”), or under the rules of the home country exchange on which the registrant’s securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant’s security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.

Indicate by check mark if the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes  ☐     No  ☑

If “yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b)

 

 

 


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Novogen Limited (Registrant)

Kate Hill

Kate Hill

Company Secretary

Date 15 June 2017


603  Page 1 of 2  15 July 2001

 

 

Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

 

 

 

To  Company Name/Scheme       

Novogen Limited

ACN/ARSN   

063 259 754

1. Details of substantial holder (1)
Name   

Hishenk Pty Ltd

ACN/ARSN (if applicable)   

003 114 369

The holder became a substantial holder on       13 / 06 / 17

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

 

Class of securities (4)   Number of securities                        Person’s votes (5)                                    Voting  power (6)            

Ordinary Shares

  26,188,670   26,188,670   5.4%
             

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

 

Holder of relevant interest    Nature of relevant interest (7)    Class and number of securities    

Hishenk Pty Limited

   Registered Holder    Ordinary 23,688,670

Hishenk Pty Limited Super Fund

   Registered Holder    Ordinary 2,500,00

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

 

Holder of relevant interest    Registered holder of securities    Person entitled to be registered as
holder (8)
   Class and number of securities

Hishenk Pty Limited

   Hishenk Pty Limited    Hishenk Pty Limited    Ordinary 23,688,670
Hishenk Pty Limited Super Fund    Hishenk Pty Limited Super Fund    Hishenk Pty Limited Super Fund    Ordinary 2,500,000

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

 

Holder of relevant interest    Date of acquisition    Consideration (9)            Class and number of securities

 

         Cash      Non-cash        

Hishenk Pty Limited

   03/3/17-13/06/17    $ 714,136           Ordinary 8,950,000

Hishenk Pty Limited Super Fund

   01/04/17-13/06/17      $ 180,445           Ordinary 2,500,000

 

 


603  Page 2 of 2  15 July 2001

 

 

 

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

 

Name and ACN/ARSN (if applicable)        Nature of association
      
      

7. Addresses

The addresses of persons named in this form are as follows:

 

Name    Address
Hishenk Pty Limited    P O BOX 779 Artarmon NSW 1570
      

 

 

Signature

 

print name        Michael Abolakian    capacity      Director
sign here         date    13/06/17

DIRECTIONS

 

(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

 

(2) See the definition of “associate” in section 9 of the Corporations Act 2001.

 

(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.

 

(4) The voting shares of a company constitute one class unless divided into separate classes.

 

(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

 

(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

 

(7) Include details of:

 

  (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

 

  (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

 

(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write “unknown”.

 

(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

 

 

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